Schedule A Effective as of July 1, 2015
IMS – CFST I
Schedule A
Effective as of July 1, 2015
The following fund shall not pay the Investment Manager a direct fee for services rendered hereunder:
| • | Columbia Intermediary Alternatives Fund (Effective June 1, 2016, this Agreement is amended and restated with respect to the Fund by a management agreement dated as of October 1, 2015 by and among Columbia Funds Series Trust I and the Investment Manager (the Management Agreement) |
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Active Portfolios Multi-Manager Alternative Strategies Fund(2) |
$0 - $500 >$500 - $1,000 |
|
1.020 0.975 0.950 0.930 0.900 |
% % % % % |
Schedule A effective date: March 14, 2012
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 | |||
| Active Portfolios Multi-Manager Core Plus Bond Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
Schedule A effective date: March 14, 2012
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Active Portfolios Multi-Manager Growth Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
Schedule A effective date: March 14, 2012
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of August 1, 2015 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Active Portfolios Multi-Manager Small Cap Equity Fund |
$0 - $250 >$250 - $500 >$500 |
|
0.900 0.850 0.800 |
% % % |
Schedule A effective date: March 14, 2012
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Adaptive Alternatives Fund(2) |
All | 1.25 | % | Schedule A effective date: December 19, 2014
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 | ||||
| Columbia AMT-Free Connecticut Intermediate Muni Bond Fund |
$0 - $500 >$500 - $1,000 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
| Columbia AMT-Free Intermediate Muni Bond Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.410 0.385 0.360 0.335 0.310 0.300 0.290 0.280 0.260 0.250 |
% % % % % % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
| Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund |
$0 - $500 >$500 - $1,000 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia AMT-Free New York Intermediate Muni Bond Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of November 1, 2015 | |||
| Columbia Balanced Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.660 0.615 0.570 0.520 0.510 0.490 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Bond Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia California Tax-Exempt Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
| Columbia Contrarian Core Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Corporate Income Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia Diversified Absolute Return Fund(2) |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 |
|
1.10 1.055 1.03 1.01 0.98 |
% % % % % |
Schedule A effective date: December 19, 2014
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 | |||
| Columbia Dividend Income Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.660 0.615 0.570 0.520 0.510 0.490 |
% % % % % % |
Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 | |||
| Columbia Emerging Markets Fund |
$0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 $3,000 - $6,000 >$6,000 |
|
1.100 1.080 1.060 1.040 0.800 0.750 0.710 0.660 |
% % % % % % % % |
Schedule A effective date: March 16, 2013
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia Global Dividend Opportunity Fund |
$0 - $500
>$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 |
|
0.710
0.665 0.620 0.570 0.560 0.540 |
%
% % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Global Energy and Natural Resources Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.690 0.620 0.570 0.560 0.540 |
% % % % % |
Schedule A effective date: May 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Global Inflation-Linked Bond Plus Fund |
All | 0.620 | % | Schedule A effective date: March 10, 2014
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 | ||||
| Columbia Global Technology Fund |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.870 0.820 0.770 |
% % % |
Schedule A effective date: May 1, 2010
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 | |||
| Columbia High Yield Municipal Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $10,000 >$10,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.470 0.445 0.420 0.395 0.370 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia Intermediate Bond Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.420 0.400 0.380 0.365 0.360 0.350 0.340 0.320 0.300 |
% % % % % % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 | |||
| Columbia Large Cap Growth Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
Schedule A effective date: April 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 | |||
| Columbia Mid Cap Growth Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 |
|
0.760 0.715 0.670 0.620 |
% % % % |
Schedule A effective date: April 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia Multi-Asset Income Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.600 0.570 0.560 0.550 0.530 0.505 0.480 |
% % % % % % % |
Schedule A effective date: March 4, 2015
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 | |||
| Columbia New York Tax-Exempt Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 |
|
0.400 0.350 0.320 0.290 0.280 0.270 |
% % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
| Columbia Pacific/Asia Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.870 0.800 0.750 0.710 0.660 |
% % % % % |
Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of August 1, 2015 | |||
| Columbia Real Estate Equity Fund |
$0 - $1,000 >$1,000 - $1,500 >$1,500 |
|
0.690 0.670 0.620 |
% % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of May 1, 2016 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia Select Large Cap Growth Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.710 0.665 0.620 0.570 0.560 0.540 |
% % % % % % |
July 1, 2011 Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of August 1, 2015 | |||
| Columbia Small Cap Core Fund |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.790 0.745 0.700 |
% % % |
Schedule A effective date: July 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Small Cap Growth Fund I |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.790 0.745 0.700 |
% % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of January 1, 2016 | |||
| Columbia Small Cap Value Fund I |
$0 - $500 >$500 - $1,000 >$1,000 |
|
0.790 0.745 0.700 |
% % % |
Schedule A effective date: April 30, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 | |||
| Columbia Strategic Income Fund |
$0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.530 0.525 0.515 0.495 0.480 0.455 0.440 0.431 0.419 0.409 0.393 0.374 0.353 |
% % % % % % % % % % % % % |
Schedule A effective date: May 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of March 1, 2016 | |||
IMS – CFST I
| Fund |
Assets (in Millions) |
Rate of Fee(1) | Effective Date of Fee Rate / Agreement Restatement Date | |||||
| Columbia Tax-Exempt Fund |
$0 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.410 0.385 0.360 0.335 0.310 0.300 0.290 0.280 0.260 0.250 |
% % % % % % % % % % |
Schedule A effective date: March 1, 2011
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 | |||
| Columbia U.S. Social Bond Fund |
All Assets | 0.500 | % | Schedule A effective date: March 4, 2015
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of December 1, 2015 | ||||
| Columbia U.S. Treasury Index Fund |
All Assets | 0.100 | % | Schedule A effective date: May 1, 2010
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of September 1, 2015 | ||||
| Columbia Value and Restructuring Fund |
$0 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.690 0.560 0.540 |
% % % |
Schedule A effective date: August 1, 2012
Agreement amended and restated with respect to the Fund by the Management Agreement effective as of July 1, 2015 | |||
| (1) | Annual rates based on a percentage of the Fund’s average daily net assets. |
| (2) | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any investment management service fees paid to the Investment Manager by any Subsidiaries under separate investment management services agreements with the Subsidiaries. |
IMS – CFST I
Fee Schedule for Columbia Adaptive Risk Allocation Fund
(Schedule A effective date: June 18, 2012; Agreement amended and restated with respect to the Fund by the Management Agreement effective as of October 1, 2015):
| Category of Portfolio Investment |
Assets (in Millions) |
Rate of Fee (1) | ||||
| Category 1: Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay an investment management services fee to the Investment Manager |
N/A | 0.00 | % | |||
| Category 2: Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates |
All | 0.10 | % | |||
| Category 3: Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay an investment management services fee to the Investment Manager, third party closed-end funds, derivatives and individual securities |
$0 - $500 >$500 - $1,000 >$1,000 - $1,5000 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 > $12,000 |
|
0.70 0.69 0.68 0.67 0.65 0.625 0.60 |
% % % % % % % | ||
Fee Schedule for Columbia Diversified Real Return Fund Effective March 10, 2014
(Schedule A effective date: March 10, 2014; Agreement amended and restated with respect to the Fund by the Management Agreement effective as of June 1, 2016):
| Category of Portfolio Investment |
Assets (in Millions) |
Rate of Fee (1) | ||||
| Category 1: Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay an investment management services fee to the Investment Manager |
N/A | 0.00 | % | |||
| Category 2: Assets invested in exchange traded funds and mutual funds that are not management by the Investment Manager or its affiliates. Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay an investment management services fee to the Investment Manager, third party closed-end funds, derivatives and individual securities |
All | 0.70 | % | |||
| (1) | Annual rates based on a percentage of the Fund’s average daily net assets. In no event shall the advisory fee be negative (even if the portfolio investments in a particular category have a negative net value). |
IMS – CFST I
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A as of June 10, 2015.
| COLUMBIA FUNDS SERIES TRUST I | ||
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: | Xxxxxxxxxxx X. Xxxxxxxx | |
| Title: | President | |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
| By: | /s/Xxx X. Xxxxxxx | |
| Name: | Xxx X. Xxxxxxx | |
| Title: | Managing Director and Chief Operating Officer | |
