EXHIBIT d.(xii)
AMENDMENT NUMBER 11 TO
INVESTMENT MANAGEMENT AGREEMENT
Pursuant to the Investment Management Agreement between Hartford
Investment Financial Services, LLC (formerly known as Hartford Investment
Financial Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc.
(formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as
amended (the "Agreement"), THE HARTFORD CAPITAL APPRECIATION II FUND, THE
HARTFORD FLOATING RATE FUND AND THE HARTFORD SELECT MIDCAP VALUE FUND are hereby
included in the definition of Portfolio. All provisions in the Agreement shall
apply to the management of The Hartford Capital Appreciation II Fund, The
Hartford Floating Rate Fund and The Hartford Select MidCap Value Fund and are
hereby included in the definition of Portfolio. All provisions in the Agreement
except as stated below.
The advisory fee for the new portfolio shall be accrued daily and paid
monthly, based upon the following annual rates and upon the calculated daily net
asset value of the Fund:
THE HARTFORD CAPITAL APPRECIATION II FUND
Net Asset Value Annual Rate
--------------- -----------
First $250,000,000 1.00%
Next $250,000,000 0.95%
Next $500,000,000 0.90%
Amount Over $1 Billion 0.85%
THE HARTFORD FLOATING RATE FUND(1)
Net Asset Value Annual Rate
--------------- -----------
First $500,000,000 0.65%
Next $500,000,000 0.60%
THE HARTFORD THE HARTFORD SELECT MIDCAP VALUE FUND
Net Asset Value Annual Rate
--------------- -----------
First $500,000,000 1.00%
Next $500,000,000 0.95%
Amount Over $1 Billion 0.90%
This amended Agreement is effective for a period of two years from the
date hereof and shall continue in effect thereafter in accordance with the
provisions of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be
executed on the 28th day of April, 2005.
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(1) HIFSCO has voluntarily waived it's management fee until April 29, 2006.
HARTFORD INVESTMENT FINANCIAL THE HARTFORD MUTUAL FUNDS, INC.
SERVICES, LLC on behalf of:
The Hartford Capital Appreciation II Fund
The Hartford Floating Rate Fund
The Hartford Select MidCap Value Fund
By: /s/ Xxxxx X. Xxxxxxxxxxxx By: /s/ Xxxxx X. Xxxxxxxxxxxx
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Xxxxx X. Xxxxxxxxxxxx Xxxxx X. Xxxxxxxxxxxx
Executive Vice President President
