EX-99.(h4)
▇▇▇▇▇▇ ▇▇▇▇ GLOBAL EQUITY FUND, INC.
AMENDMENT TO THE
TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of the 27th day of June, 2007, to the Transfer
Agent Servicing Agreement, dated as of July 1, 2004 (the "Agreement"), is
entered by and between ▇▇▇▇▇▇ ▇▇▇▇ GLOBAL EQUITY FUND, INC., a Maryland
corporation (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin
limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into a Transfer Agent Servicing
Agreement; and
WHEREAS, the Trust intends to modify the services, duties and term of the
Agreement; and
WHEREAS, Section 9 of the Agreement allows for its amendment by a written
instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
1. The following language shall be added to the Agreement as Section 2 T:
T. Support and communication to underlying shareholders or
broker/dealers for accounts flagged for market timing or suspicious
activity in conjunction with other third party vendor reporting.
2. Section 9 of the Agreement shall be replaced with the following:
Term of Agreement; Amendment
This Agreement shall become effective as of the date first written above
and will continue in effect for a period of two years, provided that this
Agreement may be terminated without penalty at any time by the Trust in
the event that USBFS does not adhere to its service level standards.
Subsequent to the initial three-year term, this Agreement may be
terminated by either party upon giving ninety (90) days prior written
notice to the other party or such shorter period as is mutually agreed
upon by the parties. However this Agreement may be amended by mutual
written consent of the parties.
Except to the extent supplemented hereby, the Agreement shall remain in full
force and effect.
1
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by a duly authorized officer on one or more counterparts as of the date
and year first written above.
▇▇▇▇▇▇ ▇▇▇▇ GLOBAL EQUITY FUND U.S. BANCORP FUND SERVICES, LLC
By: /s/ ▇▇▇▇ ▇▇▇▇▇▇▇▇ By: /s/ ▇▇▇ ▇. ▇▇▇▇▇▇▇
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▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇. ▇▇▇▇▇▇▇
President President
By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇
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▇▇▇▇▇ ▇▇▇▇▇▇
Chief Financial Officer
