AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit (h)(1)(a)(xxxiii)
AMENDMENT TO
AMENDED AND RESTATED
TRANSFER
AGENCY AND SERVICE AGREEMENT
This Amendment to the Amended and Restated Transfer Agency and Service Agreement (“Amendment”) is effective as of the 30th day of September, 2021, by and among The MainStay Funds, a Massachusetts business trust, and MainStay VP Funds Trust and MainStay Funds Trust, each a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and NYLIM Service Company LLC, a Delaware limited liability company, having its principal office and place of business at 00 Xxxxxx Xxxxxx, Xxxxxx Xxxx, Xxx Xxxxxx 00000 (“NSC”).
WHEREAS, the Funds and NSC are parties to an Amended and Restated Transfer Agency and Service Agreement, dated October 1, 2008, as amended (“Agreement”); and
WHEREAS, pursuant to Article 2.01 and Article 11 of the Agreement, the parties hereby wish to amend the Agreement to:
a. add the MainStay ESG Multi-Asset Allocation Fund, effective September 30, 2021; and
b. change the name of MainStay MacKay Intermediate Tax Free Bond Fund to MainStay MacKay Strategic Municipal Allocation Fund, effective November 30, 2021.
NOW, THEREFORE, in consideration of the mutual covenants contained in the Agreement and other good and valuable consideration, the receipt of which is hereby acknowledged, the parties agree as follows:
1. Schedule A of the Agreement is hereby deleted in its entirety and replaced with the Schedule A attached hereto.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers.
THE MAINSTAY FUNDS | ||
By: | /s/ Xxxx X. Xxxxxxx | |
Name: | Xxxx X. Xxxxxxx | |
Title: | President and Principal Executive | |
Officer | ||
MAINSTAY FUNDS TRUST | ||
By: | /s/ Xxxx X. Xxxxxxx | |
Name: | Xxxx X. Xxxxxxx | |
Title: | President and Principal Executive | |
Officer | ||
MAINSTAY VP FUNDS TRUST | ||
By: | /s/ Xxxx X. Xxxxxxx | |
Name: | Xxxx X. Xxxxxxx | |
Title: | President and Principal Executive | |
Officer | ||
NYLIM SERVICE COMPANY LLC | ||
By: | /s/ Xxxx X. Xxxxxxxxxx | |
Name: | Xxxx X. Xxxxxxxxxx | |
Title: | President | |
SCHEDULE
A
Effective Date: September 30, 2021
(unless otherwise indicated)
The MainStay Funds | MainStay
Funds Trust |