Amendment No. 5 to Distribution AgreementDistribution Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 5, dated as of February 22, 2013 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
EIGHTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 12th, 2013 • AQR Funds
This eighth amendment (the “Amendment”) to the Investment Advisory Agreement is made as of the 22nd day of February, 2013 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
Amendment No. 8 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 8, dated as of December 17, 2012 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 8 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 8, dated as of December 17, 2012 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
AMENDMENT FIVE TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • March 12th, 2013 • AQR Funds
This Amendment, dated February 22, 2013, 2013, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
Amendment No. 9 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 9, dated as of February 22, 2013 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FIFTH AMENDMENT TO AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • March 12th, 2013 • AQR Funds
This Fifth amendment to the Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 22nd day of February, 2013 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
Amendment No. 4 to Distribution AgreementDistribution Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 4, dated as of December 17, 2012 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
THIRD AMENDMENT TO SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 12th, 2013 • AQR Funds
This third amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 22nd day of February, 2013 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
AMENDMENT SIX TO ADMINISTRATION AGREEMENTAdministration Agreement • March 12th, 2013 • AQR Funds
This Amendment, dated February 22, 2013, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
Amendment No. 9 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 9, dated as of February 22, 2013 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
