THIRD AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
THIRD AMENDMENT
TO THE TRANSFER AGENT SERVICING AGREEMENT
THIS THIRD AMENDMENT dated as of June 16 2015, to the Transfer Agent Servicing Agreement dated as of March 11, 2013, as amended through the date hereof (the “Agreement”), is entered into by and between DOUBLELINE EQUITY FUNDS, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the terms of the Agreement; and
WHEREAS, Section 13 of the Agreement allows for its amendment by a written instrument executed by both parties and authorized or approved by the Board of Trustees.
NOW, THEREFORE, the parties agree as follows:
Section 2 shall be amended so that the following additional text shall appear immediately after the item entitled “Z. Perform services in accordance with the agreed service level agreements.”
“AA. After receiving specific written authorization from an officer of a Fund, enter into an agreement on behalf of the Fund that appoints one or more designated financial intermediaries as agents of the Fund for the limited purpose of accepting orders for the purchase, exchange, and/or redemption of shares of the Fund in accordance with the Prospectus of the Fund and Rule 22c-1 under the 1940 Act.”
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
(signature page follows)
IN WITNESS WHEREOF, the parties hereto have caused this Third Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
DOUBLELINE EQUITY FUNDS | U.S. BANCORP FUND SERVICES, LLC | |
By: /s/ Xxxxx Xxxxxxx | By: /s/ Xxxxxxx X. XxXxx | |
Name: Xxxxx Xxxxxxx | Name: Xxxxxxx X. XxXxx | |
Title: Treasurer | Title: Executive Vice President |