VIRTUS OPPORTUNITIES TRUST Virtus Stone Harbor [_________] Fund FORM OF SUBADVISORY AGREEMENTSubadvisory Agreement • November 24th, 2021 • Virtus Opportunities Trust • Delaware
Virtus Opportunities Trust (the “Trust”) is an open-end investment company of the series type registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Trust are offered or may be offered in several series (sometimes hereafter referred to as the “Series”), including Virtus Stone Harbor [________] Fund.
VIRTUS OPPORTUNITIES TRUST FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 24th, 2021 • Virtus Opportunities Trust
THIS AGREEMENT, effective as of the [___] day of [_____], 2021 (the “Contract Date”) is by and between Virtus Opportunities Trust, a Delaware statutory trust (the “Trust”), and Virtus Alternative Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
Virtus Mutual Funds and Available Share ClassesVirtus Opportunities Trust • November 24th, 2021
*The Virtus KAR Small-Cap Core Fund and the Virtus KAR Small-Cap Growth Fund are no longer available for purchases to new investors, subject to limited exceptions. These funds continue to be available for purchases by existing investors. See the prospectus and SAI for possible exceptions and additional information.
AMENDMENT TO FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • November 24th, 2021 • Virtus Opportunities Trust
This Amendment (“Amendment”) dated July 26, 2021 (“Effective Date”) is by and between each of Duff & Phelps Select MLP and Midstream Energy Fund Inc., Virtus Alternative Solutions Trust, VATS Offshore Fund, Ltd., Virtus Asset Trust, Virtus Equity Trust, Virtus Global Multi-Sector Income Fund, Virtus Opportunities Trust, Virtus Retirement Trust, Virtus Total Return Fund Inc., Virtus Variable Insurance Trust, Virtus Investment Trust, Virtus Strategy Trust, Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund, Virtus AllianzGI Convertible & Income 2024 Target Term Fund, Virtus AllianzGI Convertible & Income Fund, Virtus AllianzGI Convertible & Income Fund II, Virtus AllianzGI Diversified Income & Convertible Fund, Virtus AllianzGI Equity & Convertible Income Fund and Virtus Dividend, Interest & Premium Strategy Fund (each, the “Fund” and collectively, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
Amendment To Sub-Transfer Agency And Shareholder Services AgreementShareholder Services Agreement • November 24th, 2021 • Virtus Opportunities Trust
This Amendment To Sub-Transfer Agency And Shareholder Services Agreement (“Amendment”), dated as of August 2, 2021 (“Effective Date”), is being entered into by and among BNY Mellon Investment Servicing (US) Inc. (“BNYM”), Virtus Fund Services, LLC (“Company”) and each “Fund”, which is hereby defined to mean each investment company listed on the signature page to this Amendment (individually, an “Investment Company”; collectively, the “Investment Companies”), and, to the extent an Investment Company has one or more series listed on Exhibit B to the Amended Agreement (as defined below), each such series of each such Investment Company, each such Investment Company and series in its individual and separate capacity.
FORM OF EXPENSE LIMITATION AGREEMENT VIRTUS OPPORTUNITIES TRUSTExpense Limitation Agreement • November 24th, 2021 • Virtus Opportunities Trust • Delaware
This Expense Limitation Agreement (the “Agreement”), effective as of [_____] [__], [____], by and between Virtus Opportunities Trust, a Delaware statutory trust (the “Registrant”), on behalf of each series of the Registrant listed in Appendix A (each a “Fund” and collectively, the “Funds”) and the Adviser of each of the Funds, Virtus Alternative Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • November 24th, 2021 • Virtus Opportunities Trust
This Amendment (“Amendment”) dated July 26, 2021 (“Effective Date”) is by and among Virtus Alternative Solutions Trust, Virtus Asset Trust, Virtus Equity Trust, Virtus Opportunities Trust, Virtus Retirement Trust, Virtus Variable Insurance Trust, VATS Offshore Fund, Ltd., Virtus Investment Trust and Virtus Strategy Trust (each, the “Fund” and collectively, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
