Exhibit 99.(h12)
▇▇▇▇▇▇ ▇▇▇▇ GLOBAL EQUITY FUND, INC.
SECOND AMENDMENT TO THE
TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of the 27th day of June, 2007, to the Transfer
Agent Servicing Agreement, dated as of July 19, 2004, and as amended June 28,
2006, (collectively the "Agreement"), is entered by and between ▇▇▇▇▇▇ ▇▇▇▇
INVESTMENT FUNDS, a Massachusetts trust (the "Trust") and U.S. BANCORP FUND
SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into a Transfer Agent Servicing
Agreement; and
WHEREAS, the Trust intends to modify the services, duties and term of
the Agreement; and
WHEREAS, Section 9 of the Agreement allows for its amendment by a
written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
1. The following language shall be added to the Agreement as Section 2 T:
T. Support and communication to underlying shareholders or
broker/dealers for accounts flagged for market timing or
suspicious activity in conjunction with other third party
vendor reporting.
2. Section 9 of the Agreement shall be replaced with the following:
Term of Agreement; Amendment
This Agreement shall become effective as of the date first written
above and will continue in effect for a period of two years, provided
that this Agreement may be terminated without penalty at any time by
the Trust in the event that USBFS does not adhere to its service level
standards. Subsequent to the initial three-year term, this Agreement
may be terminated by either party upon giving ninety (90) days prior
written notice to the other party or such shorter period as is mutually
agreed upon by the parties. However this Agreement may be amended by
mutual written consent of the parties.
Except to the extent supplemented hereby, the Agreement shall remain in full
force and effect.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by a duly authorized officer on one or more counterparts as of the date
and year first written above.
▇▇▇▇▇▇ ▇▇▇▇ INVESTMENT FUNDS U.S. BANCORP FUND SERVICES, LLC
By: /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇ By: /s/ ▇▇▇ ▇. ▇▇▇▇▇▇▇
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▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇. ▇▇▇▇▇▇▇
President President
By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇
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▇▇▇▇▇ ▇▇▇▇▇▇
Chief Financial Officer
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