AMENDMENT TO CUSTODY AGREEMENT
Exhibit 9(n)
AMENDMENT
TO
This Amendment (“Amendment”) dated July 26, 2021 (“Effective Date”) is by and among Virtus Alternative Solutions Trust, Virtus Asset Trust, Virtus Equity Trust, Virtus Opportunities Trust, Virtus Retirement Trust, Virtus Variable Insurance Trust, VATS Offshore Fund, Ltd., Virtus Investment Trust and Virtus Strategy Trust (each, the “Fund” and collectively, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
BACKGROUND:
| A. | BNY Mellon and the Virtus Alternative Solutions Trust entered into a Custody Agreement dated as of March 21, 2014, as amended (the “Agreement”) relating to BNY Mellon’s provision of custody services. A Joinder Agreement and Amendments to Custody Agreement were entered into among the parties on September 5, 2017, December 1, 2018, March 8, 2019, May 22, 2019, September 1, 2019, November 18, 2019 and August 27, 2020, November 16, 2020, December 1, 2020 and May 7, 2021 for the purpose of amending the Agreement and /or adding or removing certain Funds. |
| B. | This Background section is incorporated by reference into and made a part of this Amendment. |
TERMS:
The parties hereby agree that:
| 1. | Schedule I to the Agreement is hereby deleted in its entirety and replaced with Schedule I attached hereto. |
| 2. | Miscellaneous. |
| (a) | Capitalized terms not defined in this Amendment shall have the same meanings as set forth in the Agreement. In the event of a conflict between the terms hereof and the Agreement, this Amendment shall control. |
| (b) | As hereby amended and supplemented, the Agreement shall remain in full force and effect. |
| (c) | The Agreement, as amended hereby, constitutes the complete understanding and agreement of the parties with respect to the subject matter thereof and supersedes all prior communications with respect thereto. |
| (d) | This Amendment shall be governed by the laws of the State of New York, without regard to its principles of conflicts of laws. |
| (e) | The parties expressly agree that this Amendment may be executed in one or more counterparts and expressly agree that such execution may occur by manual signature on a physically delivered copy of this Amendment, by a manual signature on a copy of this Amendment transmitted by facsimile transmission, by a manual signature on a copy of Amendment transmitted as an imaged document attached to an email, or by “Electronic Signature”, which is hereby defined to mean inserting an image, representation or symbol of a signature into an electronic copy of this Amendment by electronic, digital or other technological methods. Each counterpart executed in accordance with the foregoing shall be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed counterparts of this Amendment or of executed signature pages to counterparts of this Amendment, in either case by facsimile transmission or as an imaged document attached to an email transmission, shall constitute effective execution and delivery of this Amendment and may be used for all purposes in lieu of a manually executed and physically delivered copy of this Amendment. |
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be executed as of the Effective Date by its duly authorized representative indicated below. An authorized representative, if executing this Amendment by Electronic Signature, affirms authorization to execute this Amendment by Electronic Signature and that the Electronic Signature represents an intent to enter into this Amendment and an agreement with its terms.
| VIRTUS ALTERNATIVE SOLUTIONS TRUST | |||||
| VATS OFFSHORE FUND LTD. | |||||
| VIRTUS ASSET TRUST | |||||
| VIRTUS EQUITY TRUST | |||||
| VIRTUS INVESTMENT TRUST | |||||
| VIRTUS OPPORTUNITIES TRUST | |||||
| VIRTUS RETIREMENT TRUST | |||||
| VIRTUS STRATEGY TRUST | |||||
| VIRTUS VARIABLE INSURANCE TRUST | |||||
| By: | /s/ Xxxxxxx Xxxxxxxx | ||||
| Name: | Xxxxxxx Xxxxxxxx | ||||
| Title: | Vice President and Assistant Treasurer | ||||
Address for Notices:
[Applicable Fund(s)]
One Financial Plaza
Hartford, Connecticut 06103
Attention: Xxxxxxx Xxxxxxxx
With a copy to:
Virtus Fund Services, LLC
One Financial Plaza
Hartford, Connecticut 06103
Attention: Counsel
| THE BANK OF NEW YORK MELLON | ||||
| By: | /s/ Xxxxxx Xxxxxx | |||
| Name: | Xxxxxx Xxxxxx | |||
| Title: | Vice President | |||
Address for Notices:
The Bank of New York Mellon
000 Xxxxxxxxx Xxxxxx
New York, New York 10286
Attention: General Counsel
SCHEDULE I
THIS SCHEDULE I, amended and restated as of July 26, 2021, is the Schedule I to that certain Custody Agreement dated as of March 21, 2014, as amended, between each Fund on Schedule I and The Bank of New York Mellon.
List of Funds and Portfolios
VIRTUS ALTERNATIVE SOLUTIONS TRUST
Xxxxxx Xxxx & Xxxxxx Select M LP and Energy Fund
Virtus KAR Long/Short Equity Fund
VATS OFFSHORE FUND LTD.
