AMENDED AND RESTATED SCHEDULE A EFFECTIVE AUGUST 1, 2017 TO THE INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010 BETWEEN FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLC
Exhibit 99.B(d)(xii)(B)
AMENDED AND RESTATED
SCHEDULE A
EFFECTIVE AUGUST 1, 2017 TO THE
INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010
BETWEEN
FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLC
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Series of FundVantage Trust |
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Effective Date |
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Gotham Absolute Return Fund |
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August 28, 2012 |
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Gotham Enhanced Return Fund |
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May 30, 2013 |
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Gotham Neutral Fund |
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August 30, 2013 |
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Gotham Absolute 500 Fund |
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July 25, 2014 |
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Gotham Enhanced 500 Fund |
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December 31, 2014 |
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Gotham Total Return Fund |
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March 30, 2015 |
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Gotham Index Plus Fund |
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March 30, 2015 |
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Gotham Institutional Value Fund |
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December 31, 2015 |
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Gotham Hedged Plus Fund |
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March 30, 2016 |
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Gotham Absolute 500 Core Fund |
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September 30, 2016 |
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Gotham Enhanced 500 Core Fund |
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September 30, 2016 |
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Gotham Index Core Fund |
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September 30, 2016 |
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Gotham Hedged Core Fund |
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September 30, 2016 |
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Gotham Neutral 500 Fund |
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September 30, 2016 |
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Gotham Defensive Long Fund |
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September 30, 2016 |
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Gotham Defensive Long 500 Fund |
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September 30, 2016 |
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Gotham Enhanced S&P 500 Index Fund |
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December 30, 2016 |
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Gotham Master Long Fund |
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May 1, 2017 |
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Gotham Master Neutral Fund |
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May 1, 2017 |
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Gotham Short Strategies Fund |
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August 1, 2017 |
[Signature Page Follows]
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative effective as of the 31st of July, 2017.
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By: |
/s/ Xxxx X. Xxxxx |
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Name: |
Xxxx X. Xxxxx |
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Title: |
President and Chief Executive Officer |
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GOTHAM ASSET MANAGEMENT, LLC | |
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By: |
/s/ Xxxxx XxXxxxx |
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Name: |
Xxxxx XxXxxxx |
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Title: |
General Counsel & CCO |
AMENDED AND RESTATED SCHEDULE B
DATED AUGUST 1, 2017 TO THE
INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010
BETWEEN
FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLC
Investment Advisory Fee Schedule
|
Fund |
|
Annual Fee as a Percentage |
|
Effective Date |
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Gotham Absolute Return Fund |
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2.00% (200 basis points) |
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August 28, 2012 |
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Gotham Enhanced Return Fund |
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2.00% (200 basis points) |
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May 30, 2013 |
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Gotham Neutral Fund |
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2.00% (200 basis points) |
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August 30, 2013 |
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Gotham Absolute 500 Fund |
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1.35% (135 basis points) |
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September 1, 2016 |
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Gotham Enhanced 500 Fund |
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1.35% (135 basis points) |
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September 1, 2016 |
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Gotham Index Plus Fund |
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1.00% (100 basis points) |
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December 7, 2015 |
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Gotham Total Return Fund |
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1.00% (100 basis points)* |
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May 1, 2017 |
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Gotham Institutional Value Fund |
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0.80% (80 basis points) |
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December 31, 2015 |
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Gotham Hedged Plus Fund |
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1.00% (100 basis points) |
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March 30, 2016 |
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Gotham Absolute 500 Core Fund |
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1.00% (100 basis points) |
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September 30, 2016 |
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Gotham Enhanced 500 Core Fund |
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1.00% (100 basis points) |
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September 30, 2016 |
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Gotham Index Core Fund |
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0.70% (70 basis points) |
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September 30, 2016 |
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Gotham Hedged Core Fund |
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0.70% (70 basis points) |
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September 30, 2016 |
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Gotham Neutral 500 Fund |
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1.35% (135 basis points) |
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September 30, 2016 |
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Gotham Defensive Long Fund |
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2.00% (200 basis points) |
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September 30, 2016 |
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Gotham Defensive Long 500 Fund |
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1.35% (135 basis points) |
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September 30, 2016 |
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Gotham Enhanced S&P 500 Index Fund |
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0.50% (50 basis points) |
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December 30, 2016 |
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Gotham Master Long Fund |
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0.75% (75 basis points)* |
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May 1, 2017 |
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Gotham Master Neutral Fund |
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0.75% (75 basis points)* |
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May 1, 2017 |
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Gotham Short Strategies Fund |
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1.35% (135 basis points) |
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August 1, 2017 |
* Assets invested in other mutual funds advised by Gotham shall be excluded from the Gotham Total Return Fund, Gotham Master Long Fund, and Gotham Master Neutral Fund’s average daily net assets for purposes of calculating the advisory fee.
[Signature Page Follows]
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule B to be executed in its name and on its behalf by its duly authorized representative as of the 31st day of July, 2017.
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By: |
/s/ Xxxx X. Xxxxx |
|
|
Name: |
Xxxx X. Xxxxx |
|
|
Title: |
President and Chief Executive Officer |
|
|
|
|
|
|
GOTHAM ASSET MANAGEMENT, LLC | |
|
|
| |
|
|
|
|
|
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By: |
/s/ Xxxxx XxXxxxx |
|
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Name: |
Xxxxx XxXxxxx |
|
|
Title: |
General Counsel & CCO |
