FORM OF LETTER AMENDMENT [October 11, 2016] DST Systems, Inc. Kansas City, MO 64105 Attn: Group Vice President – Full Service Dear Sir or Madam:
Exhibit 99.(h)(iii)
FORM OF
LETTER AMENDMENT
[October 11, 2016]
DST Systems, Inc.
0000 Xxxxxxxx, 0xx Xxxxx
Xxxxxx Xxxx, XX 00000
Attn: Group Vice President – Full Service
Dear Sir or Madam:
Lord Xxxxxx Investment Trust (the “Trust”), party to the Agency Agreement by and among each of the funds within the Lord Xxxxxx Family of Funds and DST Systems, Inc. (“DST”) dated April 30, 2010 (as amended March 15, 2011) (the “Agreement”), hereby requests an amendment to Schedule A of the Agreement as a result of the following changes within the Lord Xxxxxx Family of Funds:
| (1) | Effective [July 28, 2016], the Trust’s Trustees executed an Amendment to the Declaration and Agreement of Trust to add Lord Xxxxxx Ultra Short Bond Fund (the “Fund”) as a series of the Trust; and |
| (2) | It is the Trust’s desire to have DST render services as transfer agent, dividend disbursing agent, and shareholder servicing agent to the Fund under the terms of the Agreement; therefore, we request that DST agree, in writing, to provide such services to the Fund thereby making the Fund a series under the terms of the Agreement. Attached is the revised Schedule A, amended to reflect the changes in the Lord Xxxxxx Family of Funds. |
Accordingly, we appreciate your prompt attention to this matter. Please indicate DST’s acceptance by signing below.
| On Behalf of: | ||||
| Lord Xxxxxx Investment Trust | ||||
| By: | ||||
| Xxxxxxxx X. Xxxxxx | ||||
| Vice President and Secretary | ||||
| Accepted: | ||||
| Xxxxx X. Xxxxxx, Vice President | ||||
| Full Service – DST Systems, Inc. | ||||
| Enclosures | ||||
FORM OF SCHEDULE A (amended as of [October 11, 2016])1
List of Funds
This Schedule A, as may be amended from time to time, is incorporated into that certain Agency Agreement dated April 30, 2010 (as amended March 15, 2011) by and between DST Systems, Inc. and the Lord Xxxxxx Family of Funds. Capitalized terms used herein but not defined in this Schedule A have the meanings given to such terms in the Agreement.
The following table is the list of the Funds comprising the Lord Xxxxxx Family of Funds. Registrants are listed in bold font and each Registrant’s Series, if any, are listed in italics immediately below the Registrant.
| Lord Xxxxxx Affiliated Fund, Inc. | |
| Lord Xxxxxx Bond-Debenture Fund, Inc. | |
| Lord Xxxxxx Developing Growth Fund, Inc. | |
| Lord Xxxxxx Equity Trust | |
| Lord Xxxxxx Calibrated Large Cap Value Fund | |
| Lord Xxxxxx Calibrated Mid Cap Value Fund | |
| Lord Xxxxxx Global Fund, Inc. | |
| Lord Xxxxxx Emerging Markets Corporate Debt Fund | |
| Lord Xxxxxx Emerging Markets Currency Fund | |
| Lord Xxxxxx Emerging Markets Local Bond Fund | |
| Lord Xxxxxx Multi-Asset Global Opportunity Fund | |
| Lord Xxxxxx Investment Trust | |
| Lord Xxxxxx Convertible Fund | |
| Lord Xxxxxx Core Fixed Income Fund | |
| Lord Xxxxxx Core Plus Bond Fund | |
| Lord Xxxxxx Diversified Equity Strategy Fund | |
| Lord Xxxxxx Floating Rate Fund | |
| Lord Xxxxxx High Yield Fund | |
| Lord Xxxxxx Income Fund | |
| Lord Xxxxxx Inflation Focused Fund | |
| Lord Xxxxxx Multi-Asset Balanced Opportunity Fund | |
| Lord Xxxxxx Multi-Asset Growth Fund | |
| Lord Xxxxxx Multi-Asset Income Fund | |
| Lord Xxxxxx Short Duration Income Fund | |
| Lord Xxxxxx Total Return Fund | |
| Lord Xxxxxx Ultra Short Bond Fund | |
| Lord Xxxxxx Mid Cap Stock Fund, Inc. | |
1 As amended on [October 11, 2016] to reflect the addition of Lord Xxxxxx Ultra Short Bond Fund, a series of Lord Xxxxxx Investment Trust.
| Lord Xxxxxx Municipal Income Fund, Inc. | |
| Lord Xxxxxx AMT Free Municipal Bond Fund | |
| Lord Xxxxxx California Tax-Free Income Fund | |
| Lord Xxxxxx High Yield Municipal Bond Fund | |
| Lord Xxxxxx Intermediate Tax Free Fund | |
| Lord Xxxxxx National Tax-Free Income Fund | |
| Lord Xxxxxx New Jersey Tax-Free Income Fund | |
| Lord Xxxxxx New York Tax-Free Income Fund | |
| Lord Xxxxxx Short Duration High Yield Municipal Bond Fund | |
| Lord Xxxxxx Short Duration Tax Free Fund | |
| Lord Xxxxxx Research Fund, Inc. | |
| Lord Xxxxxx Calibrated Dividend Growth Fund | |
| Lord Xxxxxx Growth Opportunities Fund | |
| Small-Cap Value Series | |
| Lord Xxxxxx Securities Trust | |
Lord Xxxxxx Alpha Strategy Fund Lord Xxxxxx Fundamental Equity Fund | |
| Lord Xxxxxx Growth Leaders Fund | |
| Lord Xxxxxx International Core Equity Fund | |
| Lord Xxxxxx International Dividend Income Fund | |
| Lord Xxxxxx International Opportunities Fund | |
| Lord Xxxxxx Micro-Cap Growth Fund | |
| Lord Xxxxxx Micro-Cap Value Fund | |
| Lord Xxxxxx Value Opportunities Fund | |
| Lord Xxxxxx Series Fund, Inc. | |
| Bond-Debenture Portfolio | |
| Calibrated Dividend Growth Portfolio | |
| Classic Stock Portfolio | |
| Developing Growth Portfolio | |
| Fundamental Equity Portfolio | |
| Growth and Income Portfolio | |
| Growth Opportunities Portfolio | |
| International Core Equity Portfolio | |
| International Opportunities Portfolio | |
| Mid Cap Stock Portfolio | |
| Short Duration Income Portfolio | |
| Total Return Portfolio | |
| Value Opportunities Portfolio | |
| Lord Xxxxxx U.S. Government & Government Sponsored Enterprises Money Market Fund, Inc. | |
