ALPINE SERIES TRUST AMENDMENT TO THE PROSPECT SERVICING AGREEMENT
AMENDMENT
TO THE
THIS AMENDMENT dated as of the
28th
day of October, 2008, to the Prospect Servicing Agreement, dated as of March 10,
2003, as amended (the “Agreement”), is entered into by and among Alpine Series Trust, a
Delaware business trust (the “Trust”), Alpine Xxxxx Capital Investors, LLC
(the “Adviser”) and U.S.
Bancorp Fund Services, LLC, a Wisconsin limited liability company
(“USBFS”).
RECITALS
WHEREAS, the parties have
entered into a Prospect Servicing Agreement; and
WHEREAS, Section 7 of the
Agreement allows for its amendment by a written instrument executed by all
parties.
NOW, THEREFORE, the parties
agree as follows:
Exhibit A
of the Agreement is hereby superseded and replaced with Exhibit A attached
hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
| ALPINE SERIES TRUST | U.S. BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxxxxx X. Xxxxx | By: /s/ Xxxxxxx X. XxXxx |
| Name: Xxxxxxx X. Xxxxx | Name: Xxxxxxx X. XxXxx |
| Title: Vice President/Treasurer | Title: Executive Vice President |
| ALPINE XXXXX CAPITAL INVESTORS, LLC | |
| By: /s/ Xxxxxx X. Xxxxxx | |
| Name: Xxxxxx X. Xxxxxx | |
| Title: President |
1
Exhibit
A
to
the
Fund
Names
Separate
Series of Alpine Series Trust
|
Name of
Series
|
Date
Added
|
|
Alpine
Dynamic Balance Fund
|
06/06/01
|
|
Alpine
Dynamic Dividend
Fund
|
08/28/03
|
|
Alpine
Dynamic Financial Services Fund
|
11/01/05
|
|
Alpine
Dynamic Innovators
Fund
|
07/11/06
|
|
Alpine Dynamic
Transformations Fund
|
12/31/07
|
|
Alpine
Accelerating Dividend Fund f/k/a Alpine Dividend Growth
Fund
|
effective on or
after 10/31/08
|
2
