BETWEENManagement Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
SUPPLEMENT TO INDENTURE, DATED AS OF SEPTEMBER 12, 2005 BETWEEN NUVEEN INVESTMENTS, INC. AS ISSUER AND THE BANK OF NEW YORK TRUST COMPANY, N.A. AS TRUSTEEFirst Supplemental Indenture • September 13th, 2005 • Nuveen Investments Inc • Investment advice • New York
ARTICLE I THE STOCK PURCHASEStock Purchase Agreement • July 22nd, 1997 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 1.1 Nuveen Investments, Inc. $250,000,000 aggregate principal amount of 5.00% Senior Notes due 2010 $300,000,000 aggregate principal amount of 5.50% Senior Notes due 2015 Underwriting AgreementUnderwriting Agreement • September 13th, 2005 • Nuveen Investments Inc • Investment advice • New York
EXHIBIT 10.18(a) FIRST AMENDMENT TO THREE YEAR REVOLVING CREDIT AGREEMENT THIS FIRST AMENDMENT TO THREE YEAR REVOLVING CREDIT AGREEMENT, dated as of July 22, 2002 (this "Amendment"), amends the Three Year Revolving Credit Agreement, dated as of August...Revolving Credit Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
3,471,010 SHARES NUVEEN INVESTMENTS, INC. CLASS A COMMON STOCK (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT August 4, 2005Underwriting Agreement • August 8th, 2005 • Nuveen Investments Inc • Investment advice • New York
Exhibit 10.1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 20th day of November, 2003, by and between NUVEEN TAX-ADVANTAGED TOTAL RETURN STRATEGY FUND, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a...Investment Management Agreement • May 10th, 2004 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.11(b) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this 16th day of May, 1998, by and between Nuveen Institutional Advisory Corp., a Delaware corporation and registered investment adviser ("Manager"), and Institutional Capital...Investment Sub-Advisory Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
BETWEENManagement Agreement • March 28th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies
EXECUTION VERSION [Published CUSIP Number: ________________] CREDIT AGREEMENT Dated as of September 30, 2005Credit Agreement • October 5th, 2005 • Nuveen Investments Inc • Investment advice • Illinois
Exhibit 10.5 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 30th day of July 2003 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Wellington Management...Investment Sub-Advisory Agreement • November 13th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
3-YEARCredit Agreement • November 13th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.1 EMPLOYMENT AGREEMENT AGREEMENT by and among The John Nuveen Company, a Delaware corporation (the "Company"), and Timothy R. Schwertfeger (the "Executive") dated as of the 1st day of November, 2002. The Company has determined that because...Employment Agreement • November 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 10.8(c) LEASE AGREEMENT 333 WEST WACKER DRIVE CHICAGO, ILLINOIS TENANT: THE JOHN NUVEEN COMPANY, a Delaware corporation DATE: January 22, 1998 TABLE OF CONTENTSLease Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS DATED JUNE 1, 2000 BETWEEN THE FUNDS LISTED BELOW AND NUVEEN INSTITUTIONAL ADVISORY CORP. Attached is a copy of a Form of Renewal of Investment Management Agreement, dated June 1, 2000, by and between each...Investment Management Agreement • March 30th, 2001 • Nuveen John Company • Security brokers, dealers & flotation companies
EXHIBIT 10.10(a) NUVEEN SELECT TAX-FREE INCOME PORTFOLIO RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 2nd day of June 2001 by and between Nuveen Select Tax-Free Income Portfolio, a Massachusetts business trust (the "Fund"), and...Investment Management Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
This Agreement made this 2nd day of June 2001 by and between Nuveen Select Tax-Free Income Portfolio, a Massachusetts business trust (the "Fund"), and Nuveen Institutional Advisory Corp., a Delaware corporation (the "Adviser");
ADDENDUM TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13G to which this Agreement is attached. Dated: February 13, 2002 ARTISAN INVESTMENT CORPORATION for itself and as general partner of ARTISAN PARTNERS...Joint Filing Agreement • February 13th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
EXHIBIT 10.4 ADDENDUM NO. 1 TO THE REVOLVING LOAN AGREEMENT THIS ADDENDUM NO. 1 TO THE REVOLVING LOAN AGREEMENT ("ADDENDUM NO. 1") is made as of the 15th day of July, 2003 by and between THE ST. PAUL COMPANIES, INC., a Minnesota corporation, (the...Revolving Loan Agreement • August 13th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies
among THE JOHN NUVEEN COMPANY, as Borrower,Credit Agreement • March 30th, 1998 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
BETWEENManagement Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies
ARTICLE I. EMPLOYMENTEmployment Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 10.19(b) SECOND AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT THIS SECOND AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT, dated as of August 8, 2002 (this "Amendment"), amends the 364-Day Revolving Credit Agreement, dated as of August 10,...364-Day Revolving Credit Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
THE JOHN NUVEEN COMPANY ------------------------------------------------------ INVESTING IN OUR SECOND CENTURY 98 ---------------------------------- 1998 ANNUAL REPORT TO SHAREHOLDERS ------------------------------------------------------Annual Report • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies
BETWEENManagement Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE SYMPHONY PARTIESAcquisition Agreement • June 20th, 2001 • Nuveen John Company • Security brokers, dealers & flotation companies • New York
1 EXHIBIT 10.16(D) MUTUAL FUNDS SERVICE AGREEMENT - TRANSFER AGENCY SERVICESMutual Funds Service Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • New York
ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE OLD MUTUAL PARTIES ABOUT THE COMPANYStock Purchase Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.1 BRIDGE CREDIT AGREEMENT DATED AS OF APRIL 1, 2005Bridge Credit Agreement • April 7th, 2005 • Nuveen Investments Inc • Investment advice • New York
EXHIBIT 10.18(a) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 18th day of December, 2002 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Spectrum Asset...Investment Sub-Advisory Agreement • March 28th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.12(d) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT MADE THIS 4th day of October, 2002 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and NWQ Investment Management,...Investment Sub-Advisory Agreement • March 28th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
ARTICLE I. EMPLOYMENTEmployment Agreement • March 30th, 1998 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.2 NUVEEN INVESTMENTS, INC. 2005 EQUITY INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT OPTIONEE: <> <> GRANT DATE: ___________, 200_ OPTION AWARD Option shares: <> Exercise price: $________ First exercise date: _________ End of option...Non-Qualified Stock Option Agreement • January 20th, 2006 • Nuveen Investments Inc • Investment advice • Delaware
1 EXHIBIT 10.2(C)(I) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT AGREEMENT, dated as of May 14, 1999, between George W. Connell (the "Executive") and The John Nuveen Company, a Delaware corporation ("JNC"). WHEREAS, the Executive and JNC entered into an...Employment Agreement • March 31st, 2000 • Nuveen John Company • Security brokers, dealers & flotation companies
