AMENDMENT TO THE ADVISORS SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT
TO THE
THIS AMENDMENT dated as of the
12th
day of December, 2007, to the Transfer Agent Servicing Agreement, dated as of
June 8, 2006, as amended (the "Transfer Agent Agreement"), is entered by and
between Advisors Series
Trust, a Delaware statutory trust (the "Trust") on behalf of its separate
series, the Rigel U.S. Equity
Large Cap Growth Fund and U.S. Bancorp Fund Services, LLC,
a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have
entered into a Transfer Agent Agreement; and
WHEREAS, the parties desire to
amend the series of the Trust to add a fund and amend the fees; and
WHEREAS, Section 12 of the
Transfer Agent Agreement allows for its amendment by a written instrument
executed by both parties.
NOW, THEREFORE, the parties
agree to amend the following:
Exhibit M
is hereby superseded and replaced with Exhibit M attached hereto.
Except to
the extent amended hereby, the Transfer Agent Agreement shall remain in full
force and effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
ADVISORS SERIES TRUST | U.S. BANCORP FUND SERVICES, LLC |
By: /s/ Xxxxxxx X. Xxxx | By: /s/ Xxxxxxx X. XxXxx |
Name: Xxxxxxx X. Xxxx | Name: Xxxxxxx X. XxXxx |
Title: President | Title: Executive Vice President |
Exhibit
M to the Advisors Series Trust Transfer Agent Servicing Agreement
Name of Series |
Date Added
|
Rigel U.S. Equity Large Cap Growth Fund |
5/01/2006
|
Rigel U.S. Equity Small-Mid Cap Growth Fund |
on or after
12/28/2007
|
For the
services rendered by USBFS under this Agreement, the Fund(s) listed herein shall
pay USBFS compensation as set forth in the Fee Schedule below:
TRANSFER AGENT & SHAREHOLDER
SERVICES- Annual fee schedule at December, 2007
|
|
Service
Charges to the Fund*
Shareholder
Account Fee (Subject to Minimum)
¨ No-Load -
$___ /account
¨ Closed
Accounts - $___ /account
Annual
Minimum – Up to 500 accounts per fund
¨ $_____
per no-load fund
¨ $_____
each additional class
Annual
Minimum – Over 500 accounts per fund
¨ $_____
per no-load fund
¨ $_____
each additional class
Activity
Charges
¨ Telephone
Calls - $___ /minute
¨ Draft
Check Processing - $____/draft
¨ Daily
Valuation Trades - $___ /trade
¨ Lost
Shareholder Search - $___ /search
¨ AML
New Account Service - $____/new
domestic accounts and $___/new foreign account
¨ ACH/EFT
Shareholder Services:
$___
/month/fund group
$
___ /ACH item, setup, change
$___
/correction, reversal
Out-of-pocket
Costs - Including but not limited to:
¨ Telephone
toll-free lines, call transfers, etc.
¨ Mailing,
sorting and postage
¨ Stationery,
envelopes
¨ Programming,
special reports
¨ Insurance,
record retention, microfilm/fiche
¨ Proxies,
proxy services
¨ ACH
fees, NSCC charges
¨ All
other out-of-pocket expenses
Fees
are billed monthly.
*
Subject to CPI increase, Milwaukee MSA.
|
Service
Charges to Investors
Qualified
Plan Fees (Billed to Investors)
¨ $___
/qualified plan acct (Cap at $___/SSN)
¨ $___ /Xxxxxxxxx
ESA acct (Cap at $___/SSN)
¨ $___ /transfer
to successor trustee
¨ $___
/participant distribution (Excluding SWPs)
¨ $___ /refund
of excess contribution
Additional
Shareholder Fees (Billed to Investors)
¨ $___ /outgoing
wire transfer
¨ $___ /overnight
delivery
¨ $___ /telephone
exchange
¨ $___
return check or ACH
¨ $___ /stop
payment
¨ $___ /research
request (Cap at $___ /request)
(For
requested items of the second calendar year [or previous] to the
request)
Technology
Charges
1. Fund Group Setup
(first cusip) - $____ /fund group
2. Fund
Setup - $___ /cusip (beyond first cusip)
3. Telecommunications
and Voice Services
¨ Service
Setup - $___ ATT transfer connect
¨ VRU
Setup - $___ /fund group
¨ VRU
Maintenance - $___ /cusip/month
¨ $__
/voice response call
¨ $__
/voice recognition call
4. Average Cost - $__
/account/year
5. Development/Programming
- $__ /hour
6. File
Transmissions – subject to requirements
7. Selects
- $__ per select
8. ReportSource
- $__ /month – Web reporting
9. Extraordinary
services – charged as incurred
¨ Conversion
of Records (if necessary) – Estimate to be provided.
¨ Custom
processing, re-processing
¨ All
other extraordinary services
|
Advisor’s
Signature below acknowledges approval of the fee schedule above.
Rigel
Capital, LLC
By: /s/ Xxxxx
Xxxxxx
Printed
Name: Xxxxx
Xxxxxx
Title: Assistant Vice
President
Date: 12/4/2007