AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
AMENDMENT TO
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
THIS AMENDMENT is made as of July 1, 2010, by and between The Xxxxx Advantage Funds (the “Trust”), Xxxxx Investment Research, Inc. (the “Adviser”) and ALPS Fund Services, Inc. (“ALPS”).
WHEREAS, the Trust, the Adviser and ALPS have entered into an Administration, Bookkeeping and Pricing Services Agreement dated February 22, 2010 (the “Agreement”);
WHEREAS, effective June 26, 2010, Xxxxx Equity Fund (the “Equity Fund”) was liquidated;
WHEREAS, effective July 1, 2010, Xxxxx Micro Cap Fund (the “Micro Cap Fund”) was added as a series of the Trust;
WHEREAS, the Trust, the Adviser and ALPS wish to modify the Agreement to reflect the liquidation of Equity Fund and addition of the Micro Cap Fund.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | Appendix A – List of Funds. Appendix A of the Agreement is replaced in its entirety with the attached Appendix A. |
2. | Remainder of the Agreement. All other provisions of the Agreement shall remain unchanged. |
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of this Amendment first set forth above.
The Xxxxx Advantage Funds | ALPS Fund Services, Inc. | |||||
By: /s/ Xxxxxx X. Xxxxxx |
By: | /s/ Xxxxxx X. May | ||||
Name: Xxxxxx X. Xxxxxx |
Name: Xxxxxx X. May | |||||
Title: Vice President |
Title: President |
Xxxxx Investment Research, Inc.
By: /s/ Xxxxxx X. Xxxxxx
Name: Xxxxxx X. Xxxxxx
Title: Senior Vice President
APPENDIX A
LIST OF FUNDS
Dated as of July 1, 2010
Xxxxx Balanced: Golden Rainbow Fund
Institutional Class Shares: GLRIX
Retail Class Shares: GLRBX
Xxxxx Xxxxx Cap Fund (JASCX)
Xxxxx Mid Cap Fund (JAMDX)
Xxxxx Market Neutral Fund (JAMNX)
Xxxxx Micro Cap Fund (JMCRX)