VIRTUS ASSET TRUST
Virtus Ceredex Large-Cap Value Equity Fund
Virtus Ceredex Mid-Cap Value Equity Fund
Virtus Ceredex Small-Cap Value Equity Fund
Virtus Seix Core Bond Fund
Virtus Seix Corporate Bond Fund
Virtus Seix Floating Rate High Income Fund
Virtus Seix High Grade Municipal Bond Fund
Virtus Seix High Income Fund
Virtus Seix High Yield Fund
Virtus Seix Investment Grade Tax-Exempt Bond Fund
Virtus Seix Short-Term Bond Fund
Virtus Seix Short-Term Municipal Bond Fund
Virtus Seix Total Return Bond Fund
Virtus Seix U.S. Government Securities Ultra-Short Bond Fund
Virtus Seix U.S. Mortgage Fund
Virtus Seix Ultra-Short Bond Fund
Virtus Silvant Large-Cap Growth Stock Fund
Virtus Silvant Small-Cap Growth Stock Fund
Virtus SGA International Growth Fund
Xxxxxx Xxxxxxxxxxx Innovative Growth Stock Fund
VIRTUS EQUITY TRUST
Virtus KAR Capital Growth Fund
Virtus KAR Equity Income Fund
Virtus KAR Global Quality Dividend Fund
Virtus KAR Mid-Cap Core Fund
Virtus KAR Mid-Cap Growth Fund
Virtus KAR Small-Cap Core Fund
Virtus KAR Small-Cap Growth Fund
Virtus KAR Small-Cap Value Fund
Virtus KAR Small-Mid Cap Core Fund
Virtus KAR Small-Mid Cap Value Fund
Virtus KAR Small Mid-Cap Growth Fund
Virtus SGA Emerging Markets Growth Fund
Virtus SGA Global Growth Fund
Virtus SGA New Leaders Growth Fund
Virtus Tactical Allocation Fund
VIRTUS INVESTMENT TRUST
Virtus AllianzGI Emerging Markets Opportunities Fund
Virtus AllianzGI Focused Growth Fund
Virtus AllianzGI Global Small-Cap Fund
Virtus AllianzGI Health Sciences Fund
Virtus AllianzGI Income & Growth Fund
Virtus AllianzGI Mid-Cap Fund
Virtus AllianzGI Small-Cap Fund
Virtus AllianzGI Technology Fund
Virtus NFJ Dividend Value Fund
Virtus NFJ International Value Fund
Virtus NFJ Large-Cap Value Fund
Virtus NFJ Mid-Cap Value Fund
Virtus NFJ Small-Cap Value Fund
VIRTUS STRATEGY TRUST1
Virtus AllianzGI Convertible Fund
Virtus AllianzGI Core Plus Bond Fund
Virtus AllianzGI Emerging Markets Consumer Fund
Virtus AllianzGI Global Allocation Fund
Virtus AllianzGI Global Dynamic Allocation Fund
Virtus AllianzGI Global Sustainability Fund
Virtus AllianzGI High Yield Bond Fund
Virtus AllianzGI International Small-Cap Fund
Virtus AllianzGI Preferred Securities and Income Fund
Virtus AllianzGI Short Duration High Income Fund
Virtus AllianzGI Water Fund
Virtus NFJ Emerging Markets Value Fund
Xxxxxx Xxxx & Xxxxxx Global Infrastructure Fund
Xxxxxx Xxxx & Xxxxxx Global Real Estate Securities Fund
Xxxxxx Xxxx & Xxxxxx International Real Estate Securities Fund
Xxxxxx Xxxx & Xxxxxx Real Asset Fund
Xxxxxx Xxxx & Xxxxxx Real Estate Securities Fund
Virtus KAR Developing Markets Fund
Virtus KAR Emerging Markets Small-Cap Fund
Virtus KAR International Small-Cap Fund
Virtus KAR International Small-Mid Cap Fund
Virtus Newfleet Core Plus Bond Fund
Virtus Newfleet High Yield Fund
Virtus Newfleet Low Duration Core Plus Bond Fund
Virtus Newfleet Multi-Sector Intermediate Bond Fund
Virtus Newfleet Multi-Sector Short Term Bond Fund
Virtus Newfleet Senior Floating Rate Fund
Virtus Newfleet Tax-Exempt Bond Fund
Virtus FORT Trend Fund
Xxxxxx Xxxxxxxx Emerging Markets Opportunities Fund
Xxxxxx Xxxxxxxx Foreign Opportunities Fund
Xxxxxx Xxxxxxxx Global Opportunities Fund
Xxxxxx Xxxxxxxx Greater European Opportunities Fund
VIRTUS RETIREMENT TRUST
None
VIRTUS VARIABLE INSURANCE TRUST
Xxxxxx Xxxx & Xxxxxx Real Estate Securities Series
Virtus KAR Capital Growth Series
Virtus KAR Equity Income Series
Virtus KAR Small-Cap Growth Series
Virtus KAR Small-Cap Value Series
Virtus Newfleet Multi-Sector Intermediate Bond Series
Virtus SGA International Growth Series
Virtus Strategic Allocation Series
