KINETICS MUTUAL FUNDS, INC. and KINETICS PORTFOLIOS TRUST SEVENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
KINETICS
MUTUAL FUNDS, INC. and KINETICS PORTFOLIOS TRUST
SEVENTH
AMENDMENT TO THE
THIS SEVENTH AMENDMENT dated
as of this 15th day of
October, 2008, to the Transfer
Agent Servicing Agreement, dated as of January 1, 2002, as amended March 7,
2002, July 24,
2002, December 13, 2005, December 15, 2006, March 5, 2007 and December 6, 2007,
is entered into by and among Kinetics Mutual Funds, Inc., a
Maryland corporation, Kinetics
Portfolios Trust, a Delaware
business trust and U.S. Bancorp
Fund Services, LLC, a Wisconsin
limited liability company.
RECITALS
WHEREAS, the parties have
entered into a Transfer Agent Servicing Agreement
dated as
of January 1, 2002, as previously amended (the “Agreement”); and
WHEREAS, the parties desire to
amend the fees of the Agreement; and
WHEREAS, Section 12 of the
Agreements allows for its amendment by a
written
instrument executed by the parties;
NOW, THEREFORE, the parties
agree as follows:
Exhibit A
of the Agreement is hereby superseded and replaced with Exhibit A
attached
hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Seventh Amendment to
be
executed by a duly authorized officer on one or more counterparts as of the date
and year first
written
above.
KINETICS
MUTUAL FUNDS, INC.
|
U.S.
BANCORP FUND SERVICES, LLC
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By:
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/s/ Xxxxxx
Xxxxxxxx
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By:
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/s/ Xxx
Xxxxxx
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Name:
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Xxxxxx
Xxxxxxxx
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Name:
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Xxx
Xxxxxx
|
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Title:
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Treasurer
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Title:
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Executive
Vice President
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KINETICS
PORTFOLIOS TRUST
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By:
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/s/ Xxxxxx
Xxxxxxxx
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Name:
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Xxxxxx
Xxxxxxxx
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Title:
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Treasurer
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Transfer
Agent and Shareholder Servicing
Annual
Fee Schedule
Exhibit
A to the Transfer Agent Servicing Agreement – Kinetics Mutual Funds,
Inc, and Kinetics
Portfolios
Trust
at
October, 2008
Separate
Series of Kinetics Mutual Funds, Inc.
Name of
Series
The
Internet Fund -
No Load Class
The
Internet Fund -
Advisor Class A
The
Internet Fund -
Advisor Class C
The
Internet Fund -
Institutional Class
The
Global Fund -
No Load Class
The
Global Fund -Advisor Class A
The
Global Fund -
Advisor Class C
The
Global Fund -
Institutional Class
The
Paradigm Fund -
No Load Class
The
Paradigm Fund -
Advisor Class A
The
Paradigm Fund -
Advisor Class C
The
Paradigm Fund -
Institutional Class
The
Medical Fund -No Load Class
The
Medical Fund -
Advisor Class A
The
Medical Fund -
Advisor Class C
The
Medical Fund -
Institutional Class
The Small
Cap Opportunities Fund -
No Load Class
The Small
Cap Opportunities Fund -
Advisor Class A
The Small
Cap Opportunities Fund -
Advisor Class C
The Small
Cap Opportunities Fund -
Institutional Class
The
Kinetics Government Money Market Fund -
No Load Class
The
Market Opportunities Fund -No Load Class
The
Market Opportunities Fund -
Advisor Class A
The
Market Opportunities Fund -
Advisor Class C
The
Market Opportunities Fund -
Institutional Class
The Water
Infrastructure Fund --No Load Class
The Water
Infrastructure Fund -
Advisor Class A
The Water
Infrastructure Fund -
Advisor Class C
The Water
Infrastructure Fund -
Institutional Class
The
Multi-Disciplinary Fund -
No Load Class
The
Multi-Disciplinary Fund -
Advisor Class A
The
Multi-Disciplinary Fund -
Advisor Class C
The
Multi-Disciplinary Fund -
Institutional Class
Annual
Fee
$___ per
shareholder account -
no load fund
$___ per
shareholder account -
load fund
$___ per
shareholder account -
money market fund
$___ per
Xxxxx 0 XXXX account
$___ per
closed account
Minimum
annual fee of $____ per class
Exhibit
A (continued) to the Transfer Agent Agreement of Kinetics Mutual Funds,
Inc.
and
Kinetics Portfolios Trust (at October, 2008)
Extraordinary
Services
|
New Fund
Programming
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Fund Group
Setup $___
per fund group
|
Fund Addition to Existing
Group $___
per fund
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Additional Classes of Existing
Fund $___
per class
|
Plus
Out-of-Pocket Expenses, including but not limited to:
|
Telephone – tollfree
lines Retention
of records
|
Postage Microfilm/fiche
of records
|
Programming Special
reports
|
Stationary/envelopes ACH
fees
|
Mailing NSCC
charges
|
Insurance All
other out-of-pocket expenses
|
Proxies
|
ACH
Shareholder Services
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$___ per month per fund
group
|
$___
per account setup and/or change
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$___
per item for AIP purchases
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$___
per item for EFT payments and purchases
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$___ per correction, reversal,
return item
|
File
Transfer -
$__/month and $__/record
Dealer Reclaim
Services -
Services reclaim fund losses due to the pricing differences for dealer
trade
adjustments
such as between dealer placed trades and cancellations. There will be no
correspondence charges
related
to this service.
·
|
$___
per fund group per month
|
Service Charges to
Investors
|
Qualified
Plan Fees (Billed to Investors) *
|
Annual
maintenance fee per
account $
___ /
acct. (Cap at $___ per SSN)
|
Education
XXX $
___ /
acct. (Cap at $___ /per SSN)
|
Transfer
to successor
trustee $
___ /
trans.
|
Distribution
to
participant $
___ /
trans. (Exclusive of SWP)
|
Refund
of excess
contribution
$
___ /
trans.
|
Additional
Shareholder Fees (Billed to Investors)
|
Any
outgoing wire
transfer $
___ /
wire
|
Telephone
exchange $
___ /
exch.
|
Return
check
fee
$
___ /
item
|
Stop
payment $
___ /
stop
|
Additional
Programming $
___ /
hour
|
(Liquidation,
dividend, draft check)
|
Research
fee $
___ /
item
|
(For requested items of the second
calendar year [or previous] to the request)(Cap at $___)
Fees and
out-of-pocket expenses are billed to the fund monthly.