ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 30th day of August, 2023, between Segall Bryant & Hamill Trust, a Massachusetts trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
ETF MASTER SERVICES AGREEMENTEtf Master Services Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust • Ohio
This ETF Master Services Agreement (this “Agreement”), dated August 30, 2023, is between Segall Bryant & Hamill Trust (the “Trust”), a Massachusetts trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
AMENDMENT TO THE CUSTODIAN AGREEMENT BETWEEN SEGALL BRYANT AND HAMILL TRUST and BROWN BROTHERS HARRIMAN & CO.Custodian Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust
THIS AMENDMENT TO THE CUSTODIAN AGREEMENT (this “Amendment”) is dated August 30, 2023, by and between SEGALL BRYANT AND HAMILL TRUST, a management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the Securities and Exchange Commission under the Investment Company Act of 1940 as amended (“the 1940 Act”) (the “Trust” on behalf of itself or each of its series listed on Appendix A attached hereto, each a “Fund” and collectively the “Funds”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or, as applicable, the “Custodian” or the “TA”). Capitalized terms used herein and not defined shall have the meanings ascribed to them under the Agreement (defined below).
AMENDMENT AND PARTIAL TERMINATION TO THE CUSTODIAN AGREEMENTCustodian Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust
THIS AMENDMENT AND PARTIAL TERMINATION TO THE CUSTODIAN AGREEMENT (this “Amendment”) is effective August 1, 2023, by and between SEGALL BRYANT AND HAMILL TRUST (the “Trust”), a management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the Securities and Exchange Commission under the Investment Company Act of 1940 as amended (“the 1940 Act”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&CO” or the “Custodian”). Capitalized terms used herein and not defined shall have the meanings ascribed to them under the Agreement (defined below).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust • New York
This AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [Date], is between Northern Lights Distributors, LLC (“Distributor”) and [Participant] (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., (the “Index Receipt Agent”) for Segall Bryant & Hamill Trust (the “Trust”) and is further subject to acknowledgment and agreement by the Trust, on behalf of its series listed on Schedule 1 hereto, as amended from time to time (each a “Fund” and together the “Funds”), solely with respect to Section 8 of this Agreement.
August 25, 2023 Jasper Frontz Chief Compliance Officer c/o Segall Bryant & Hamill TrustFee Waiver Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust
SEGALL BRYANT AND HAMILL LLC AMENDMENT NO. 6 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust
AMENDMENT NO. 6 effective August 25, 2023 (the “Amendment”) to the Investment Advisory Agreement made as of June 10, 2021 between SEGALL BRYANT & HAMILL TRUST, a Massachusetts business trust (the “Trust”), and SEGALL BRYANT AND HAMILL LLC, a Delaware limited liability company (the “Investment Adviser”), as amended (the “Agreement”).
