AMENDMENT TO THE ADVISORS SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT
TO THE
THIS
AMENDMENT dated as of the
20th
day of March, 2008, to the Transfer Agent Servicing Agreement, dated as of
June
8, 2006, as amended (the "Transfer Agent Agreement"), is entered into by and
between Advisors Series
Trust, a Delaware statutory trust (the "Trust") on behalf of its separate
series, the PIA BBB Bond Fund
Managed Account Completion Shares Fund, the PIA MBS Bond Fund Managed Account
Completion Shares Fund, the PIA Short-Term Securities Fund and the
PIA Moderate Duration Bond Fund and U.S. Bancorp Fund
Services,
LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS,
the parties have
entered into a Transfer Agent Agreement; and
WHEREAS,
the parties desire to
amend the fees of the Transfer Agent Agreement; and
WHEREAS,
Section 12 of the
Transfer Agent Agreement allows for its amendment by a written instrument
executed by both parties.
NOW,
THEREFORE, the parties
agree to amend the following:
Exhibit
K
is hereby superseded and replaced with Exhibit K attached hereto.
Except
to
the extent amended hereby, the Transfer Agent Agreement shall remain in full
force and effect.
IN
WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
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U.S.
BANCORP FUND SERVICES, LLC
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|
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By:
/s/ Xxxxxxx
X.
Xxxx
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By:
/s/ Xxxxxxx
X.
XxXxx
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Name:
Xxxxxxx X.
Xxxx
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Name:
Xxxxxxx X.
XxXxx
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Title:
President
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Title:
Executive Vice
President
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1
Exhibit
K to the
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Name
of Series
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Date
Added
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PIA
BBB Bond Fund Managed Account
Completion Shares
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10/27/2004
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PIA
MBS Bond Fund Managed Account
Completion Shares
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02/28/2006
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PIA
Short-Term Securities
Fund
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10/27/2004
|
|
PIA
Moderate Duration Bond
Fund
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10/27/2004
|
|
PIA
Funds
TRANSFER
AGENT & SHAREHOLDER
SERVICES
ACCOUNT
SERVICES FEE
SCHEDULE– April 1,
2008 through March 31, 2009
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|
Annual
Service Charges to the
Fund*
· Base
Fee Per
Cusip $[___]/year
· NSCC
Level 3
Accounts $[___]/open
account
· No-Load
Fund
Accounts $[___]/open
account
· Load
Fund
Accounts $[___]/open
account
· Daily
Accrual Fund
Accounts $[___]/open
account
· Closed
Accounts $[___]/closed
account
Activity
Charges
· Manual
Shareholder
Transaction $[___]/transaction
· Omnibus
Account
Transaction $[___]/transaction
· Correspondence
$[___]/item
· Telephone
Calls
$[___]/minute
· Voice
Response
Calls $[___]/call
· Qualified
Plan
Accounts $[___]/account
(Cap at $[___]/SSN)
Implementation
Charges
· First
Cusip $[___]/fund
group setup, first
Cusip
· Subsequent
Cusips
$[___]/each
additional Cusip
Plus
Out-Of-Pocket Expenses– Including but
not limited to
telephone toll-free lines, call transfers, mailing, sorting and postage,
stationery, envelopes, programming, service/data conversion, AML
verification services, special reports, insurance, record retention,
literature fulfillment kits, microfilm, microfiche, proxies, proxy
services, lost shareholder search, disaster recovery charges, ACH
fees,
Fed wire charges, NSCC charges, data communication and implementation
charges, travel, training, and all other out-of-pocket expenses.
Additional
Services– Above
pricing is for standard services. Available but not included
above are the following services - FAN Web shareholder
e-commerce, Vision intermediary e-commerce, FAN Mail electronic data
delivery, B.O.S.S. sales reporting data warehouse, investor e-mail
services, literature fulfillment, lead conversion reporting, 12b-1
aging,
Short-Term Trader reporting
Fees
are billed monthly.
*
Subject to annual CPI increase,
Milwaukee MSA.
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Advisor’s
signature below acknowledges
approval of the fee schedule above.
PACIFIC
INCOME ADVISERS,
INC.
By:
/s/
Xxxx X.
Xxxxx
Printed
Name: Xxxx
X.
Xxxxx
Title:
CCO
Date: 3/20/2008
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