FMI COMMON STOCK FUND, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
FMI
COMMON STOCK FUND, INC.
AMENDMENT
TO THE TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of the
21st day
of December, 2007, to the Transfer Agent Servicing Agreement, dated as of
December 17, 2003, as amended March 23, 2006 (the "Agreement"), is entered into
by and between FMI Common Stock
Fund, Inc. a
Wisconsin corporation (the "Company") and U.S. Bancorp Fund Services,
LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have
entered into a Transfer Agent Servicing Agreement; and
WHEREAS, the Company and USBFS
desire to amend said Agreement; and
WHEREAS, Section 9 of the
Agreement allows for its amendment by a written instrument executed by both
parties.
NOW, THEREFORE, the parties
agree as follows:
Exhibit B
of the Agreement is hereby superseded and replaced with Exhibit B attached
hereto
Except to
the extent supplemented hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
| FMI COMMON STOCK FUND, INC. |
U.S. BANCORP FUND SERVICES,
LLC
|
|
By:
/s/ Xxxxxx X.
Xxxxxx
|
By: /s/ Xxxxxxx X. XxXxx |
|
Name: Xxxxxx X.
Xxxxxx
|
Name: Xxxxxxx X. XxXxx |
| Title: Vice President | Title: Executive Vice President |
1
Exhibit
B to Transfer Agent Agreement – FMI Common Stock Fund
|
TRANSFER AGENT & SHAREHOLDER SERVICES
ANNUAL FEE SCHEDULE effective 01/01/2008
|
|
|
Service Charges to the Fund*
Shareholder Account Fee (Subject to Minimum)
No-Load - $[__] /account
Closed Accounts - $[__] /account
Annual Minimum
$[__] FMI Focus Fund
$[__] Large Cap, Common Stock, Provident
Trust
CCO
Support $[__]
/annually
Activity Charges
Telephone Calls - $[__] /call
Draft Check Processing - $[__] /draft
Daily Valuation Trades - $[__] /trade
Lost Shareholder Search - $[__] /search
XXX Xxxx Xxxxxxx (xxxx Xxxxx 0 Accounts)
[__] -[__] accounts - $[__] /year
[__] -[__] accounts - $[__] /year
[__] -[__] accounts - $[__] /year
[__] + accounts - $[__] /year
AML New Account Service - $[__] /new domestic
accounts, $[__] /new foreign account and
ACH/EFT Shareholder Services:
$[__] /month/fund group
$[__] /ACH item, setup, change
$[__] /correction, reversal
Omnibus Accounts:
$[__] per
transaction
Out-of-pocket Costs - Including but not limited
to:
Telephone toll-free lines, call transfers,
etc.
Mailing, sorting and postage
Stationery, envelopes
Programming, special reports
Insurance, record retention,
microfilm/fiche
Proxies, proxy services
ACH fees, NSCC charges
DST Disaster Recovery
All other out-of-pocket expenses
|
Service Charges to Investors
Qualified Plan Fees (Billed to Investors)
$[__] /qualified plan acct (Cap at $[__]
/SSN)
$[__] /Xxxxxxxxx ESA acct (Cap at $[__]
/SSN)
$[__] /transfer to successor trustee
$[__] /participant distribution (Excluding
SWPs)
$[__] /refund of excess contribution
Additional Shareholder Fees (Billed to Investors)
$[__] /outgoing wire transfer
$[__] /overnight delivery
$[__] /telephone exchange
$[__] /return check or ACH
$[__] /stop
payment
$[__] /research request per account (Cap at $[__]
/request) (For requested items of the second calendar
year [or previous] to the request)
Technology Charges
1. Fund Group Setup (first cusip) - $[__] /fund
group
2. Fund Setup - $[__] /cusip (beyond first
cusip)
3. NSCC Service Interface – All NSCC
Services
Setup - $[__] /fund
group
Annual - $[__]
/cusip/year
4. Telecommunications and Voice
Services
Service Setup - $[__] ATT
transfer connect
VRU Setup -
$[__] /fund group
VRU Maintenance -
$[__] /cusip/month
$[__] /voice response
call
$[__] /voice recognition
call
5. Average Cost - $[__] /account/year
6. Development/Programming -
$[__] /hour
7. File Transmissions – subject to
requirements
8. Selects - $[__] per select
9. Extraordinary services – charged as incurred
10. Conversion of Records (if necessary) – Estimate
to
be provided.
11. Custom processing, re-processing
All other extraordinary
services
Fees are billed monthly.
*Subject to CPI Increase
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*Effective with the first day after expiration of the first twelve
(12) months of service, the fees and charges set forth in this Schedule shall be
increased over the fees and charges during the previous twelve (12) months in
the amount equal to the change in the Consumer Price Index for
all Urban Consumers in the Milwaukee, Wisconsin Metropolitan Statistical Area,
All Terms, Based 1982-1984 = 100, as last reported by the U.S. Bureau of Labor
Statistics (“CPI-U”). Thereafter, all of the fees and charges in this
fee schedule (except for out-of-pocket expenses) shall increase annually upon
each anniversary of this Schedule in an amount equal to the percentage change in
the CPI-U for the proceeding twelve (12) months.
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