FIFTH AMENDMENT TO HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENT
FIFTH AMENDMENT TO
XXXXXXXXX GLOBAL FUNDS
This Amendment (the “Amendment”) to the Xxxxxxxxx Global Funds Distribution Agreement (the “Distribution Agreement”) dated as of March 31, 2009, as amended from time to time, by and between Xxxxxxxxx Global Funds (the “Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of March 30, 2012 (the “Effective Date”).
WHEREAS, the Trust intends to offer shares in various series as listed in Appendix A hereto (each such series, together with all other series subsequently established by the Trust and made subject to this Agreement being herein referred to as a “Fund,” and collectively as the “Funds”) and the Trust intends to offer shares of various classes of each Fund as listed in Appendix A hereto (each such class together with all other classes subsequently established by the Trust in a Fund being herein referred to as a “Class,” and collectively as the “Classes”);
WHEREAS, the Trust desires that Foreside offer, as principal underwriter, the Shares of each Fund and Class thereof to the public and Foreside is willing to provide those services on the terms and conditions set forth in this Agreement in order to promote the growth of the Funds and facilitate the distribution of the Shares;
WHEREAS, Adviser and Foreside desire to amend Appendix A to the Distribution Agreement to reflect the addition of the Xxxxxxxxx All Asset Fund;
WHEREAS, pursuant to Section 16(b) of the Distribution Agreement all amendments are required to be in writing and executed by the parties hereto;
NOW THEREFORE, for and in consideration of the mutual covenants and agreements contained herein, the Trust and Foreside hereby agree as follows:
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1.
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Capitalized terms not otherwise defined herein shall have the meanings set forth in the Distribution Agreement.
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2.
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As of the Effective Date, Appendix A to the Distribution Agreement is amended and restated as provided on Exhibit A attached hereto.
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3.
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This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware.
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4.
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Except as expressly amended hereby, all of the provisions of the Distribution Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
XXXXXXXXX GLOBAL FUNDS
By: /s/ Xxxxxxxxxxx X. Xxxxxxxxx
Print Name: Xxxxxxxxxxx X. Xxxxxxxxx
Title: Secretary
FORESIDE FUND SERVICES, LLC
By: Xxxx Xxxxxxxxx
Print Name: Xxxx Xxxxxxxxx
Title: President
APPENDIX A
As of March 30, 2012
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Funds of the Trust
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Classes of the
Trust
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Distribution Fees
Payable to Foreside*
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Shareholder Service
Fees Payable to
Foreside*
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Xxxxxxxxx European Focus Fund
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A
B
C
I
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0.25%
0.75%
0.75%
None
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None
0.25%
0.25%
None
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Xxxxxxxxx Global Technology Fund
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A
B
C
I
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0.25%
0.75%
0.75%
None
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None
0.25%
0.25%
None
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Xxxxxxxxx International Opportunities Fund
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A
B
C
R
I
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0.25%
0.75%
0.75%
0.50%
None
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None
0.25%
0.25%
None
None
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Xxxxxxxxx Strategic Income Fund
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A
B
C
I
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0.25%
0.75%
0.75%
None
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None
0.25%
0.25%
None
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Xxxxxxxxx Japan Focus Fund
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A
C
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0.25%
0.75%
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None
0.25%
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Xxxxxxxxx Global Equity Income Fund
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A
C
I
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0.25%
0.75%
None
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None
0.25%
None
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Xxxxxxxxx Global Leaders Fund
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A
C
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0.25%
0.75%
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None
0.25%
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Xxxxxxxxx International All Cap Equity Fund
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A
C
I
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0.25%
0.75%
None
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None
0.25%
None
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Xxxxxxxxx Emerging Markets Opportunities Fund
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A
C
I
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0.25%
1.00%
None
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None
1.00%
None
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Xxxxxxxxx Money Market Fund
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A
B
C
Z
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0.25%
0.75%
0.75%
None
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None
0.25%
0.25%
None
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Xxxxxxxxx All Asset Fund
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A
C
I
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0.25%
0.75%
None
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None
0.25%
None
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