FORM OF CUSTODIAN CONTRACT Between MERRILL LYNCH INDEX FUNDS, INC. and MERRILL LYNCH TRUST COMPANYMerrill Lynch Index Funds Inc • January 31st, 1997 • New Jersey
Company FiledJanuary 31st, 1997 Jurisdiction
AMERICAN SKANDIA ADVISOR FUNDS, INC. SUB-ADVISORY AGREEMENT THIS AGREEMENT is between American Skandia Investment Services, Incorporated (the "Investment Manager") and American Century Investment Management, Inc. (the "Sub-Adviser"). W I T N E S S E T...Sub-Advisory Agreement • July 11th, 1997 • American Skandia Advisor Funds Inc • Connecticut
Contract Type FiledJuly 11th, 1997 Company Jurisdiction
Exhibit 15 (ii) under Form N-1A Exhibit 1 under Item 601/Reg. S-K RULE 12B-1 AGREEMENT This Agreement is made between the Financial Institution executing this Agreement ("Institution") and Edgewood Services, Inc. ("ESI") for the mutual funds (referred...Agreement • January 4th, 1996 • Marketvest Funds Inc • Pennsylvania
Contract Type FiledJanuary 4th, 1996 Company Jurisdiction
BUILDERS PROLOAN FUND, INC. MANAGEMENT AGREEMENT Agreement made as of this ___ day of ________, 1997 between Builders ProLoan Fund, Inc., a Maryland corporation (the "Fund"), and Capital Mortgage Management, Inc. (the "Manager"), a Delaware...Management Agreement • September 12th, 1997 • Builders Proloan Fund Inc • Missouri
Contract Type FiledSeptember 12th, 1997 Company Jurisdiction
KOPP FUNDS, INC. SUBSCRIPTION AGREEMENT To the Board of Directors of Kopp Funds, Inc.: The undersigned purchaser (the "Purchaser") hereby subscribes to the number of Class I shares (the "Shares") of common stock of Kopp Funds, Inc. (the "Company") as...Subscription Agreement • September 16th, 1997 • Kopp Funds Inc
Contract Type FiledSeptember 16th, 1997 CompanyThe undersigned purchaser (the "Purchaser") hereby subscribes to the number of Class I shares (the "Shares") of common stock of Kopp Funds, Inc. (the "Company") as follows:
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • December 20th, 1996 • FBR Family of Funds
Contract Type FiledDecember 20th, 1996 Company
Exhibit 5.1Investment Advisory Agreement • September 25th, 1997 • Phoenix Equity Series Fund • Connecticut
Contract Type FiledSeptember 25th, 1997 Company Jurisdiction
1 EXHIBIT 9(c) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of November, 1997, by and between ______________________________, a Massachusetts business trust (the "Company"), and BISYS FUND SERVICES LIMITED PARTNERSHIP, d/b/a...Administration Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • Ohio
Contract Type FiledOctober 3rd, 1997 Company Jurisdiction
INVESTMENT ADVISORY AGREEMENT FLEMING CAPITAL MUTUAL FUND GROUP, INC. AGREEMENT made this _____ day of ______, 1997, by and between Fleming Capital Mutual Fund Group, Inc., a Maryland corporation (the "Corporation"), and Robert Fleming, Inc. (the...Investment Advisory Agreement • September 30th, 1997 • Fleming Capital Mutual Fund Group Inc • Maryland
Contract Type FiledSeptember 30th, 1997 Company Jurisdiction
SERVICES AGREEMENT AGREEMENT made as of the 17th day of April, 1995 by and between Dean Witter InterCapital Inc., a Delaware corporation (herein referred to as "InterCapital"), and Dean Witter Services Company Inc., a Delaware corporation (herein...Services Agreement • December 24th, 1996 • Dean Witter Financial Services Trust • New York
Contract Type FiledDecember 24th, 1996 Company Jurisdiction
