Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of December 11, 2023
Schedule A
to the
by and between
Roundhill Financial, Inc.
And
Exchange Traded Concepts LLC
As of December 11, 2023
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Minimum Annual Fee | Asset-Based Fee |
$15,000 | 4 bps (0.04%) on the first $200 million 3.5 bps (0.035%) on the next $800 million 3 bps (0.03%) on the next $1 billion 2.5 bps (0.025%) on the balance over $2 billion |
Current
Series of Roundhill ETF Trust Covered by this Sub-Advisory Agreement and Subject to the Accumulative Asset-Based Fee Set Forth Above | |
Roundhill S&P Dividend Monarchs ETF | |
Roundhill S500 Managed Distribution ETF | |
Roundhill Tech 100 Managed Distribution ETF | |
Current Series of Other Trusts Subject to the Accumulative Asset-Based Fee Set Forth Above | |
Roundhill Video Games ETF | |
Roundhill Cannabis ETF | |
Roundhill Sports Betting & iGaming ETF | |
Roundhill S&P Global Luxury ETF | |
Roundhill Ball Metaverse ETF | |
Roundhill Alerian LNG ETF | |
Roundhill MEME ETF | |
Roundhill IO Digital Infrastructure ETF |
Minimum Annual Fee | Asset-Based Fee |
$30,000
for the first fund in the table below; $20,000 for remaining funds |
7 bps (0.07%) on the first $250 million 6 bps (0.06%) on the next $250 million 5 bps (0.05%) on the next $500 million 4 bps (0.04%) on the balance over $1 billion |
Current
Series of Roundhill ETF Trust Covered by this Sub-Advisory Agreement and Subject to the Accumulative Asset-Based Fee Set Forth Above | |
Roundhill Bitcoin Covered Call Strategy ETF |