Amended and Restated SCHEDULE A Dated MARCH 13, 2023 TO Amended and Restated AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSES
Exhibit (1)(c)
Amended
and Restated
SCHEDULE A
Dated MARCH 13, 2023
TO
Amended and Restated AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES
| Portfolio | Classes | Series Creation Date | |||
| 1. | Private Capital Management Value Fund | Class A/Class C/Class I/Class R | December 11, 2009 | ||
| 2. | Pacific Capital Tax-Free Securities Fund | Class Y | February 9, 2010 | ||
| 3. | Pacific Capital Tax-Free Short Intermediate Securities Fund | Class Y | February 9, 2010 | ||
| 4. | Xxxxx Growth Fund | Class A2/Class C2/Class T3/Investor Class4,5/Institutional Class | March 26, 2010 | ||
| 5. | EIC Value Fund | Class A/Class C/Institutional Class/Retail Class6 | December 15, 2010 | ||
| 6. | Gotham Absolute Return Fund | Institutional Class | August 24, 2012 | ||
| 7. | Gotham Enhanced Return Fund | Institutional Class | March 21, 2013 | ||
| 8. | Gotham Neutral Fund | Institutional Class | June 3, 2013 | ||
| 9. | Quality Dividend Fund | Class A/Class C/Institutional Class7 | June 3, 2013 | ||
| 10. | Pacific Capital U.S. Government Money Market Fund8 | Institutional Class/Investor Class9 | September 24, 2013 | ||
| 1 | Prior to September 15, 2017, Lateef Focused Growth Fund was known as the “Lateef Fund.” Prior to December 9, 2019, Lateef Focused Sustainable Growth Fund was known as the “Lateef Focused Growth Fund.” |
| 2 | On December 18, 2013, Class A Shares and Class C were added. |
| 3 | On December 19, 2016, Class T shares were added. |
| 4 | On June 11, 2010, Investor Class Shares were added. |
| 5 | Prior to September 1, 2015, Investor Class Shares were known as Retail Class Shares. |
| 6 | On March 24, 2011, Class C and Retail Class were added. |
| 7 | On June 20, 2013, Institutional Class Shares were added. |
| Portfolio | Classes | Series Creation Date | |||
| 11. | Xxxxx Global Growth Fund 10 | Class A/Class C/Class T3/Institutional Class/Investor Class5 | March 21, 2014 | ||
| 12. | Gotham Total Return Fund | Institutional Class | December 17, 2014 | ||
| 13. | Gotham Index Plus Fund12 | Institutional Class/Class R613/Investor Class10 | January 8, 2015 | ||
| 14. | Gotham Large Value Fund14 | Institutional Class | September 17, 2015 | ||
| 15. | TOBAM Emerging Markets Fund | Class A/Class C/Class I | March 23, 2016 | ||
| 16. | Gotham Enhanced 500 Plus Fund15 | Institutional Class | June 20, 2016 | ||
| 17. | Gotham Hedged Core Fund | Institutional Class | June 20, 2016 | ||
(continued...)