PAGE 1 UNDERWRITING AGREEMENTUnderwriting Agreement • June 24th, 1997 • Price T Rowe Diversified Small Cap Growth Fund Inc
Contract Type FiledJune 24th, 1997 Company
SHARE PURCHASE AGREEMENTShare Purchase Agreement • February 21st, 1997 • Pioneer Micro Cap Fund
Contract Type FiledFebruary 21st, 1997 Company
R E C I T A LAdministrative Services Agreement • August 19th, 1997 • Portfolio Partners Inc • Connecticut
Contract Type FiledAugust 19th, 1997 Company Jurisdiction
1 EXHIBIT 9(e) SERVICE AGREEMENTService Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • Ohio
Contract Type FiledOctober 3rd, 1997 Company Jurisdiction
FUND PARTICIPATION AGREEMENT THIS AGREEMENT is made this day of MAY, 1997, between Variable Insurance Funds, an open-end management investment company organized as a Massachusetts business trust (the "Trust"), on behalf of certain of its series as set...Fund Participation Agreement • May 29th, 1997 • Variable Insurance Funds • Connecticut
Contract Type FiledMay 29th, 1997 Company Jurisdiction
DISTRIBUTION AGREEMENT This Agreement, made as of the ____ day of _________ between Fleming Capital Mutual Fund Group Inc., a Maryland corporation (the "Fund"), and the First Fund Distributors, Inc. (the "Distributor"), a ___________ corporation....Distribution Agreement • September 30th, 1997 • Fleming Capital Mutual Fund Group Inc • New York
Contract Type FiledSeptember 30th, 1997 Company Jurisdiction
EXHIBIT 9(b)Expense Limitation Agreement • April 7th, 1997 • Eq Advisors Trust
Contract Type FiledApril 7th, 1997 Company
CUSTODY AGREEMENT BETWEEN STAR BANK, N.A. AND FLEMING CAPITAL MUTUAL FUND GROUP, INC.Custody Agreement • September 30th, 1997 • Fleming Capital Mutual Fund Group Inc • Ohio
Contract Type FiledSeptember 30th, 1997 Company Jurisdiction
EXHIBIT (6)(c) -------------- Form of Operating Agreement between Transamerica Investors, Inc. and Charles Schwab & Co. CHARLES SCHWAB Mutual Fund Marketplace(R) OPERATING AGREEMENT This Agreement is made as of __________, 199__, between Charles...Operating Agreement • November 17th, 1995 • Transamerica Investors Inc • California
Contract Type FiledNovember 17th, 1995 Company Jurisdiction
EXHIBIT 9(a) [FORM OF] TRANSFER AGENCY AND SERVICE AGREEMENT betweenAgreement • January 29th, 1996 • Mutual of America Institutional Funds Inc • Massachusetts
Contract Type FiledJanuary 29th, 1996 Company Jurisdiction
FORM OFPrudential Distressed Securities Fund Inc • February 16th, 1996 • Massachusetts
Company FiledFebruary 16th, 1996 Jurisdiction
INVESTMENT MANAGEMENT AGREEMENT FOR TIAA-CREF MUTUAL FUNDS -------------------------- THIS AGREEMENT is made this 1st day of July, 1997, by and between TIAA-CREF Mutual Funds (the "Fund"), a Delaware business trust, and Teachers Advisors, Inc....Investment Management Agreement • August 5th, 1997 • Tiaa Cref Mutual Fund • New York
Contract Type FiledAugust 5th, 1997 Company Jurisdiction
CUSTODIAN AGREEMENT This Agreement, dated as of ________, 1997, is entered into by and between VARIABLE INSURANCE FUNDS (hereinafter called the "Trust"), a Massachusetts business trust having its principal place of business in Columbus, Ohio , and...Custodian Agreement • May 29th, 1997 • Variable Insurance Funds • Massachusetts
Contract Type FiledMay 29th, 1997 Company Jurisdiction
INVESTMENT SUB-ADVISORY AGREEMENT For The ENHANCED U.S. EQUITY FUNDM Fund Inc • December 21st, 1995 • Maryland
