Exhibit 4.1 THE KANSAS CITY SOUTHERN RAILWAY COMPANY 8.0% Senior Notes due 2015 UNDERWRITING AGREEMENT May 27, 2008Underwriting Agreement • June 2nd, 2008 • Kansas City Southern • Railroads, line-haul operating • New York
Contract Type FiledJune 2nd, 2008 Company Industry Jurisdiction
Exhibit h.1 TORTOISE ENERGY CAPITAL CORPORATION (a Maryland Corporation) __________ Shares of Common Stock Par Value $_____ Per Share UNDERWRITING AGREEMENT Ladies and Gentlemen: Tortoise Energy Capital Corporation, a Maryland corporation (the...Underwriting Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
Contract Type FiledFebruary 19th, 2008 Company JurisdictionTortoise Energy Capital Corporation, a Maryland corporation (the "FUND"), and the Fund's investment adviser, Tortoise Capital Advisors, LLC, a Delaware limited liability company (the "ADVISER"), each confirms its agreement with ____________, _____________ and each of the other Underwriters named in Schedule A hereto (collectively, the "UNDERWRITERS"), for whom ________________ and _________________ are acting as representatives (in such capacity, the "REPRESENTATIVES"), with respect to the issue and sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock, par value $____ per share, of the Fund ("COMMON SHARES") set forth in Schedule A hereof (collectively, the "PRIMARY SHARES"), and with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of _______ additional Common Shares to cover over-allotm
COMMON STOCKUnderwriting Agreement • June 28th, 2007 • Netezza Corp • Electronic computers • New York
Contract Type FiledJune 28th, 2007 Company Industry Jurisdiction
MVC CAPITAL, INC. 5,000,000 Shares of Common Stock Par Value $0.01 Per Share UNDERWRITING AGREEMENT February 22, 2007 UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2007 • MVC Capital, Inc. • New York
Contract Type FiledFebruary 28th, 2007 Company Jurisdiction
SHARESUnderwriting Agreement • September 26th, 2006 • Ultrapetrol Bahamas LTD • Deep sea foreign transportation of freight • New York
Contract Type FiledSeptember 26th, 2006 Company Industry Jurisdiction
EXHIBIT 1.1 SLC Student Loan Trust 2006-1 Student Loan Asset-Backed Notes UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • June 30th, 2006 • SLC Student Loan Trust 2006-1 • Asset-backed securities • New York
Contract Type FiledJune 30th, 2006 Company Industry Jurisdiction
EXHIBIT 1.2 AMKOR TECHNOLOGY INC. 2.50% Convertible Senior Subordinated Notes Due 2011 Underwriting AgreementUnderwriting Agreement • May 15th, 2006 • Amkor Technology Inc • Semiconductors & related devices • New York
Contract Type FiledMay 15th, 2006 Company Industry Jurisdiction
EXHIBIT 1.1 AMKOR TECHNOLOGY INC. 9.25% Senior Notes Due 2016 Underwriting AgreementUnderwriting Agreement • May 15th, 2006 • Amkor Technology Inc • Semiconductors & related devices • New York
Contract Type FiledMay 15th, 2006 Company Industry Jurisdiction
EXHIBIT 1.1 ----------- LAS VEGAS SANDS CORP. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 17th, 2006 • Las Vegas Sands Corp • Hotels & motels • New York
Contract Type FiledMarch 17th, 2006 Company Industry Jurisdiction
ENERGY INCOME AND GROWTH FUND SERIES B ENERGY NOTES, DUE , 2046 UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2006 • Energy Income & Growth Fund • New York
Contract Type FiledMarch 16th, 2006 Company Jurisdiction
date] UNDERWRITING AGREEMENT [__________] as Representative of the several Underwriters [__________] [__________] Ladies and Gentlemen: Park Place Securities, Inc. (the "Depositor"), a Delaware corporation, has authorized the issuance and sale of Park...Underwriting Agreement • February 16th, 2006 • Park Place Securities, Inc. • Asset-backed securities • New York
Contract Type FiledFebruary 16th, 2006 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • January 4th, 2006 • SGX Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 4th, 2006 Company Industry Jurisdiction
b) On the Effective Date, the Registration Statement did, and when the Final Prospectus is first filed (if required) in accordance with Rule 424(b) and on the Closing Date (as defined herein), the Final Prospectus (and any supplement thereto) will,...Underwriting Agreement • December 6th, 2005 • Temple Inland Inc • Paperboard mills • New York
Contract Type FiledDecember 6th, 2005 Company Industry Jurisdiction
EXHIBIT 1 WEST CORPORATION COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 13th, 2005 • West Gary L • Services-business services, nec • New York
Contract Type FiledOctober 13th, 2005 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • September 20th, 2005 • TAL International Group, Inc. • Services-equipment rental & leasing, nec • New York
Contract Type FiledSeptember 20th, 2005 Company Industry Jurisdiction
