Contract
Exhibit (h)(3)(v)
Amendment
No. 5 to Amended and Restated Bookkeeping and Pricing Agreement
This
Amendment No. 5 to the Amended and Restated Bookkeeping and Pricing Agreement
(this “Amendment”) dated August 20, 2008 between Westcore Trust, a Massachusetts
business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado
corporation (“ALPS”).
WHEREAS,
the Trust and ALPS entered into an Amended and Restated Bookkeeping and Pricing
Agreement dated February 9, 2004, as amended on September 1, 2006, August
21, 2007, November 15, 2007 and May 21, 2008 (the “Agreement”);
WHEREAS,
Exhibit A of
the Agreement does not accurately reflect a fund accounting fee increase that
became effective January 1, 2001; and
WHEREAS,
ALPS and the Trust wish to amend the Agreement in certain respects as more fully
set forth below.
NOW,
THEREFORE, in consideration of the mutual covenants herein contained and for
good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereby agree as follows:
1. Exhibit A of the
Agreement is hereby deleted in its entirety and replaced with a new Exhibit A attached
hereto.
2. Except
as specifically set forth herein, all other provisions of the Agreement shall
remain in full force and effect. Any items not herein defined shall
have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties hereto
have duly executed and delivered this Amendment as of the date first written
above.
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ALPS FUND SERVICES,
INC.
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By: /s/
Todger Xxxxxxxx
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By: /s/
Xxxxxx X. May
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Name: /s/ Todger
Xxxxxxxx
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Name: Xxxxxx X.
May
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Title: President
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Title: Managing
Director
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EXHIBIT
A
The fees
payable to Agent for the duration of this contract shall be both:
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I.
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Fund
Based Fee
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1)
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The
greater of:
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a)
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$2,500.00
per fund per month and $3,250 per international fund per month;
or
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b)
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The
following basis point fee based on daily net
assets:
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Assets
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Basis Points
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1.
Fixed Income Funds
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$0
- $300,000,000
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2.9
bps
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$300,000,000
- $500,000,000
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2.4
bps
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$500,000,000
- $1,000,000,000
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2.0
bps
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Over
$1,000,000,000
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1.5
bps
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2.
Equity funds
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$0
- $200,000,000
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2.9
bps
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$200,000,000
- $500,000,000
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2.0
bps
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Over
$500,000,000
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1.0
bps
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2)
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$1.00
per day per loan for each security on
loan.
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II.
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Institutional
Class Fee1
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$ 7,500
for assets between $0 and $9,999,999
$ 5,000
for assets between $10 million and $19,999,999
$ 2,500
for assets between $20 million and $29,999,999
No fee at
assets greater than $30 million
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III.
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Notes
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• Fees
are calculated and paid on a monthly basis.
•
Out-of-pocket expenses include:
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-
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pricing
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-
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corporation
actions and reorganization data
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-
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paper/binders/phone/fax
charges of not more than $125.00 per month per
fund
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-
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incremental
assets associated with the record keeping for options, futures and foreign
securities
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__________________________
1 Fee
applied only to Institutional Class Shares
