ALPINE SERIES TRUST THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENT
THIRD
AMENDMENT TO THE
THIS
THIRD AMENDMENT
dated as of this 6th day of
December,
2007, to the Distribution Agreement, dated as of June 18, 2001, as amended
as of
November 18, 2005 and June 1, 2006, (the “Agreement”), is entered by and between
Alpine Series Trust, a Delaware business trust (the “Trust”),
Alpine Xxxxx Capital Investors, LLC (the “Adviser”) and
Quasar Distributors, LLC, a Delaware limited
liability company
(the “Distributor”).
RECITALS
WHEREAS,
the parties
have entered into a Distribution Agreement; and
WHEREAS,
the Trust
intends to create an additional fund; and
WHEREAS,
Section 10, paragraph B of the Agreement allows for its amendment by a written
instrument executed by all parties.
NOW,
THEREFORE, the
parties agree as follows:
Exhibit
A
of the Agreement is hereby superseded and replaced with Exhibit A attached
hereto.
Except
to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN
WITNESS WHEREOF,
the parties hereto have caused this Third Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| ALPINE SERIES TRUST |
QUASAR
DISTRIBUTORS, LLC
|
| By: /s/ Xxxxxxx X. Xxxxx | By: /s/ Xxxxx X. Schonike |
| Name: Xxxxxxx X. Xxxxx | Name: Xxxxx X. Xxxxxxxxx |
| Title: Vice President/Treasurer | Title: President |
| ALPINE XXXXX CAPITAL INVESTORS, LLC | |
| By: /s/ Xxxxxx X. Xxxxxx | |
| Name: Xxxxxx X. Xxxxxx | |
| Title: President |
1
Exhibit
A
to
the
Fund
Names
Separate
Series of Alpine Series Trust
| Name of Series | Date Added |
| Alpine Dynamic Balance Fund | 06/06/01 |
| Alpine Dynamic Dividend Fund | 08/28/03 |
| Alpine Dynamic Financial Services Fund | 11/01/05 |
| Alpine Dynamic Innovators Fund | 07/11/06 |
| Alpine Dynamic Transformations Fund | on or after 12/31/07 |
2
