Exhibit (h)(21)(i)
February 20, 2001
Westcore Trust
000 Xxxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
Mid-Atlantic Capital Corporation
Xxxx Xxxxxxx
000 0xx Xxxxxx, Xxx Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
Denver Investment Advisors LLC
0000 Xxxxxxxxxxx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
ALPS Mutual Funds Services, Inc.
000 Xxxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
Boston Financial Data Services, Inc.
Xxx Xxxxxxxx Xxxxx
Xxxxxx, XX 00000
VIA: Federal Express
Re: The Standard Agency Trading Agreement (the "Agreement") dated as of
September 3, 1999 between Mid-Atlantic Capital Corporation, Denver
Investment Advisors LLC, ALPS Mutual Funds Services, Inc., Boston
Financial Data Services, Inc. and Westcore Trust.
Dear Sirs:
By your signature below, please confirm that effective March 1, 2001, the
Agreement (including any attachments thereto listing the Funds covered by the
Agreement) hereby is amended as follows:
The Shareholder Servicing Fees schedule included in Section 13 to the
Agreement is replaced in its entirety with the following schedule:
FUND SHAREHOLDER SERVICING FEE
---- -------------------------
Westcore Blue Chip Fund 35 basis points
Westcore Growth and Income Fund 35 basis points
Westcore International Frontier Fund 35 basis points
Westcore International Select Fund 35 basis points
Westcore MIDCO Growth Fund 35 basis points
Westcore Mid-Cap Opportunity Fund 35 basis points
Westcore Select Fund 35 basis points
Westcore Small-Cap Growth Fund 35 basis points
Westcore Small-Cap Opportunity Fund 35 basis points
Westcore Flexible Income Fund 35 basis points
In all other respects the Agreement continues in effect in accordance with
its terms.
Please keep one signed original of this letter and return the remaining
originals to:
Westcore Trust
Attn: Xxx Xxxxx
0000 00xx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
If you have any questions regarding the Agreement or Westcore Trust, please
call Xxxxx Xxxx or Xxxxxxxx Xxxx at (000) 000-0000. Please address any legal
concerns to Xxx Xxxxx at (000) 000-0000.
Yours Truly,
WESTCORE TRUST
By: /s/ Xxxx X. Xxxxxxxxx
----------------------------
Name: Xxxx X. Xxxxxxxxx
Title: Vice President
Date: March 5, 2001
2
ACCEPTED AND AGREED TO:
MID-ATLANTIC CAPITAL CORPORATION
By: /s/ Illegible
----------------------------
Name:
Title:
Date: March 3, 2001
DENVER INVESTMENT ADVISORS LLC
By: /s/ Xxxxxxx X. Xxxxx
----------------------------
Name: Xxxxxxx X. Xxxxx
Title: Chief Operating Officer
Date: February 26, 2001
ALPS MUTUAL FUNDS SERVICES, INC., ADMINISTRATOR,
DISTRIBUTOR AND BOOKKEEPING AND PRICING AGENT
By: /s/ Xxxxxx X. Xxxxxx
----------------------------
Name: Xxxxxx X. Xxxxxx
Title: Chief Financial Officer
Date: February 27, 2001
BOSTON FINANCIAL DATA SERVICES, INC. ON BEHALF OF STATE
STREET BANK & TRUST CO. AS TRANSFER AGENT
By: /s/ Illegible
----------------------------
Name:
Title:
Date:
3
