HOTCHKIS AND WILEY FUNDS AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
HOTCHKIS AND WILEY FUNDS
AMENDMENT TO THE
THIS AMENDMENT dated as of the 17th day of November, 2010, to the Transfer Agent Servicing Agreement, dated as of October 19, 2001, as amended, (the "Transfer Agent Agreement"), is entered into by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into the Transfer Agent Agreement; and
WHEREAS, the parties desire to amend the Funds of the Transfer Agent Agreement; and
WHEREAS, Section 6 of the Transfer Agent Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree that Exhibit A of the Transfer Agent Agreement is superseded and replaced with Exhibit A attached hereto.
Except to the extent amended hereby, the Transfer Agent Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
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HOTCHKIS AND WILEY FUNDS
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U.S. BANCORP FUND SERVICES, LLC
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By: /s/ Xxxx Xxxxx Xxxxx
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By: /s/ Xxxxxxx X. XxXxx
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Printed Name: Xxxx Xxxxx Xxxxx
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Printed Name: Xxxxxxx X. XxXxx
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Title: President
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Title: Executive Vice President
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Exhibit A to the Transfer Agent Servicing Agreement – Hotchkis and Wiley Funds
Separate Series of Hotchkis and Wiley Funds
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Name of Series
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Date Added
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Hotchkis and Wiley Value Opportunities Fund1
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12-31-2002
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Hotchkis and Wiley Diversified Value Fund2
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08-24-2004
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Hotchkis and Wiley Large Cap Value Fund
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10-19-2001
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Hotchkis and Wiley Mid-Cap Value Fund
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10-19-2001
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Hotchkis and Wiley Small Cap Value Fund
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10-19-2001
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Hotchkis and Wiley High Yield Fund
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03-31-2009
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Hotchkis and Wiley Capital Income Fund
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on or after 12-31-2010
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