GT GLOBAL MUTUAL FUNDS - ADVISOR CLASS
REGISTERED INVESTMENT ADVISER ADMINISTRATION AGREEMENT
AGREEMENT made as of the _____ day of _______________, 1997 between GT
Global, Inc. ("Distributor") and ____________________________________________,
an investment adviser registered with the Securities and Exchange Commission
under the Investment Advisers Act of 1940, as amended ("Administrator").
WHEREAS, Administrator wishes to include Advisor Class shares of the
open-end GT Global Mutual Funds distributed by Distributor identified on
Schedule A (the "GT Funds") in fee-based programs sponsored by Administrator;
and
WHEREAS, Administrator wishes to afford its fee-based clients the
opportunity to qualify for the ability to purchase Advisor Class shares of the
GT Funds at net asset value; and
WHEREAS, Advisor Class shares may be offered to (1) any account with
assets of at least $10,000 if (a) a financial planner or registered investment
adviser has investment discretion over such account, and (b) the account holder
pays such person as compensation for its advice and other services an annual fee
of at least .50% on the assets in the account ("Advisory Account"); and (2) any
account with assets of at least $10,000 if (i) such account is established under
a "wrap fee" program, and (ii) the account holder pays the sponsor of such
program an annual fee of at least .50% on the assets in the account ("Wrap Fee
Account"); and
WHEREAS, Administrator and its fee-based clients have entered into an
accountholder agreement substantially in the form attached to and made part of
this Agreement establishing either an Advisory Account or Wrap Fee Account
(collectively, the "Accounts") pursuant to which Administrator provides its
advice and other services; and
WHEREAS, Distributor is willing to allow Administrator to purchase
Advisor Class shares of GT Funds for its clients in the Accounts subject to the
provisions of this Agreement;
NOW THEREFORE, in consideration of the foregoing and the mutual
premises and covenants herein contained, Distributor and the Administrator
mutually agree as follows:
In connection with the sale of Advisor Class shares to an Account,
Administrator represents and warrants that all investments made on behalf of the
Accounts in shares of the Advisor Class shall be eligible for such investment
under the requirements set forth above or under the requirements described in
the GT Funds' prospectus in effect on the date of such investments; and
The Distributor will accept orders for Advisor Class shares from the
Administrator for its clients in the Accounts subject to the requirements of
this Agreement and those set forth in the prospectus of the GT Funds in effect
on the date of acceptance of a purchase order. All orders are subject to
acceptance or rejection by the Distributor in its sole discretion.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to
be executed as of the date set forth above by their officers designated below.
ADMINISTRATOR GT GLOBAL, INC.
By: __________________________ By: _________________________________
Name: Xxxxxxx X. Xxxxxxxxxx
Title: Senior Vice President
National Sales Manager
PLEASE RETURN TO XXX XXXXXXXXXX, GT GLOBAL, INC., 00 XXXXXXXXXX XXXXXX, 00XX
XXXXX, XXX XXXXXXXXX, XX 9411
SCHEDULE A
GT INVESTMENT FUNDS, INC.
GT Global Consumer Products and Services Fund
GT Global Financial Services Fund
GT Global Health Care Fund
GT Global Infrastructure Fund
GT Global Natural Resources Fund
GT Global Telecommunications Fund
GT Global Emerging Markets Fund
GT Global Latin America Growth Fund
GT Global Growth & Income Fund
GT Global Government Income Fund
GT Global High Income Fund
GT Global Strategic Income Fund
GT GLOBAL GROWTH SERIES
GT Global America Mid Cap Growth Fund
GT Global America Small Cap Growth Fund
GT Global America Value Fund
GT Global Europe Growth Fund
GT Global International Growth Fund
GT Global Japan Growth Fund
GT Global New Pacific Growth Fund
GT Global Worldwide Growth Fund
GT INVESTMENT PORTFOLIOS, INC.
GT Global Dollar Fund
