Exhibit 24(b)(9)(a)(ii)
AMENDMENT TO TRANSFER AGENT SERVICES AGREEMENT
This Agreement, dated as of the 13th day of December, 1994 made by and
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between Xxxxxxxx International Funds, a Delaware Business Trust (the "Trust")
operating as an open-end management investment company registered under the
Investment Company Act of 1940, as amended, duly organized and existing under
the laws of the State of Delaware and Fund/Plan Services, Inc. ("Fund/Plan"), a
corporation duly organized and existing under the laws of the State of Delaware
(collectively, the "Parties").
WITNESSETH THAT:
WHEREAS, the Trust and Fund/Plan have entered into an agreement dated
August 12, 1994 wherein Fund/Plan agreed to provide stock transfer agency,
shareholder services and related other services to the Trust (Transfer Agent
Services Agreement); and
WHEREAS, the Parties wish to amend the Transfer Agent Services Agreement to
include under its terms one additional separate series of shares identified as
Xxxxxxxx Korea Fund;
NOW THEREFORE, in consideration of the premises and mutual covenants
contained herein, the Parties hereto, intending to be legally bound, do hereby
agree:
1. To amend Schedule "B" to the Transfer Agent Services Agreement in the
form attached hereto as Schedule "B"; and
2. To amend Schedule "C" to the Transfer Agent Services Agreement in the
form attached hereto as Schedule "C".
This Agreement shall take effect upon the date which the amendment to the
registration statement of the Trust registering Xxxxxxxx Korea Fund becomes
effective.
IN WITNESS WHEREOF, the Parties hereto have caused this Agreement
consisting of one typewritten page, together with Schedules "B" and "C", to be
signed by their duly authorized officers and their corporate seals hereunto duly
affixed and attested, as of the day and year first above written.
Xxxxxxxx International Funds Fund/Plan Services, Inc.
/s/ G. Xxxx Xxxxxxxx /s/ Xxxxxxx X. Xxxxx
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By: G. Xxxx Xxxxxxxx, President By: Xxxxxxx X. Xxxxx, President
/s/ Xxxx Xxxxxxx /s/Xxxxx X. Xxxxx
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Attest: Xxxx Xxxxxxx, Vice President Attest: Xxxxx X. Xxxxx, Secretary
& Secretary
Amendment to Transfer Agent Services Agreement between Xxxxxxxx International
Funds and Fund/Plan Services, Inc.
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Dated: November 26, 1996 Page 1
SCHEDULE "B"
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AS AMENDED ON NOVEMBER 28, 1994
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Shareholder Services and Transfer Agent Fee Schedule
for
Xxxxxxxx International Funds
This Fee Schedule is fixed for a period of two (2) years from the Effective Date
as that term is defined in the Agreement.
I. A) Base Fee
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$15.00 per Account per Year Annual Maintenance Fee for Series declaring
semi-annual dividend distributions subject to a minimum monthly fee of
$2,250 for each Series.
B) IRA's, 403(b) Plans, Defined Contribution/Benefit Plans:
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$12.00 per Account per Year Annual Maintenance Fee
II. Out of Pocket Expenses:
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Xxxxxxxx International Funds will reimburse Fund/Plan Services monthly for
all reasonable out-of-pocket expenses, including postage, stationery
(statements), telecommunications (telephone, fax, dedicated 800 line, on-
line access), special reports, transmissions, records retention, tapes,
couriers and any pre-approved travel expenses.
III. Other Services Not Covered By This Agreement
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Activities of a non-recurring nature including but not limited to fund
consolidations, mergers, acquisitions, reorganizations, the addition or
deletion of a series, and shareholder meetings/proxies are not included
herein, and will be quoted separately. To the extent the Fund should decide
to issue multiple/separate classes of shares, additional fees will apply.
Any enhanced services, programming requests or reports will be quoted upon
request.
Amendment to Transfer Agent Services Agreement between Xxxxxxxx International
Funds and Fund/Plan Services, Inc.
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Dated: November 25, 1996 Page 2
SCHEDULE "C"
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AS AMENDED ON NOVEMBER 28, 1994
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IDENTIFICATION OF SERIES
Below are listed the "Series" to which services under this Agreement are to be
performed as of the execution date of this Agreement:
XXXXXXXX INTERNATIONAL FUNDS
1. Xxxxxxxx Pacific Tiger Fund
2. Xxxxxxxx Asian Convertible Securities Fund
3. Xxxxxxxx Korea Fund
This Schedule "C" may be amended from time to time by agreement of the Parties.
Amendment to Transfer Agent Services Agreement between Xxxxxxxx International
Funds and Fund/Plan Services, Inc.
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Dated: November 25, 1996 Page 3
