Common Contracts
321 similar Underwriting Agreement contracts by Citigroup Inc, Cornerstone Progressive Return Fund, Tortoise Energy Capital Corp, others
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: [ ], 2015Underwriting Agreement • September 23rd, 2015 • First Trust Dynamic Europe Equity Income Fund • New York
] SHARESUnderwriting Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
] SHARESUnderwriting Agreement • May 23rd, 2013 • First Trust Intermediate Duration Preferred & Income Fund • New York
] SHARESUnderwriting Agreement • November 27th, 2012 • First Trust MLP & Energy Income Fund • New York
FIRST TRUST HIGH INCOME LONG/SHORT FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: [ ], 2010 ============= ===================================================================Underwriting Agreement • September 27th, 2010 • First Trust High Income Long/Short Fund • New York
February 12, 2010 RBC Capital Markets Corporation BB&T Capital Markets, a division of Scott & Stringfellow, LLC Oppenheimer & Co. Inc. Wunderlich Securities, Inc. c/o RBC Capital Markets Corporation One Beacon Street, 24th Floor Boston, MA 02108...Underwriting Agreement • February 12th, 2010 • Energy Income & Growth Fund • New York
Exhibit 1.1 SOLARFUN POWER HOLDINGS CO., LTD. [_____] AMERICAN DEPOSITARY SHARES REPRESENTING [_____] ORDINARY SHARES, PAR VALUE 0.0001 PER ORDINARY SHARE UNDERWRITING AGREEMENT January [_____], 2008Underwriting Agreement • January 15th, 2008 • Solarfun Power Holdings Co., Ltd. • Semiconductors & related devices • New York
CORNERSTONE PROGRESSIVE RETURN FUND _______ Common Shares of Beneficial Interest $15.00 per Share UNDERWRITING AGREEMENT Dated: _______, 2007 ========= =======================================================================Underwriting Agreement • August 13th, 2007 • Cornerstone Progressive Return Fund • New York
CORNERSTONE PROGRESSIVE RETURN FUND _______ Common Shares of Beneficial Interest $15.00 per Share UNDERWRITING AGREEMENT Dated: _______, 2007 ========= =======================================================================Underwriting Agreement • July 31st, 2007 • Cornerstone Progressive Return Fund • New York
Exhibit (h) Pioneer Diversified High Income Trust [__] Common Shares of Beneficial Interest FORM OF UNDERWRITING AGREEMENT May [__], 2007 UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2007 • Pioneer Diversified High Income Trust • New York
TORTOISE ENERGY CAPITAL CORPORATION (a Maryland Corporation) ____________ Shares of Common Stock Par Value $.001 Per Share UNDERWRITING AGREEMENT Ladies and Gentlemen: Tortoise Energy Captial Corporation, a Maryland corporation (the "FUND"), and the...Underwriting Agreement • March 6th, 2007 • Tortoise Energy Capital Corp • Missouri
Tortoise Energy Captial Corporation, a Maryland corporation (the "FUND"), and the Fund's investment adviser, Tortoise Capital Advisors, LLC, a __________ limited liability company (the "ADVISER"), each confirms its agreement with ____________________ ____________________ and each of the other Underwriters named in Schedule A hereto (collectively, the "UNDERWRITERS"), for whom ____________________ are acting as representatives (in such capacity, the "REPRESENTATIVES"), with respect to the issue and sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock, par value $.001 per share, of the Fund ("COMMON SHARES") set forth in Schedule A hereof (collectively, the "PRIMARY SHARES"), and with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of _________ additional Common Shares to cover over-allotm
AUCTION RATE SENIOR NOTES $______________ SERIES __, DUE ___________, ______ ($25,000 DENOMINATIONS)Underwriting Agreement • March 6th, 2007 • Tortoise Energy Capital Corp • New York
EXHIBITSUnderwriting Agreement • February 21st, 2007 • Eaton Vance Tax-Managed Global Diversified Equity Income Fund • New York
Exhibit A - Initial Securities to be Sold Exhibit B - Form of Opinion of Fund Counsel Exhibit C - Form of Opinion of Adviser Counsel Exhibit D - Form of Opinion of Subadviser Counsel Exhibit E - Price-Related Information
EXHIBIT (h)(1) EATON VANCE TAX-MANAGED DIVIDEND AND PREMIUM INCOME FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: November [ ], 2006 TABLE OF CONTENTSUnderwriting Agreement • October 24th, 2006 • Eaton Vance Tax-Managed Diversified Equity Income Fund • New York
