HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENTSubscription Agreement • March 26th, 2012 • Henderson Global Funds
AMENDMENT NO. 1 TO THE SUB-ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. AND HENDERSON INVESTMENT MANAGEMENT LIMITEDSub-Advisory Agreement • March 26th, 2012 • Henderson Global Funds • Delaware
AMENDMENT NO. 1 (this “Amendment”), dated as of June 1, 2011, to the Sub-Advisory Agreement, dated August 31, 2001 (the “Subadvisory Agreement”), between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (hereinafter referred to as the “Adviser”) and HENDERSON INVESTMENT MANAGEMENT LIMITED (hereinafter referred to as the “Subadviser”) shall be effective as of the date first written above. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
Henderson Global FundsTransfer Agency and Service Agreement • March 26th, 2012 • Henderson Global Funds
Reference is made to the Transfer Agency and Service Agreement between Henderson Global Funds (the “Trust”) and State Street Bank and Trust Company (the “Transfer Agent”) dated September 1, 2001, as amended (the “Agreement”).
FORM OF PARTICIPATION AGREEMENTParticipation Agreement • March 26th, 2012 • Henderson Global Funds • Delaware
THIS AGREEMENT, dated as of __________ __, 2012, by and among Henderson Global Funds (the “Trust”), a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A (each, a “Fund” and collectively, the “Funds”) and the trust identified on Schedule B (the “Underlying Trust”), on behalf of its series identified on Schedule B (each, an “Underlying Fund” and collectively, the “Underlying Funds”).
AMENDMENT NO. 2 TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL FUNDS AND HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.Investment Advisory Agreement • March 26th, 2012 • Henderson Global Funds
AMENDMENT NO. 2 (this “Amendment”), dated as of March 30, 2012, to the Investment Advisory Agreement, dated August 31, 2001 as amended June 1, 2011 (the “Advisory Agreement”), between HENDERSON GLOBAL FUNDS (hereinafter referred to as the “Trust”) and HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (hereinafter referred to as the “Adviser”) shall be effective as of the date first written above. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 3 TO THE SUB-ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. AND HENDERSON INVESTMENT MANAGEMENT LIMITEDSub-Advisory Agreement • March 26th, 2012 • Henderson Global Funds • Delaware
AMENDMENT NO. 3 (this “Amendment”), dated as of March 30, 2012, to the Sub-Advisory Agreement, dated August 31, 2001 as amended June 1, 2011 and December 15, 2011 (the “Subadvisory Agreement”), between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (hereinafter referred to as the “Adviser”) and HENDERSON INVESTMENT MANAGEMENT LIMITED (hereinafter referred to as the “Subadviser”) shall be effective as of the date first written above. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
FEE WAIVER AND EXPENSE LIMITATION AGREEMENTFee Waiver and Expense Limitation Agreement • March 26th, 2012 • Henderson Global Funds
This FEE WAIVER AND EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of March 30, 2012 by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the “Adviser”) and Henderson Global Funds, a Delaware statutory trust (the “Trust”), on behalf of the Henderson All Asset Fund, a series of the Trust (the “Fund”).
Henderson Global FundsAdministration Agreement • March 26th, 2012 • Henderson Global Funds
Reference is made to the Administration Agreement between Henderson Global Funds (the “Trust”) and State Street Bank and Trust Company (the “Administrator”) dated as of August 31, 2001, as amended (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the creation of an additional investment fund (the “Additional Investment Fund”), namely the Henderson All Asset Fund.
AMENDMENT NO. 2 TO THE SUB-ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. AND HENDERSON INVESTMENT MANAGEMENT LIMITEDSub-Advisory Agreement • March 26th, 2012 • Henderson Global Funds
AMENDMENT NO. 2 (this “Amendment”), dated as of December 15, 2011, to the Sub-Advisory Agreement, dated August 31, 2001 as amended June 1, 2011 (the “Subadvisory Agreement”), between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (hereinafter referred to as the “Adviser”) and HENDERSON INVESTMENT MANAGEMENT LIMITED (hereinafter referred to as the “Subadviser”) shall be effective as of the date first written above. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
Henderson Global FundsCustodian Agreement • March 26th, 2012 • Henderson Global Funds
Pursuant to Section 18 of the Agreement, this letter is to provide notice of the creation of one additional portfolio of Henderson Global Funds (the “Trust”), namely the Henderson All Asset Fund (the “New Fund”). We request that you act as Custodian under the Agreement with respect to the New Fund.
FIFTH AMENDMENT TO HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENTDistribution Agreement • March 26th, 2012 • Henderson Global Funds • Delaware
This Amendment (the “Amendment”) to the Henderson Global Funds Distribution Agreement (the “Distribution Agreement”) dated as of March 31, 2009, as amended from time to time, by and between Henderson Global Funds (the “Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of March 30, 2012 (the “Effective Date”).