EXHIBIT 1.1 Nuveen Investments, Inc. $250,000,000 aggregate principal amount of 5.00% Senior Notes due 2010 $300,000,000 aggregate principal amount of 5.50% Senior Notes due 2015 Underwriting AgreementUnderwriting Agreement • September 13th, 2005 • Nuveen Investments Inc • Investment advice • New York
Contract Type FiledSeptember 13th, 2005 Company Industry Jurisdiction
Exhibit 1.1 Strategic Hotel Capital, Inc. Common Stock, par value $0.01 per share Underwriting Agreement ----------------------Underwriting Agreement • August 11th, 2005 • Strategic Hotel Capital Inc • Real estate investment trusts • New York
Contract Type FiledAugust 11th, 2005 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • July 14th, 2005 • Alon USA Energy, Inc. • Petroleum refining • New York
Contract Type FiledJuly 14th, 2005 Company Industry Jurisdiction
16,700,000 Shares(1) Common Stock ($.01 par value)Underwriting Agreement • July 13th, 2005 • Quintana Maritime LTD • Deep sea foreign transportation of freight • New York
Contract Type FiledJuly 13th, 2005 Company Industry Jurisdiction
FORM OFUnderwriting Agreement • June 29th, 2005 • MortgageIT Holdings, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 29th, 2005 Company Industry Jurisdiction
EXECUTION VERSION Southern California Edison Company $350,000,000 5.35% First and Refunding Mortgage Bonds, Series 2005E, Due 2035 Underwriting AgreementUnderwriting Agreement • June 24th, 2005 • Southern California Edison Co • Electric services • New York
Contract Type FiledJune 24th, 2005 Company Industry Jurisdiction
20,978,497 Shares(1) Common Stock ($0.01 par value)Underwriting Agreement • June 15th, 2005 • Phelps Dodge Corp • Primary smelting & refining of nonferrous metals • New York
Contract Type FiledJune 15th, 2005 Company Industry Jurisdiction
EXHIBIT Q ---------Underwriting Agreement • June 2nd, 2005 • Sb Capital Managers LLC • Retail-catalog & mail-order houses • New York
Contract Type FiledJune 2nd, 2005 Company Industry Jurisdiction
EXHIBIT 1.1 MICRUS CORPORATION _____ Shares Common Stock(1) UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2005 • Micrus Corp • Surgical & medical instruments & apparatus • Illinois
Contract Type FiledMay 17th, 2005 Company Industry Jurisdiction
April 20, 2005 LEHMAN BROTHERS INC. CITIGROUP GLOBAL MARKETS INC. As Representatives of the several Underwriters c/o LEHMAN BROTHERS INC. 745 Seventh Avenue New York, NY 10019 Ladies and Gentlemen: Southern California Edison Company, a corporation...Underwriting Agreement • April 26th, 2005 • Southern California Edison Co • Electric services • New York
Contract Type FiledApril 26th, 2005 Company Industry Jurisdiction
EXHIBIT 99.1 CROSS COUNTRY HEALTHCARE, INC. (a Delaware corporation) 4,172,868 Shares of Common Stock UNDERWRITING AGREEMENT Dated: April 14, 2005 CROSS COUNTRY HEALTHCARE, INC. (a Delaware corporation) 4,172,868 Shares of Common Stock (Par Value...Underwriting Agreement • April 18th, 2005 • Cross Country Healthcare Inc • Services-help supply services • New York
Contract Type FiledApril 18th, 2005 Company Industry Jurisdiction
Exhibit 1.1 1,400,000 SHARES OF COMMON STOCK COFFEE HOLDING CO., INC. UNDERWRITING AGREEMENT Joseph Stevens & Company, Inc. 59 Maiden Lane 32nd Floor New York, New York 10038 As Representative of the several Underwriters named on Schedule A hereto...Underwriting Agreement • February 25th, 2005 • Coffee Holding Co Inc • Beverages • New York
Contract Type FiledFebruary 25th, 2005 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • February 23rd, 2005 • NFJ Dividend, Interest & Premium Strategy Fund • Loan brokers • New York
Contract Type FiledFebruary 23rd, 2005 Company Industry Jurisdiction
Exhibit 1.1 SYNERON MEDICAL LTD. 7,000,000 Ordinary Shares (par value NIS 0.01 per share) Underwriting AgreementUnderwriting Agreement • February 17th, 2005 • Syneron Medical Ltd. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledFebruary 17th, 2005 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • February 14th, 2005 • Combinatorx, Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 14th, 2005 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • February 10th, 2005 • Algorx Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 10th, 2005 Company Industry Jurisdiction
EMAGEON INC.Underwriting Agreement • February 4th, 2005 • Emageon Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 4th, 2005 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • February 3rd, 2005 • Algorx Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 3rd, 2005 Company Industry Jurisdiction
1,600,000 Shares * Common Stock ($0.001 par value)Underwriting Agreement • January 20th, 2005 • Tejas Inc • Finance services • New York
Contract Type FiledJanuary 20th, 2005 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • January 19th, 2005 • Combinatorx, Inc • Pharmaceutical preparations • New York
Contract Type FiledJanuary 19th, 2005 Company Industry Jurisdiction