AMENDMENT ONE TO RETAIL FUND PARTICIPATION AGREEMENT
AMENDMENT ONE TO RETAIL FUND PARTICIPATION AGREEMENT
THIS AMENDMENT is made as of July 11, 2016 by and among Hartford Life Insurance Company (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), MassMutual Select Funds, MassMutual Premier Funds (together with MassMutual Select Funds, the “Funds”), and MML Distributors, LLC (the “Underwriter”).
WHEREAS, Company, the Funds, and Underwriter are parties to a Retail Fund Participation Agreement dated as of March 6, 2014 (“Agreement”); and
WHEREAS, the parties wish to amend the Agreement as set forth below.
THEREFORE, the parties agree as follows, effective as of the date first written above:
1. Schedule B to the Agreement is deleted in its entirety and replaced with the attached Schedule B.
2. Section 9.1 (a) of the Agreement is deleted in its entirety and replaced with the following:
Any notice shall be deemed duly given if in writing and delivered personally or mailed by certified mail or courier service or sent by facsimile to the other party at the following address or such other address as each party may give written notice to the other. A notice given pursuant to this Section 9.1 (a) shall be deemed given immediately when delivered personally or by facsimile (if confirmation of receipt is obtained), three (3) business days after the date of certified mailing, and one (1) business day after delivery by overnight courier service.
If to the Company:
Hartford Life Insurance Company
c/o Massachusetts Mutual Life Insurance Company
0000 Xxxxx Xxxxxx, XXX X000-XXXXX
Xxxxxxxxxxx, XX 00000
Attention: RS Fund Operations
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
cc: Law Department
Attention: [Redacted]
Telephone: [Redacted]
Facsimile: [Redacted]
If to the Funds:
MassMutual Select Funds/ MassMutual Premier Funds
Massachusetts Mutual Life Insurance Company
000 Xxxxxx Xxxxxx Xxxx.
Xxxxxxx, Xxxxxxxxxxx 00000
Attention: [Redacted]
If to the Underwriter:
MML Distributors, LLC
000 Xxxxxx Xxxxxx Xxxx.
Xxxxxxx, Xxxxxxxxxxx 00000
Attention: [Redacted]
[Signature page follows.]
IN WITNESS WHEREOF, the parties hereto intending to be legally bound have caused this Amendment One to be executed by their duly authorized officers or other representatives as of the day and year first above written.
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HARTFORD LIFE INSURANCE |
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MML DISTRIBUTORS, LLC | ||
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COMPANY, By Massachusetts Mutual |
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Life Insurance Company, Its |
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Administrator |
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By: |
[Redacted] |
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By: |
[Redacted] |
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Name: |
[Redacted] |
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Name: |
[Redacted] |
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Title: |
Senior Vice President |
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Title: |
Vice President |
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MASSMUTUAL SELECT FUNDS |
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MASSMUTUAL PREMIER FUNDS | ||
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By: |
[Redacted] |
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By: |
[Redacted] |
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Name: |
[Redacted] |
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Name: |
[Redacted] |
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Title: |
CFO and Treasurer |
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Title: |
CFO and Treasurer |
SCHEDULE B
In consideration of the services provided by Company, the Funds agree to pay the Company an amount equal to the following basis points per annum on the average aggregate amount invested by the Company’s Separate Account(s) in each Portfolio under the Fund Participation Agreement, such amounts to be paid within 30 days of the end of each month:
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MassMutual Premier Funds |
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Annual Rate |
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Class A |
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0.60 |
% |
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Administrative Class |
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0.35 |
% |
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Class R3 |
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0.75 |
% |
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Class R4 |
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0.50 |
% |
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Class R5* |
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0.15 |
% |
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Service Class |
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0.25 |
% |
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Class I |
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0.00 |
% |
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MassMutual RetireSMART Funds and MassMutual Select Funds |
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Annual Rate |
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Class A |
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0.60 |
% |
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Administrative Class |
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0.35 |
% |
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Class R3 |
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0.75 |
% |
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Class R4 |
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0.50 |
% |
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Class R5* |
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0.15 |
% |
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Service Class |
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0.25 |
% |
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Class I |
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0.00 |
% |
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Select Total Return Bond Fund and |
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Annual Rate |
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Class A |
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0.55 |
% |
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Administrative Class |
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0.30 |
% |
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Class R3 |
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0.70 |
% |
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Class R4 |
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0.45 |
% |
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Class R5 |
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0.10 |
% |
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Service Class |
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0.20 |
% |
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Class I |
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0.00 |
% |
*Premier U.S. Government Money Market Fund and Select Index Funds in Class R5 are paid at 0.10%
AMENDMENT TWO TO RETAIL FUND PARTICIPATION AGREEMENT
THIS AMENDMENT is made as of October 9, 2020 by and among Xxxxxxx Resolution Life Insurance Company (formerly known as “Hartford Life Insurance Company”) (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), MassMutual Select Funds, MassMutual Premier Funds (together with MassMutual Select Funds, the “Funds”), and MML Distributors, LLC (the “Underwriter”).