FORM OF UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 23rd, 2006 • DaimlerChrysler Financial Services Americas LLC • Asset-backed securities • New York
EXHIBIT 1.1 MERRILL LYNCH MORTGAGE TRUST 2006-C2, COMMERCIAL MORTGAGE PASS- THROUGH CERTIFICATES, SERIES 2006-C2 UNDERWRITING AGREEMENT August 8, 2006 Merrill Lynch, Pierce, Fenner & Smith Incorporated As Representative of the several Underwriters...Underwriting Agreement • August 29th, 2006 • Merrill Lynch Mortgage Trust 2006-C2 • Asset-backed securities • New York
EXHIBIT 1.1 FORD CREDIT AUTO RECEIVABLES TWO LLC ASSET-BACKED SECURITIES UNDERWRITING AGREEMENTUnderwriting Agreement • August 18th, 2006 • Ford Credit Auto Receivables Two LLC • Asset-backed securities • New York
EXHIBIT 1(a) SAFETY FIRST TRUST SERIES 2006-1 THROUGH 2006-10 Trust Certificates UNDERWRITING AGREEMENTUnderwriting Agreement • July 19th, 2006 • Citigroup Inc • National commercial banks • New York
ANDUnderwriting Agreement • June 28th, 2006 • Ford Credit Floorplan Master Owner Trust a Series 2006-3 • Asset-backed securities • New York
ANDUnderwriting Agreement • June 28th, 2006 • Ford Credit Floorplan Master Owner Trust a Series 2006-4 • Asset-backed securities • New York
May 11, 2006 Citigroup Global Markets Inc. as Representative of the Several Underwriters 390 Greenwich Street New York, New York 10013 Ladies and Gentlemen: 1. Introductory. DaimlerChrysler Financial Services Americas LLC, a Michigan limited liability...Underwriting Agreement • May 24th, 2006 • DaimlerChrysler Auto Trust 2006-B • Asset-backed securities • New York
Exhibit h. 1 CALAMOS CONVERTIBLE AND HIGH INCOME FUND _____ COMMON SHARES OF BENEFICIAL INTEREST (no par value) UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2006 • Calamos Convertible & High Income Fund • New York
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2006 • Bas Securitization LLC • Asset-backed securities
EXHIBIT 1(a) CITIGROUP FUNDING INC. DEBT SECURITIES UNDERWRITING AGREEMENT BASIC PROVISIONSUnderwriting Agreement • March 13th, 2006 • Citigroup Funding Inc. • Finance services • New York
TRIAD FINANCIAL SPECIAL PURPOSE LLC (DEPOSITOR)Underwriting Agreement • January 27th, 2006 • Triad Automobile Receivables Trust 2006-A • Asset-backed securities • New York
EXHIBIT h.1 AUCTION RATE CUMULATIVE PREFERRED SHARES CALAMOS GLOBAL TOTAL RETURN FUND SHARES, SERIES T LIQUIDATION PREFERENCE $25,000 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • December 22nd, 2005 • Calamos Global Total Return Fund • New York
Exhibit 3.1 Ritchie Bros. Auctioneers Incorporated (amalgamated under the Canada Business Corporation Act) 2,173,913 Common Shares UNDERWRITING AGREEMENT Dated: November 8, 2005 TABLE OF CONTENTSUnderwriting Agreement • November 16th, 2005 • Ritchie Bros Auctioneers Inc • Services-business services, nec • New York
EXHIBIT 1.1 NATIONAL CITY CREDIT CARD MASTER NOTE TRUST NATIONAL CITY BANK (Originator, Seller and Servicer) $_______ Class A Floating Rate Asset Backed Notes, Series 2005-[-] $_______ Class B Floating Rate Asset Backed Notes, Series 2005-[-] $_______...Underwriting Agreement • August 4th, 2005 • National City Credit Card Master Trust • Asset-backed securities • Delaware
TRIAD FINANCIAL SPECIAL PURPOSE LLC (DEPOSITOR)Underwriting Agreement • August 3rd, 2005 • Triad Financial Special Purpose LLC • Miscellaneous business credit institution • New York
TARGETSUnderwriting Agreement • July 20th, 2005 • Citigroup Inc • National commercial banks • New York
RECKSON OPERATING PARTNERSHIP, L.P. AND RECKSON ASSOCIATES REALTY CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • June 27th, 2005 • Reckson Associates Realty Corp • Real estate investment trusts • New York
TRIAD FINANCIAL SPECIAL PURPOSE LLC (DEPOSITOR)Underwriting Agreement • June 17th, 2005 • Triad Financial Special Purpose LLC • New York
TRIAD FINANCIAL SPECIAL PURPOSE LLC (DEPOSITOR)Underwriting Agreement • June 3rd, 2005 • Triad Automobile Receivables Trust 2005-A • Asset-backed securities • New York
3,120 SHARESUnderwriting Agreement • May 20th, 2005 • Nuveen Tax-Advantaged Floating Rate Fund • New York
Exhibit 1.1 TEEKAY LNG PARTNERS L.P. 5,500,000 COMMON UNITS REPRESENTING LIMITED PARTNER INTERESTS UNDERWRITING AGREEMENT Citigroup Global Markets Inc. ___________, 2005 UBS Securities LLC A.G. Edwards & Sons, Inc. Wachovia Capital Markets, LLC...Underwriting Agreement • April 21st, 2005 • Teekay LNG Partners L.P. • Water transportation • New York
