CUSTODY AGREEMENTCustody Agreement • October 20th, 2023 • Roundhill ETF Trust • Minnesota
THIS CUSTODY AGREEMENT (the “Agreement”) is made and entered into as of the last date in the signature block, by and between ROUNDHILL ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Agreement and Declaration of Trust of Roundhill ETF TrustAgreement and Declaration of Trust • October 20th, 2023 • Roundhill ETF Trust • Delaware
Agreement and Declaration of Trust made as of this 26th day of September, 2023, by the Trustee hereunder, and by the holders of Shares to be issued by Roundhill ETF Trust (the “Trust”) hereunder as hereinafter provided.
ROUNDHILL ETF TRUST INVESTMENT ADVISORY AGREEMENT with ROUNDHILL FINANCIAL INC.Investment Advisory Agreement • October 20th, 2023 • Roundhill ETF Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 26th day of September, 2023 by and between ROUNDHILL ETF TRUST (the “Trust”), a Delaware statutory trust, and ROUNDHILL FINANCIAL INC., a Delaware corporation with its principal place of business at 575 5th Avenue, 14th Floor, New York, New York 10017 (the “Adviser”).
ETF DISTRIBUTION AGREEMENTDistribution Agreement • October 20th, 2023 • Roundhill ETF Trust • Delaware
This distribution agreement (the “Agreement”) is effective this 26th day of September 2023, and made by Roundhill ETF Trust, a Delaware statutory trust (the “Trust”), having its principal place of business at 154 West 14th Street, 2nd Floor, New York, NY 10011, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FUND SERVICING AGREEMENTFund Servicing Agreement • October 20th, 2023 • Roundhill ETF Trust • Wisconsin
THIS FUND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of the last date on the signature block, by and between ROUNDHILL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ROUNDHILL ETF TRUSTAuthorized Participant Agreement • October 20th, 2023 • Roundhill ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Roundhill ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 20th, 2023 • Roundhill ETF Trust • Delaware
THIS SUBADVISORY AGREEMENT (the “Agreement”) made as of this 26 day of September, 2023 by and between Roundhill Financial Inc., a Delaware Corporation with its principal place of business at 154 West 14th Street, 2nd Floor, New York, New York 10011 (the “Adviser”) and Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 10900 Hefner Pointe Dr. Ste. 400, Oklahoma City, OK 73120 (the “Sub-Adviser”), with respect to each series of the Trust identified on Schedule A to this Agreement (each a “Fund” and collectively, the “Funds”).
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated September 26, 2023 between ROUNDHILL ETF TRUST and Roundhill Financial Inc.Investment Advisory Agreement • August 30th, 2024 • Roundhill ETF Trust
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated September 26, 2023 between ROUNDHILL ETF TRUST and Roundhill Financial Inc.Investment Advisory Agreement • February 27th, 2024 • Roundhill ETF Trust
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of July 31, 2024Sub-Advisory Agreement • August 1st, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of February 15, 2024Sub-Advisory Agreement • February 27th, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • February 27th, 2024 • Roundhill ETF Trust • Delaware
This Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between Roundhill ETF Trust, a Delaware statutory trust (the “Trust”), and Roundhill Financial Inc., a Delaware limited liability company (“Roundhill”), as of February 28, 2024.
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of August 29, 2024Sub-Advisory Agreement • August 30th, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of August 29, 2024Sub-Advisory Agreement • September 19th, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of May 17, 2024Sub-Advisory Agreement • May 20th, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of July 31, 2024Sub-Advisory Agreement • August 30th, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated December 11, 2023 between ROUNDHILL ETF TRUST and Roundhill Financial Inc.Investment Advisory Agreement • January 10th, 2024 • Roundhill ETF Trust
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated September 26, 2023 between ROUNDHILL ETF TRUST and Roundhill Financial Inc.Investment Advisory Agreement • May 20th, 2024 • Roundhill ETF Trust
Schedule A to the Sub-Advisory Agreement by and between Roundhill Financial, Inc. And Exchange Traded Concepts LLC As of December 11, 2023Sub-Advisory Agreement • January 10th, 2024 • Roundhill ETF Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund (whether that fund is a series of Roundhill ETF Trust or another trust) that ETC sub-advises and Roundhill is the investment adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated August 29, 2024 between ROUNDHILL ETF TRUST and Roundhill Financial Inc.Investment Advisory Agreement • September 19th, 2024 • Roundhill ETF Trust
Sub-License AgreementSub-License Agreement • October 20th, 2023 • Roundhill ETF Trust
This agreement (“Sub-License Agreement”) is made by and between Roundhill Financial Inc. (“Licensee”), whose principal offices are located at 154 West 14th Street, Floor 2, New York, New York 10011 and Roundhill S&P Dividend Monarchs ETF (“Sub-Licensee”), whose principal offices are located at 154 West 14th Street, Floor 2, New York, New York 10011.
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated September 26, 2023 between ROUNDHILL ETF TRUST and Roundhill Financial Inc.Investment Advisory Agreement • August 1st, 2024 • Roundhill ETF Trust
