FORM N-SAR
Exhibit 77Q1e
XXXXXXXX XXXXXX DEFINEDTERM
MUNICIPAL OPPORTUNITIES FUND
811-22551
For Period Ended 5/31/18
Investment Advisory Contracts
1. Amendment dated February 28, 2018 to the Management
Agreement
2. Form of Amendment dated February 28, 2018 to the
MacKay Xxxxxxx Subadvisory Agreement
MAINSTAY DEFINEDTERM MUNICIPAL
OPPORTUNITIES FUND
AMENDMENT TO THE MANAGEMENT
AGREEMENT
This Amendment to the Amended and Restated
Management Agreement is hereby made as of the 28th day
of February, 2018, between MainStay DefinedTerm
Municipal Opportunities Fund, a Delaware statutory trust
(the Fund), and New York Life Investment Management
LLC, a Delaware limited liability company (the Manager).
WHEREAS, the Fund and the Manager are parties
to the Management Agreement, dated June 26, 2012 (the
Agreement); and
WHEREAS, the Fund and the Manager hereby
wish to amend the Agreement to reflect the name change of
the Fund, as approved by the Funds Board of Trustees at its
meeting held on December 13, 2017;
NOW, THEREFORE, the parties agree as
follows:
All references to the Fund in the Agreement are
revised to reflect the Funds new name: MainStay MacKay
DefinedTerm Municipal Opportunities Fund.
The remainder of this page has been left blank
intentionally.
IN WITNESS WHEREOF, the parties hereto have
caused this Amendment to be executed by their duly
authorized officers and attested as of the date first written
above.
NEW YORK LIFE INVESTMENT MANAGEMENT
LLC
Attest: /s/ Xxxxxx Xxxxx By: /s/ Xxx-
Xxxx Xxxx
Name: Xxxxxx Xxxxx Name: Xxx-
Xxxx Xxxx
Title: Director and Associate General Title: Chief
Executive Officer
Counsel
XXXXXXXX XXXXXX DEFINEDTERM
MUNICIPAL OPPORTUNITIES FUND
Attest: /s/ Xxxxxx Xxxxx By: /s/
Xxxx X. Xxxxxxx
Name: Xxxxxx Xxxxx Name: Xxxx X.
Xxxxxxx
Title: Assistant Secretary Title:
President
MAINSTAY DEFINEDTERM MUNICIPAL
OPPORTUNITIES FUND
FORM OF AMENDMENT TO THE SUBADVISORY
AGREEMENT
This Amendment to the Subadvisory Agreement, is
made as of the 28th day of February, 2018, between New York
Life Investment Management LLC, a Delaware limited liability
company (the Manager) and MacKay Xxxxxxx LLC, a Delaware
limited liability company (the Subadvisor).
WHEREAS, the Manager and the Subadvisor are
parties to the Subadvisory Agreement, dated June 26, 2012
(Agreement); and
WHEREAS, the Manager and the Subadvisor wish to
amend the Agreement to reflect the name change of the
MainStay DefinedTerm Municipal Opportunities Fund (the
Fund), as approved by the Funds Board of Trustees at its meeting
held on December 13, 2017;
NOW, THEREFORE, the parties agree as follows:
All references to the Fund in the Agreement are revised
to reflect the Funds new name: MainStay MacKay DefinedTerm
Municipal Opportunities Fund.
The remainder of this page has been left blank
intentionally.
IN WITNESS WHEREOF, the parties have caused this
Amendment to be executed by their duly authorized officers and
attested effective as of the date first written above.
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Attest: _______________ By:
Name: Xxxxxx Xxxxx Name:
Xxx-Xxxx Xxxx
Title: Director and Associate General Counsel Title:
Chief Executive Officer
MACKAY XXXXXXX LLC
Attest: By:
Name: Name:
Title: Title:
Information Classification: General
Information Classification: General
