THIRD AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT
Exhibit (h)(3)(ix)
THIRD AMENDMENT TO
SHAREHOLDER SERVICES AGREEMENT
This third amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 22nd day of February, 2013 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
WHEREAS, the parties hereto have entered into a Shareholder Services Agreement dated as of March 10, 2009, as amended and in effect prior to giving effect to this Amendment (the “Agreement”); and
WHEREAS, the parties hereto wish to amend Schedule A of the Agreement in order to add the AQR Core Equity Fund, AQR Small Cap Core Equity Fund and AQR International Core Equity Fund.
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
1. AMENDMENT OF SCHEDULE A. Schedule A of the Agreement is hereby amended by deleting it in its entirety and replacing it with the Schedule A attached hereto.
2. Except as modified hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first written above.
| AQR FUNDS | AQR CAPITAL MANAGEMENT, LLC | |||||||
| By: | /s/ Xxxxxx XxxXxxx |
By: | /s/ Xxxxxxx Xxxxxx | |||||
| Name: | Xxxxxx XxxXxxx | Name: | Xxxxxxx Xxxxxx | |||||
| Title: | Vice President | Title: | Chief Legal Officer | |||||
APPENDIX A
TO
SHAREHOLDER SERVICES AGREEMENT
| Fund |
Class | Maximum Fees for Service Activities |
||||||
| AQR Momentum Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR Small Cap Momentum Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR International Momentum Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR Tax-Managed Momentum Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR Tax-Managed Small Cap Momentum Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR Tax-Managed International Momentum Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR Core Equity Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR Small Cap Core Equity Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
| AQR International Core Equity Fund |
Class L | 0.15 | % | |||||
| Class N | 0.15 | % | ||||||
Effective: February 22, 2013