WHEREAS, Company, the Funds, and Underwriter are parties to a Retail Fund Participation Agreement dated as of March 6, 2014, as amended (“Agreement”); and
WHEREAS, the parties wish to amend the Agreement as set forth below.
THEREFORE, the parties agree as follows, effective as of the date first written above:
1. Schedule B to the Agreement is deleted in its entirety and replaced with the attached Schedule B.
2. Section 9.1 (a) of the Agreement is deleted in its entirety and replaced with the following:
Any notice shall be deemed duly given if in writing and delivered personally or mailed by certified mail or courier service or sent by facsimile to the other party at the following address or such other address as each party may give written notice to the other. A notice given pursuant to this Section 9.1 (a) shall be deemed given immediately when delivered personally or by facsimile (if confirmation of receipt is obtained), three (3) business days after the date of certified mailing, and one (1) business day after delivery by overnight courier service.
If to the Company:
Xxxxxxx Resolution Life Insurance Company
c/o Massachusetts Mutual Life Insurance Company
0000 Xxxxx Xxxxxx, XXX X000-XXXXX
Xxxxxxxxxxx, XX 00000
Attention: RS Fund Operations
Telephone: (000) 000-0000
Facsimile: (000) 000-0000
cc: Law Department
Attention: [Redacted]
Telephone: [Redacted]
Facsimile: [Redacted]
If to the Funds:
MassMutual Select Funds/ MassMutual Premier Funds
Massachusetts Mutual Life Insurance Company
000 Xxxxxx Xxxxxx Xxxx.
Xxxxxxx, Xxxxxxxxxxx 00000
Attention: [Redacted]
If to the Underwriter:
MML Distributors, LLC
000 Xxxxxx Xxxxxx Xxxx.
Xxxxxxx, Xxxxxxxxxxx 00000
Attention: [Redacted]
[Signature page follows.]
IN WITNESS WHEREOF, the parties hereto intending to be legally bound have caused this Amendment One to be executed by their duly authorized officers or other representatives as of the day and year first above written.
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XXXXXXX RESOLUTION LIFE |
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MML DISTRIBUTORS, LLC | ||
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INSURANCE COMPANY, BY |
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Massachusetts Mutual Life Insurance |
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Company, Its Administrator |
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By: |
[Redacted] |
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By: |
[Redacted] |
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Name: |
[Redacted] |
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Name: |
[Redacted] |
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Title: |
Head of Investment Management |
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Title: |
Chief Executive Officer and President |
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MASSMUTUAL SELECT FUNDS |
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MASSMUTUAL PREMIER FUNDS | ||
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By: |
[Redacted] |
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By: |
[Redacted] |
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Name: |
[Redacted] |
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Name: |
[Redacted] |
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Title: |
CFO and Treasurer |
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Title: |
CFO and Treasurer |
SCHEDULE B
In consideration of the services provided by Company, the Funds agree to pay the Company an amount equal to the following basis points per annum on the average aggregate amount invested by the Company’s Separate Account(s) in each Portfolio under the Fund Participation Agreement, such amounts to be paid within 30 days of the end of each month:
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MassMutual Premier Funds |
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Annual Rate |
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Class A |
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0.60 |
% |
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Administrative Class |
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0.35 |
% |
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Class R3 |
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0.75 |
% |
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Class R4 |
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0.50 |
% |
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Class R5* |
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0.15 |
% |
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Service Class |
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0.25 |
% |
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Class I |
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0.00 |
% |
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MassMutual RetireSMART by XX Xxxxxx Funds and MassMutual |
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Annual Rate |
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Class A |
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0.60 |
% |
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Administrative Class |
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0.35 |
% |
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Class R3 |
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0.75 |
% |
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Class R4 |
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0.50 |
% |
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Class R5* |
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0.15 |
% |
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Service Class |
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0.25 |
% |
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Class I |
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0.00 |
% |
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Select Total Return Bond Fund and Select BlackRock Global |
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Annual Rate |
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Class A |
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0.55 |
% |
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Administrative Class |
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0.30 |
% |
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Class R3 |
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0.70 |
% |
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Class R4 |
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0.45 |
% |
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Class R5 |
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0.10 |
% |
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Service Class |
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0.20 |
% |
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Class I |
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0.00 |
% |
*Premier Money Market and Index Funds in Class R5 are paid at 0.10%
MassMutual Select X. Xxxx Price Retirement Target Date Series including the MassMutual Select X. Xxxx Price Retirement Balanced Fund
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Class M3 |
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0.65 |
% |
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Class M4 |
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0.40 |
% |
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Class M5 |
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0.15 |
% |
