DISTRIBUTION AGREEMENTDistribution Agreement • January 13th, 2012 • AQR Funds • Delaware
AGREEMENT dated as of Nov 1st, 2011, between AQR Funds, an open-end, management investment company organized as a Delaware statutory trust under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (“Trust”) and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended (“1934 Act”), having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“Distributor”).
Amendment No. 5 to Transfer Agency and Service AgreementAgency and Service Agreement • January 13th, 2012 • AQR Funds
This Amendment No. 5, dated as of December 8, 2011 (“Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
AMENDMENT TWO TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • January 13th, 2012 • AQR Funds
This Amendment, dated December 29, 2011, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
FIFTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 13th, 2012 • AQR Funds
This fifth amendment (the “Amendment”) to the Investment Advisory Agreement is made as of the 15th day of November, 2011 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
AMMENDMENT TO AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTWaiver and Expense Reimbursement Agreement • January 13th, 2012 • AQR Funds
This amendment to the Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 15th day of November, 2011 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
AMENDMENT TO SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • January 13th, 2012 • AQR Funds
This amendment (the “Amendment”) to the Shareholder Services Agreement is made as of the 15th day of November, 2011 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
Amendment No. 5 to Transfer Agency Interactive Client Services AgreementAgency Interactive Client Services Agreement • January 13th, 2012 • AQR Funds
This Amendment No. 5, dated as of December 8, 2011 (“Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).
Amendment No. 1 to Distribution AgreementDistribution Agreement • January 13th, 2012 • AQR Funds
This Amendment No. 1, dated as of November 15, 2011, to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
AMENDMENT THREE TO ADMINISTRATION AGREEMENTAdministration Agreement • January 13th, 2012 • AQR Funds
This Amendment, dated December 29th, 2011, amends the Administration Agreement (“Agreement”) dated September 9,2010, as amended, between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
