Amendment No. 11 to Transfer Agency and Services Agreement
Exhibit (h)(7)
Amendment No. 11 to Transfer Agency and Services Agreement
This eleventh amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of June 16, 2021 (the “Amendment Effective Date”):
Term | Means |
“Existing Agreement” | The Transfer Agency and Services Agreement between the Fund and ALPS, dated October 5, 2009, as amended or restated from time to time |
“Fund” | BBH Trust |
“ALPS” | ALPS Fund Services, Inc. |
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.
ALPS FUND SERVICES, INC. | BBH TRUST | ||
By: |
/s/ Xxxxx Xxxxxx |
By: |
/s/ Xxxxxx Xxxxxxxxxxx |
Name: |
Xxxxx Xxxxxx |
Name: |
Xxxxxx Xxxxxxxxxxx |
Title: |
Authorized Representative |
Title: |
Vice President, BBH Trust |
Schedule A to this Amendment
Amendments
The Existing Agreement is amended as follows:
1. | List of Portfolios. As of June 28, 2021, Appendix A “List of Portfolios” of the Existing Agreement is deleted in its entirety and replaced with the following: |
APPENDIX A
TO THE TRANSFER AGENCY AGREEMENT
LIST OF PORTFOLIOS
Amended as of June 28, 2021
BBH Income Fund | Class I Shares |
BBH Intermediate Municipal Bond Fund |
Class I Shares Class N Shares |
BBH Limited Duration Fund |
Class I Shares Class N Shares |
BBH Partner Fund – Select Short Term Assets | Class I Shares |
BBH Partner Fund – International Equity | Class I Shares |
BBH Select Series – Large Cap Fund |
Class I Shares Retail Class Shares |
BBH U.S. Government Money Market Fund |
Institutional Shares
|
BBH Select Series – Mid Cap Fund |
Class I Shares Retail Class Shares |
BBH Partner Fund – Small Cap Equity | Class I Shares |
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Schedule B to this Amendment
General Terms
1. | Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement. |
2. | The Parties’ duties and obligations are governed by and limited to the express terms and conditions of this Amendment, and shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto. |
3. | This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signatures so exchanged shall be binding to the same extent as if original signatures were exchanged. |
4. | This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement. |
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