AMENDED AND RESTATED SCHEDULE A DATED JANUARY 23, 2018 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSES
Exhibit 99.B(a)(iii)
AMENDED AND RESTATED
SCHEDULE A
DATED JANUARY 23, 2018
TO
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES
|
Portfolio |
|
Classes |
|
Series | |
|
1. |
Insight Investment Grade Bond Fund(1) |
|
Class A/Class C/Institutional(2) |
|
January 22, 2007 |
|
2. |
Lateef Fund |
|
Class A/Class C/Class I/Class T(4) |
|
August 2, 2007 |
|
3. |
Private Capital Management Value Fund |
|
Class A/Class C/Class I/Class R |
|
December 11, 2009 |
|
4. |
Pacific Capital Tax-Free Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
5. |
Pacific Capital Tax-Free Short Intermediate Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
6. |
Xxxxxxxxx Value Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
7. |
Xxxxxxxxx Investment Grade Fixed Income Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
8. |
Xxxxx Growth Fund |
|
Class A(3)/Class C(3)/Class T(4)/Investor Class(5),(6)/Institutional Class |
|
March 26, 2010 |
|
9. |
DuPont Capital Emerging Markets Fund |
|
Class I(7) |
|
June 11, 2010 |
|
10. |
DuPont Capital Emerging Markets Debt Fund |
|
Class I(6) |
|
June 23, 2011 |
|
11. |
EIC Value Fund |
|
Class A/Class C/Institutional Class/Retail Class(8) |
|
December 15, 2010 |
|
12. |
Gotham Absolute Return Fund |
|
Institutional Class |
|
August 24, 2012 |
|
13. |
Gotham Enhanced Return Fund |
|
Institutional Class |
|
March 21, 2013 |
|
14. |
Gotham Neutral Fund |
|
Institutional Class |
|
June 3, 2013 |
(1) From January 22, 2007 to June 10, 2010, the Cutwater Investment Grade Bond Fund was known as the MBIA Core Plus Fixed Income Fund. From June 11, 2010 to September 1, 2015, the Insight Investment Grade Bond Fund was known as the Cutwater Investment Grade Bond Fund.
(2) On June 11, 2010, Class A Shares and Class C were added and Retail Class was terminated.
(3) On December 18, 2013, Class A Shares and Class C were added.
(4) On December 19, 2016, Class T shares were added.
(5) On June 11, 2010, Investor Class Shares were added.
(6) Prior to September 1, 2015, Investor Class Shares were known as Retail Class Shares.
(7) On August 21, 2013, Class A Shares, Class C Shares and Class D Shares were terminated.
(8) On March 24, 2011, Class C and Retail Class were added.
|
Portfolio |
|
Classes |
|
Series | |
|
15. |
Quality Dividend Fund |
|
Class A/Class C/Institutional Class(9) |
|
June 3, 2013 |
|
16. |
Mount Xxxxx U.S. Focused Equity Fund |
|
Class I/Class II |
|
September 24, 2013 |
|
17. |
Pacific Capital U.S. Government Money Market Fund(10) |
|
|
|
September 24, 2013 |
|
18. |
SkyBridge Dividend Value Fund |
|
Class A /Class C / Class I |
|
December 18, 2013 |
|
19. |
Xxxxx Global Growth Fund (11) |
|
Class A/Class C/Class T(4)/Institutional Class/Investor Class(6) |
|
March 21, 2014 |
|
20. |
Gotham Absolute 500 Fund |
|
Institutional Class |
|
May 13, 2014 |
|
21. |
Gotham Enhanced 500 Fund |
|
Institutional Class |
|
September 23, 2014 |
|
22. |
Gotham Total Return Fund |
|
Institutional Class/Investor Class(12) |
|
December 17, 2014 |
|
23. |
Gotham Index Plus Fund(13) |
|
Institutional Class/Class R6(14)/Investor Class(12) |
|
January 8, 2015 |
|
24. |
Gotham Institutional Value Fund(15) |
|
Institutional Class |
|
September 17, 2015 |
|
25. |
Gotham Hedged Plus Fund |
|
Institutional Class |
|
December 3, 2015 |
|
26. |
Lateef Global Fund |
|
Class A/Class C/Class I |
|
January 21, 2016 |
|
27. |
TOBAM Emerging Markets Fund |
|
Class A/Class C/Class I |
|
March 23, 2016 |
|
28. |
Gotham Enhanced Index Plus Fund(16) |
|
Institutional Class |
|
June 20, 2016 |
|
29. |
Gotham Enhanced 500 Core Fund(17) |
|
Institutional Class |
|
June 20, 2016 |
|
30. |
Gotham Hedged Core Fund |
|
Institutional Class |
|
June 20, 2016 |
|
31. |
Gotham Absolute 500 Core Fund(18) |
|
Institutional Class |
|
June 20, 2016 |
(9) On June 20, 2013, Institutional Class Shares were added.
(10) Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.”
(11) Prior to September 23, 2014, Xxxxx Capital Global Growth Fund was known as the “Xxxxx Global Growth Fund.”
(12) On November 1, 2017, Investor Class shares were added.
(13) Prior to March 25, 2015, Gotham Index Plus Fund was known as the “Gotham Index 500 Plus Fund.”
(14) On June 22, 2017, Class R6 shares were added.
(15) Prior to September 22, 2015, Gotham Institutional Value Fund was known as the “Gotham Large Value Fund.”
(16) Prior to February 1, 2018, Gotham Enhanced Index Plus Fund was known as the “Gotham Index Core Fund” and Gotham Master Long Index Fund was known as the “Gotham Master Long Fund.”
(17) Prior to September 28, 2016, Gotham Enhanced 500 Core Fund was known as the “Gotham Enhanced Core Fund.”
|
Portfolio |
|
Classes |
|
Series | |
|
32. |
Gotham Neutral 500 Fund |
|
Institutional Class |
|
August 17, 2016 |
|
33. |
Gotham Defensive Long 500 Fund |
|
Institutional Class |
|
August 17, 2016 |
|
34. |
Gotham Defensive Long Fund |
|
Institutional Class |
|
August 17, 2016 |
|
35. |
Xxxxx International Growth Fund |
|
Class A/Class C/Class T(4)/Institutional Class/Investor Class |
|
September 28, 2016 |
|
36. |
Gotham Enhanced S&P 500 Index Fund |
|
Institutional Class |
|
December 30, 2016 |
|
37. |
Arabesque Systematic USA Fund |
|
Institutional/Retail |
|
December 9, 2016 |
|
38. |
Arabesque Systematic International Fund |
|
Institutional/Retail |
|
December 9, 2016 |
|
39. |
Gotham Master Index Plus Fund(16) |
|
Institutional Class |
|
February 13, 2017 |
|
40. |
Gotham Master Neutral Fund |
|
Institutional Class |
|
February 13, 2017 |
|
41. |
Gotham Short Strategies Fund |
|
Institutional Class |
|
April 19, 2017 |
|
42. |
Xxxxx U.S. Small Company Growth Fund |
|
Investor Class/Institutional Class |
|
June 26, 2017 |
|
43. |
Gotham Index Plus All-Cap Fund |
|
Institutional Class |
|
October 6, 2017 |
|
44. |
Sirios Long/Short Fund |
|
Class A/Class T/Institutional Class/Retail Class |
|
October 30, 2017 |
(continued...)
(18) Prior to September 28, 2016, Gotham Absolute 500 Core Fund was known as the “Gotham Absolute Core Fund.”
