EX-99.23(h)(1)(a)
THE XXX XXXXXXX TRUST
AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of this 24 day of February, 2006, to the Transfer
Agent Servicing Agreement, dated as of April 1, 1996, as amended as of May 18,
2004 (the "Agreement"), is entered by and between THE XXX XXXXXXX TRUST, a
Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a
Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into a Transfer Agent Servicing
Agreement; and
WHEREAS, the Trust and USBFS desire to amend said Agreement; and
WHEREAS, Section 9 of the Agreement allows for an amendment by a written
instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit C, the fee schedule of the Agreement, is hereby superseded and
replaced with Exhibit C attached hereto.
Except to the extent amended hereby, the Agreement shall remain in
full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by a duly authorized officer on one or more counterparts as of the date
and year first written above.
THE XXX XXXXXXX TRUST U.S. BANCORP FUND SERVICES, LLC
By: /S/ XXXXX X. XXXXXXX By: /S/ XXXXXXX X. XXXXX
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Printed Name: XXXXX X. XXXXXXX Printed Name: XXXXXXX X. XXXXX
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Title: PRESIDENT, HOLLAND CAPITAL MANAGEMENT, INC. Title: SR. VICE PRESIDENT
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General Partner, Holland Capital Management, L.P.
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EXHIBIT C TO THE TRANSFER AGENT AGREEMENT - THE XXX XXXXXXX TRUST
TRANSFER AGENT & SHAREHOLDER SERVICES
XXX XXXXXXX GROWTH FUND
FEE SCHEDULE-EFFECTIVE 01/01/2006
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Service Charges to the Fund* Service Charges to Investors
Shareholder Account Fee (Subject to Minimum) Qualified Plan Fees (Billed to Investors)
No-Load - $15.00 /account $15.00 /qualified plan acct (Cap at $30.00/SSN)
Closed Accounts - $5.00 /account $15.00 /Xxxxxxxxx ESA acct (Cap at $30.00/SSN)
Annual Minimum $25.00 /transfer to successor trustee
$24,000 Xxx Xxxxxxx Growth Fund $25.00 /participant distribution (Excluding SWPs)
CCO Support: $1200/annually $25.00 /refund of excess contribution
Additional Shareholder Fees (Billed to Investors)
Activity Charges $15.00 /outgoing wire transfer
Telephone Calls - $1.50 /call $15.00 /overnight delivery
Daily Valuation Trades - $10.00 /trade $ 5.00 /telephone exchange
Lost Shareholder Search - $5.00 /search $25.00 /return check or ACH
XXX Xxxx Xxxxxxx (xxxx Xxxxx 0 accounts) $25.00 /stop payment
0-999 accounts - $500.00/year $ 5.00 /research request per account (Cap at
1,000-4,999 accounts - $1,000/year $25.00/request) (For requested items of the second
5,000-9,999 accounts - $2,500/year calendar year [or previous] to the request)
10,000+ accounts - $5,000/year
AML New Account Service - $1.00/new domestic Technology Charges
accounts and $2.00/new foreign account Fund Group Setup (first cusip) - $2,000 /fund group
ACH/EFT Shareholder Services: Fund Setup - $1,500 /cusip (beyond first cusip)
$125.00 /month/fund group NSCC Service Interface - All NSCC Services
$ .50 /ACH item, setup, change Setup - $1,500 /fund group
$5.00 /correction, reversal Annual $1400/cusip/yr
Omnibus Accounts: Telecommunications and Voice Services
$3/transaction-first 100 transactions per month Service Setup - $1,650 ATT transfer connect
$2/transaction-next 400 transactions VRU Setup - $500 /fund group
$1/transaction-next 1500 transactions VRUMaintenance-$100/cusip/yr
$.50/transaction-next 3,000 transactions $.35 /voice response call
$.25/transaction-all trans over 5000 per month $.40 /voice recognition call
Out-of-pocket Costs - Including but not limited to: Average Cost - $.36 /account/year
Telephone toll-free lines, call transfers, etc. Development/Programming - $150 /hour
Mailing, sorting and postage File Transmissions - subject to requirements
Stationery, envelopes Selects - $300 per select
Programming, special reports Extraordinary services - charged as incurred
Insurance, record retention, microfilm/fiche Conversion of Records (if necessary) - Estimate to
Proxies, proxy services be provided
ACH fees, NSCC charges, Custom processing, re-processing
DST Disaster Recovery All other extraordinary services
All other out-of-pocket expenses
Fees are billed monthly.
* Subject to CPI increase.
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* Effective with the first day after expiration of the first twelve (12) months
of service, the fees and charges set forth in this Schedule shall be increased
over the fees and charges during the previous twelve (12) months in the amount
equal to the change in the Consumer Price Index for all Urban Consumers in the
Milwaukee, Wisconsin Metropolitan Statistical Area, All Terms, Based 1982-1984 =
100, as last reported by the U.S. Bureau of Labor Statistics ("CPI-U").
Thereafter, all of the fees and charges in this fee schedule (except for
out-of-pocket expenses) shall increase annually upon each anniversary of this
Schedule in an amount equal to the percentage change in the CPI-U for the
proceeding twelve (12) months.
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