EXHIBIT (h)(4)
CALAMOS INVESTMENT TRUST
AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent
Servicing Agreement, as amended, dated as of September 11, 2000, by and between
Calamos Investment Trust, a business trust organized under the commonwealth of
Massachusetts and U.S Bancorp Fund Services, LLC (formerly Firstar Mutual Fund
Services, LLC), a Wisconsin limited liability company shall be as follows:
Paragraph 7 Proprietary and Confidential Information shall be amended
and replaced in its entirety as follows:
7. PROPRIETARY AND CONFIDENTIAL INFORMATION
USBFS agrees on behalf of itself and its directors, officers, and
employees to treat confidentially and as proprietary information of the
Company all records and other information relative to the Company and
prior, present, or potential shareholders (and clients of said
shareholders) and not to use such records and information for any
purpose other than the performance of its responsibilities and duties
hereunder, except after prior notification to and approval in writing
by the Company, which approval shall not be unreasonably withheld and
may not be withheld where USBFS may be exposed to civil or criminal
contempt proceedings for failure to comply after being requested to
divulge such information by duly constituted authorities, or when so
requested by the Company.
Further, USBFS will adhere to the privacy policies adopted by the Trust
pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified
from time to time (the "Act"). Notwithstanding the foregoing, USBFS
will not share any nonpublic personal information concerning any of the
Trust's shareholders with any third party unless specifically directed
by the Trust or allowed under one of the exceptions noted under the
Act.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by a duly authorized officer on one or more counterparts as of the day
and year first written above.
CALAMOS INVESTMENT TRUST U.S. BANCORP FUND SERVICES, LLC
By: /s/ Rhowena Blank By: /s/ Xxx Xxxx
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