Amendment No. 1 to Distribution Agreement
Amendment No. 1 to Distribution Agreement
This Amendment No. 1, dated as of November 15, 2011, to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 (the “Distributor”).
WHEREAS, the Trust and the Distributor entered into a Distribution Agreement dated as of November 1, 2011, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and
WHEREAS, the Trust and the Distributor wish to amend the provisions of the Agreement to reflect the addition of three new Funds and classes under Schedule A of the Agreement.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1. The parties hereto agree to delete the current Schedule A to the Agreement in its entirety and replace it with a new Schedule A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the day and year first above written.
| AQR FUNDS | ALPS DISTRIBUTORS, INC. | |||||||
| By: | /s/ Xxxxxx XxxXxxx | By: | /s/ Xxxxxx X. Xxxxxx | |||||
| Name: | Xxxxxx XxxXxxx | Name: | Xxxxxx X. Xxxxxx | |||||
| Title: | Vice President | Title: | President | |||||
SCHEDULE A
LIST OF FUNDS
| FUND | CLASSES OFFERED | |
| AQR Momentum Fund |
Class L | |
| AQR Small Cap Momentum Fund |
Class L | |
| AQR International Momentum Fund |
Class L | |
| AQR Global Equity Fund |
Class N Class I Class Y | |
| AQR International Equity Fund |
Class N Class I Class Y | |
| AQR International Small Cap Fund |
Class N Class I Class Y | |
| AQR Emerging Markets Fund |
Class N Class I Class Y | |
| AQR Equity Plus Fund |
Class N Class I | |
| AQR Small Cap Core Fund |
Class N Class I | |
| AQR Small Cap Growth Fund |
Class N Class I | |
| AQR Diversified Arbitrage Fund |
Class N Class I | |
| AQR Managed Futures Strategy Fund |
Class N Class I | |
| AQR Risk Parity Fund |
Class N Class I | |
| AQR Multi-Strategy Alternative Fund |
Class N Class I | |
| AQR Tax-Managed Momentum Fund |
Class L | |
| AQR Tax-Managed Small Cap Momentum Fund |
Class L | |
| AQR Tax-Managed International Momentum Fund |
Class L | |
