AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit (h)(7)(r)
AMENDMENT TO
AMENDED AND RESTATED
TRANSFER AGENCY AND
SERVICE AGREEMENT
This Amendment to the Amended and Restated Transfer Agency and Service Agreement (“Amendment”) is effective as of the 30th day of September, 2020, by and among The MainStay Funds, a Massachusetts business trust, and MainStay VP Funds Trust and MainStay Funds Trust, each a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and NYLIM Service Company LLC, a Delaware limited liability company, having its principal office and place of business at 00 Xxxxxx Xxxxxx, Xxxxxx Xxxx, Xxx Xxxxxx 00000 (“NSC”).
WHEREAS, the Manager has been appointed the manager of each of the Funds pursuant to an Agreement between each Trust, on behalf of the Funds, and the Manager; and
WHEREAS, the Funds and NSC are parties to an Amended and Restated Transfer Agency and Service Agreement, dated October 1, 2008, as amended (“Agreement”); and
WHEREAS, pursuant to Article 2.01 and Article 11 of the Agreement, the parties hereby wish to amend the Agreement to:
a. update the Transfer Agency Fee Schedule for purposes of adding Class A2 shares to the transfer agency expense allocation methodology description.
NOW, THEREFORE, in consideration of the mutual covenants contained in the Agreement and other good and valuable consideration, the receipt of which is hereby acknowledged, the parties agree as follows:
1. Schedule A of the Agreement is hereby deleted in its entirety and replaced with the Schedule A attached hereto.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers.
THE MAINSTAY FUNDS | ||
By: | /s/ Xxxx X. Xxxxxxxxxx | |
Name: | Xxxx X. Xxxxxxxxxx | |
Title: | Treasurer and Principal Financial and | |
Accounting Officer | ||
MAINSTAY FUNDS TRUST | ||
By: | /s/ Xxxx X. Xxxxxxxxxx | |
Name: | Xxxx X. Xxxxxxxxxx | |
Title: | Treasurer and Principal Financial | |
and Accounting Officer | ||
By: | /s/ Xxxx X. Xxxxxxxxxx | |
Name: | Xxxx X. Xxxxxxxxxx | |
Title: | Treasurer and Principal Financial | |
and Accounting Officer | ||
NYLIM SERVICE COMPANY LLC | ||
By: | /s/ Xxxx X. Xxxxxxxxxx | |
Name: | Xxxx X. Xxxxxxxxxx | |
Title: | President | |
SCHEDULE
A
Effective Date: September 30, 2020
(unless otherwise indicated)
The MainStay Funds MainStay
VP Funds Trust | MainStay Funds Trust |