Company FiledDecember 21st, 1995 Jurisdiction
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 17th, 1997 • Dean Witter Fund of Funds • New York
Contract Type FiledSeptember 17th, 1997 Company Jurisdiction
SUBADVISORY AGREEMENT Seligman Value Fund Series, Inc. SUBADVISORY AGREEMENT, dated as of March 20, 1997 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and SELIGMAN HENDERSON CO., a New York general partnership...Subadvisory Agreement • April 17th, 1997 • Seligman Value Fund Series Inc • New York
Contract Type FiledApril 17th, 1997 Company Jurisdiction
SUB-ADVISORY AGREEMENT THIS AGREEMENT dated as of October 14, 1996, by and between OppenheimerFunds, Inc. ("OFI"), a registered investment adviser and Oppenheimer Real Asset Management, Inc. ("ORAMI"), a registered investment adviser and a registered...Sub-Advisory Agreement • February 5th, 1997 • Oppenheimer Real Asset Fund
Contract Type FiledFebruary 5th, 1997 Company
1 EXHIBIT 9(a) TRANSFER AGENCY AGREEMENT AGREEMENT made this 1st day of November, 1997, between ______________________ (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and...Transfer Agency Agreement • October 3rd, 1997 • Sanwa Mutual Funds Group • Ohio
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PURCHASE AGREEMENTPurchase Agreement • July 15th, 1997 • Investment Services for Education Associations Trust
Contract Type FiledJuly 15th, 1997 Company
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made by and between AETNA LIFE INSURANCE AND ANNUITY COMPANY, a Connecticut corporation (the "Adviser") and PORTFOLIO PARTNERS, INC., a Maryland corporation (the "Company"), on behalf of each of its...Investment Advisory Agreement • August 19th, 1997 • Portfolio Partners Inc • Connecticut
Contract Type FiledAugust 19th, 1997 Company Jurisdiction
CUSTODIAN CONTRACT Between TIAA-CREF MUTUAL FUNDS, TEACHERS ADVISORS, INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • August 5th, 1997 • Tiaa Cref Mutual Fund • London
Contract Type FiledAugust 5th, 1997 Company Jurisdiction
AGREEMENT FOR FUND ACCOUNTING SERVICES, ADMINISTRATIVE SERVICES, AND TRANSFER AGENCY SERVICESBattery Park Fund Inc\fa • October 10th, 1996 • Pennsylvania
Company FiledOctober 10th, 1996 Jurisdiction
1 Exhibit 5 ADVISORY AGREEMENT AGREEMENT made as of the 16th day of January, 1997 between Rothschild International Asset Management Limited (the "Adviser"), and the International Currency Fund, a Delaware business trust (the "Trust"). WHEREAS, the...Advisory Agreement • February 4th, 1997 • Rothschild Five Arrows Currency Trust • England
Contract Type FiledFebruary 4th, 1997 Company Jurisdiction
THE DEUTSCHE PORTFOLIOS INVESTMENT ADVISORY AGREEMENT Agreement made as of _________, 1997 by and among Deutsche Fund Management, Inc., a Delaware corporation (the "Investment Manager"), DWS Portfolio Management GmbH, a company organized under the...Investment Advisory Agreement • September 18th, 1997 • Deutsche Family of Funds Inc • New York
Contract Type FiledSeptember 18th, 1997 Company Jurisdiction
EXHIBIT 9(a) AGENCY AGREEMENT This agreement is made this 14th day of February, 1997, by and between STEIN ROE TRUST (the "Trust"), a Massachusetts business trust, and STEINROE SERVICES INC. (hereinafter referred to as "SSI"), a Massachusetts...Agency Agreement • February 10th, 1997 • Stein Roe Trust
Contract Type FiledFebruary 10th, 1997 Company