Amended And Restated Schedule A Effective July 20, 2020 to the Investment Advisory Agreement Dated November 2, 2010 between FundVantage Trust and Gotham Asset Management, LLC
Exhibit (d)(xii)(B)
Amended And Restated
Schedule A
Effective July 20, 2020 to the
Investment Advisory Agreement Dated November 2, 2010
between
FundVantage Trust and Gotham Asset Management, LLC
| Series of FundVantage Trust | Effective Date | |
| Gotham Absolute Return Fund | August 28, 2012 | |
| Gotham Enhanced Return Fund | May 30, 2013 | |
| Gotham Neutral Fund | August 30, 2013 | |
| Gotham Absolute 500 Fund | July 25, 2014 | |
| Gotham Total Return Fund | March 30, 2015 | |
| Gotham Index Plus Fund | March 30, 2015 | |
| Gotham Large Value Fund (f/k/a Gotham Institutional Value Fund) | December 31, 2015 | |
| Gotham Hedged Plus Fund | March 30, 2016 | |
| Gotham Enhanced 500 Plus Fund (f/k/a Gotham Enhanced 500 Core Fund) | September 30, 2016 | |
| Gotham Hedged Core Fund | September 30, 2016 | |
| Gotham Neutral 500 Fund | September 30, 2016 | |
| Gotham Defensive Long 500 Fund | September 30, 2016 | |
| Gotham Enhanced S&P 500 Index Fund | December 30, 2016 | |
| Gotham Master Neutral Fund | May 1, 2017 | |
| Gotham Short Strategies Fund | August 1, 2017 | |
| Gotham ESG Large Value Fund | December 6, 2018 |
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative effective as of the 20th of July, 2020.
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| FundVantage Trust | ||
| By: | /s/ Xxxx X. Xxxxx | |
| Name: | Xxxx X. Xxxxx | |
| Title: | President and Chief Executive Officer | |
| Gotham Asset Management, LLC | ||
| By: | /s/ Xxxxx XxXxxxx | |
| Name: | Xxxxx XxXxxxx | |
| Title: | General Counsel & CCO | |
(Signature Page to Schedule A dated July 20, 2020 to Gotham Investment Advisory Agreement)
A-2
Amended And Restated Schedule B
Dated July 20, 2020 to the
Investment Advisory Agreement Dated November 2, 2010
between
FundVantage Trust and Gotham Asset Management, LLC
Investment Advisory Fee Schedule
| Fund | Annual Fee as a Percentage of Fund’s Average Daily Net Assets |
Effective Date | ||
| Gotham Absolute Return Fund | 1.50% (150 basis points) | August 28, 2012*** | ||
| Gotham Enhanced Return Fund | 1.50% (150 basis points) | May 30, 2013**** | ||
| Gotham Neutral Fund | 1.50% (150 basis points) | August 30, 2013***** | ||
| Gotham Absolute 500 Fund | 1.35% (135 basis points) | September 1, 2016 | ||
| Gotham Index Plus Fund | 1.00% (100 basis points) | December 7, 2015 | ||
| Gotham Total Return Fund | 1.00% (100 basis points)* | May 1, 2017 | ||
| Gotham Large Value Fund (f/k/a Gotham Institutional Value Fund) | 0.75% (75 basis points) | August 31, 2018** | ||
| Gotham Hedged Plus Fund | 1.00% (100 basis points) | March 30, 2016 | ||
| Gotham Enhanced 500 Plus Fund (f/k/a Gotham Enhanced 500 Core Fund) | 1.00% (100 basis points) | September 30, 2016 | ||
| Gotham Hedged Core Fund | 0.70% (70 basis points) | September 30, 2016 | ||
| Gotham Neutral 500 Fund | 1.35% (135 basis points) | September 30, 2016 | ||
| Gotham Defensive Long 500 Fund | 1.35% (135 basis points) | September 30, 2016 | ||
| Gotham Enhanced S&P 500 Index Fund | 0.50% (50 basis points) | December 30, 2016 | ||
| Gotham Master Neutral Fund | 0.75% (75 basis points)* | May 1, 2017 | ||
| Gotham Short Strategies Fund | 1.35% (135 basis points) | August 1, 2017 | ||
| Gotham ESG Large Value Fund | 0.75% (75 basis points) | December 6, 2018 |
* Assets invested in other mutual funds advised by Gotham shall be excluded from the Gotham Total Return Fund, Gotham Master Index Plus Fund, and Gotham Master Neutral Fund’s average daily net assets for purposes of calculating the advisory fee.
** The effective date for the Gotham Large Value Fund investment advisory agreement was December 31, 2015 and a fee reduction was approved by the Board of Trustees of FundVantage Trust on August 27, 2018.
*** The effective date for the Gotham Absolute Return Fund investment advisory agreement was August 28, 2012, and a fee reduction was approved by the Board of Trustees of FundVantage Trust on July 17, 2020 to be effective July 20, 2020.
**** The effective date for the Gotham Enhanced Return Fund investment advisory agreement was May 30, 2013, and a fee reduction was approved by the Board of Trustees of FundVantage Trust on July 17, 2020 to be effective July 20, 2020.
***** The effective date for the Gotham Neutral Fund investment advisory agreement was August 30, 2013, and a fee reduction was approved by the Board of Trustees of FundVantage Trust on July 17, 2020 to be effective July 20, 2020.
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IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule B to be executed in its name and on its behalf by its duly authorized representative as of the 20th day of July, 2020.
| FundVantage Trust | ||
| By: | /s/ Xxxx X. Xxxxx | |
| Name: | Xxxx X. Xxxxx | |
| Title: | President and Chief Executive Officer | |
| Gotham Asset Management, LLC | ||
| By: | /s/ Xxxxx XxXxxxx | |
| Name: | Xxxxx XxXxxxx | |
| Title: | General Counsel & CCO | |
B-2
