SEGALL BRYANT AND HAMILL LLC AMENDMENT NO. 6 TO INVESTMENT ADVISORY AGREEMENT
XXXXXX XXXXXX AND XXXXXX LLC
AMENDMENT NO. 6 TO
AMENDMENT NO. 6 effective August 25, 2023 (the “Amendment”) to the Investment Advisory Agreement made as of June 10, 2021 between XXXXXX XXXXXX & XXXXXX TRUST, a Massachusetts business trust (the “Trust”), and XXXXXX XXXXXX AND XXXXXX LLC, a Delaware limited liability company (the “Investment Adviser”), as amended (the “Agreement”).
WHEREAS, the Trust is registered as an open-end, management investment company under the Investment Company Act of 1940, as amended;
WHEREAS, the Trust has retained the Investment Adviser to furnish investment advisory and other services to the Trust for the series listed in Exhibit A and for other series of the Trust as agreed to by the parties from time to time (each, a “Fund” and collectively, the “Funds”);
WHEREAS, the Agreement was previously amended on June 29, 2021 (Amendment #1), July 14, 2021 (Amendment #2), July 29, 2021 (Amendment #3), August 5, 2021 (Amendment #4), and August 19, 2021 (Amendment #5), and the parties seek to further amend the Agreement to reflect a revised Exhibit A;
NOW THEREFORE, in consideration of the promises and mutual covenants herein contained, it is agreed between the parties hereto as follows:
1. | Amendment. |
Exhibit A to the Agreement is deleted in its entirety and replaced by Exhibit A attached hereto.
2. | No Other Changes. |
Except as amended by this Amendment, the Agreement remains in full force and effect.
3. Miscellaneous.
The captions in this Amendment are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Amendment shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Amendment shall not be affected thereby. This Amendment shall be binding and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Colorado law.
(signature page follows)
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the day and year first above written.
XXXXXX XXXXXX & XXXXXX TRUST
BY:
TITLE: Treasurer & CCO
XXXXXX XXXXXX AND XXXXXX LLC
BY:
TITLE: President
Exhibit A
Name of Fund | Initial Termination Date | Fee Calculation |
Xxxxxx Xxxxxx & Xxxxxx (“SBH”) Colorado Tax Free Fund | June 9, 2023 | Annual rate of 0.35% of the average daily net assets of the fund |
SBH Emerging Markets Fund | June 9, 2023 | Annual rate of 0.90% of the average daily net assets of the fund |
SBH International Small Cap Fund | June 9, 2023 | Annual rate of 0.90% of the average daily net assets of the fund |
SBH Municipal Opportunities Fund | June 9, 2023 | Annual rate of 0.35% of the average daily net assets of the fund |
SBH Short Term Plus Fund | June 9, 2023 | Annual rate of 0.25% of the average daily net assets of the fund |
SBH Small Cap Core Fund | June 9, 2023 | Annual rate of 0.80% of the average daily net assets of the fund |
SBH Workplace Equality Fund | June 9, 2023 | Annual rate of 0.65% of the average daily net assets of the fund |
SBH Plus Bond Fund | June 29, 2023 | Annual rate of 0.35% of the average daily net assets of the fund |
SBH Quality High Yield Fund | June 29, 2023 | Annual rate of 0.45% of the average daily net assets of the fund |
SBH Small Cap Growth Fund | June 29, 2023 | Annual rate of 0.65% of the average daily net assets of the fund |
SBH Small Cap Value Fund | July 14, 2023 | Annual rate of 0.80% of the average daily net assets of the fund |
SBH Fundamental International Small Cap Fund | July 29, 2023 | Annual rate of 1.00% of the average daily net assets of the fund |
SBH Global All Cap Fund | August 5, 2023 | Annual rate of 0.65% of the average daily net assets of the fund |
SBH All Cap Fund | August 19, 2023 | Annual rate of 0.65% of the average daily net assets of the fund |
SBH Select Equity ETF | August 25, 2025 | Annual rate of 0.55% of the average daily net assets of the fund |