| 8 | Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.” |
| 9 | On March 15, 2018, Investor Class shares were added. |
| 10 | Prior to September 23, 2014, Xxxxx Global Growth Fund was known as the “Xxxxx Capital Global Growth Fund.” |
| 11 | On November 1, 2017, Investor Class shares were added. |
| 12 | Prior to March 25, 2015, Gotham Index Plus Fund was known as the “Gotham Index 500 Plus Fund.” |
| 13 | On June 22, 2017, Class R6 shares were added. |
| 14 | Prior to September 22, 2015, Gotham Institutional Value Fund was known as the “Gotham Large Value Fund” and prior to August 31,2018, Gotham Large Value Fund was known as the “Gotham Institutional Value Fund.” |
| 15 | Prior to February 1, 2019, Gotham Enhanced 500 Plus Fund was known as Gotham Enhanced 500 Core Fund and prior to September 28, 2016, Gotham Enhanced 500 Core Fund was known as the “Gotham Enhanced Core Fund.” |
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| Portfolio | Classes | Series Creation Date | |||
| 18. | Gotham Defensive Long 500 Fund | Institutional Class | August 17, 2016 | ||
| 19. | Xxxxx International Growth Fund | Class A/Class C/Class T3/Institutional Class/Investor Class | September 28, 2016 | ||
| 20. | Gotham Enhanced S&P 500 Index Fund | Institutional Class | December 30, 2016 | ||
| 21. | Gotham Short Strategies Fund | Institutional Class | April 19, 2017 | ||
| 22. | Xxxxx U.S. Small Company Growth Fund | Investor Class/Institutional Class/Class Y16 | June 26, 2017 | ||
| 23. | Sirios Long/Short Fund | Class A/Adviser Class/Institutional Class/Retail Class | October 30, 2017 | ||
| 24. | Xxxxx International Small Company Growth Fund | Investor Class/Institutional Class | September 26, 2018 | ||
| 25. | Gotham ESG Large Value Fund | Institutional Class | November 9, 2018 | ||
| 26. | Catenary V-Alternative Fund | Investor Class/Institutional Class | March 12, 2019 | ||
| 27. | Gotham ESG Index Plus Fund | Institutional Class | May 1, 2019 | ||
| 28. | Xxxxx Emerging Markets Growth Fund19 | Investor Class/Institutional Class | September 24, 2019 | ||
| 29. | Madison Avenue Solutions Government Money Market Fund | Institutional Class/Retail Class | February 11, 2020 | ||
| 30. | C WorldWide International Equities Fund | Class A/Class I | April 27, 2020 | ||
| 31. | Sirios Focus Fund | Class A, Advisor Class, Institutional Class and Retail Class | August 28, 2020 | ||
| 32. | Xxxxx U.S. XXXX Company Growth Fund | Investor Class/Institutional Class | January 12, 2021 | ||
| 33. | Xxxxx Global XXXX Company Growth Fund | Institutional Class/Investor Class | September 21, 2021 | ||
| 34. | Xxxxx China Growth Fund | Institutional Class/Investor Class | September 21, 2021 | ||
| 35. | Xxxxx Emerging Markets ex China Growth Fund18 | Institutional Class/Investor Class | September 21, 2021 | ||
| 36. | Ambrus Core Bond Fund17 | Institutional Class/Investor Class | September 21, 2021 | ||
| 37. | Ambrus Tax-Conscious California Bond Fund17 | Institutional Class/Investor Class | September 21, 2021 | ||
| 38. | Ambrus Tax-Conscious National Bond Fund17 | Institutional Class/Investor Class | September 21, 2021 | ||
| 39. | C WorldWide Global Equities Fund | Class A/Class I | March 14, 2022 | ||
| 40. | Xxxxx Bank Loan Fund | Investor Class/Institutional Class | March 14, 2022 | ||
| 41. | Xxxxx Upper Tier High Yield Fund | Investor Class/Institutional Class | March 14, 2022 | ||
| 42. | DuPont Capital Value Creators Large Cap Fund | Class I | September 20, 2022 | ||
| 43. | Xxxxx Opportunistic High Yield Fund | Investor Class/Institutional Class /Class Y |
February 27, 2023 | ||
| 44. | Xxxxx Growth & Income Fund | Institutional Class | March 13, 2023 | ||
| 16 | On January 26, 2021, Class Y shares were added. |
| 17 | On June 21, 2022, Investor Class shares were added; and prior to June 21, 2022 the Ambrus Core Bond Fund, Ambrus Tax-Conscious California Bond Fund and Ambrus Tax-Conscious National Bond Fund, were known as the Whittier Core Bond Fund, Whittier California Tax-Conscious Bond Fund, and Whittier National Tax-Conscious Bond Fund, respectively. |
| 18 | Prior to February 22, 2023, the Xxxxx Emerging Markets ex China Growth Fund was known as the Xxxxx Global Emerging Markets ex China Growth Fund. |
| 19 | Prior to March 13, 2023, the Xxxxx Emerging Markets Growth Fund was known as the Xxxxx Global Emerging Markets Growth Fund. |
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