Calamos Convertible & High Income Fund Sample Contracts
EXHIBIT g.1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of the 1st day of May, 2003 (the "Agreement"), between CALAMOS ASSET MANAGEMENT, INC., a corporation organized under the laws of the State of Illinois and having its principal office and...Investment Management Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund • Delaware
Standard Contracts
RELATING TOBroker-Dealer Agreement • July 23rd, 2003 • Calamos Convertible & High Income Fund • New York
BY-LAWS OF CALAMOS CONVERTIBLE AND HIGH INCOME FUNDBy-Laws • March 22nd, 2006 • Calamos Convertible & High Income Fund
Exhibit h. 1 CALAMOS CONVERTIBLE AND HIGH INCOME FUND _____ COMMON SHARES OF BENEFICIAL INTEREST (no par value) UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2006 • Calamos Convertible & High Income Fund • New York
ARTICLE I. DEFINITIONSForeign Custody Manager Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund • New York
Exhibit K.2 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of May, 2003, by and between Calamos Convertible and High Income Fund, a Delaware statutory trust (the "Fund"), and U.S. Bancorp Fund Services,...Fund Accounting Servicing Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund • Wisconsin
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • March 13th, 2019 • Calamos Convertible & High Income Fund • New York
ARTICLE I DEFINITIONSStock Transfer Agency Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund • New York
WITNESSETH:Subscription Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund
DISTRIBUTION AGREEMENTDistribution Agreement • March 13th, 2019 • Calamos Convertible & High Income Fund • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made as of March 8, 2019 by and between Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • July 23rd, 2003 • Calamos Convertible & High Income Fund • New York
Agreement and Declaration of TrustBy-Laws • January 13th, 2022 • Calamos Convertible & High Income Fund
General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the “Declaration of Trust”) of Calamos Convertible and High Income Fund (the “Trust”), a Delaware statutory trust established by the Declaration of Trust.
CALAMOS CONVERTIBLE AND HIGH INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • June 22nd, 2011 • Calamos Convertible & High Income Fund • Delaware
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on September 13, 2006 and hereby amends the Agreement and Declaration of Trust dated as March 12, 2003 (as such agreement is hereby amended and restated, the “Agreement and Declaration of Trust”), by the undersigned (together with all other persons from time to time duly elected, qualified and serving as Trustees in accordance with the provisions of Article II hereof, the “Trustees”) for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth;
CALAMOS CONVERTIBLE AND HIGH INCOME FUND THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • January 17th, 2023 • Calamos Convertible & High Income Fund • Delaware
WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of Delaware;
I. GENERALMaster Agreement Among Underwriters • May 27th, 2003 • Calamos Convertible & High Income Fund • New York
CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 6,232,167 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • September 30th, 2011 • Calamos Convertible & High Income Fund • New York
CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement”) with JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) as follows:
ADMINISTRATION AGREEMENTAdministration Agreement • December 27th, 2018 • Calamos Convertible & High Income Fund • Massachusetts
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is entered into as of October 26, 2018 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each registered management investment company identified on Schedule A hereto (each, a “Trust” and, together with the Administrator, the “Parties”), and shall be effective on November 1, 2018 (the “Effective Date”).
FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • February 21st, 2025 • Calamos Convertible & High Income Fund
Calamos convertible and high income fund SECOND Amended and restated Agreement and Declaration of TrustAgreement and Declaration of Trust • February 19th, 2021 • Calamos Convertible & High Income Fund • Delaware
WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of Delaware;
EXHIBIT g.2 MANAGEMENT FEE WAIVER AGREEMENT AGREEMENT made this 1st day of May, 2003, by and between CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware business trust (the "Fund"), and CALAMOS ASSET MANAGEMENT, INC., an Illinois corporation (the...Management Fee Waiver Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 21st, 2025 • Calamos Convertible & High Income Fund • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made as of February 24, 2025 by and between Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
RELATING TOAuction Agency Agreement • July 23rd, 2003 • Calamos Convertible & High Income Fund • New York
THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • January 13th, 2022 • Calamos Convertible & High Income Fund • Delaware
WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of Delaware;
CALAMOS CONVERTIBLE AND HIGH INCOME FUND BY-LAWS (as amended and restated through September 22, 2015) ARTICLE 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to...By-Laws • October 14th, 2016 • Calamos Convertible & High Income Fund
ARTICLE I DEFINITIONSCustody Agreement • May 27th, 2003 • Calamos Convertible & High Income Fund • New York
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • February 22nd, 2008 • Calamos Convertible & High Income Fund • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
Master Custodian AgreementMaster Custodian Agreement • May 17th, 2010 • Calamos Convertible & High Income Fund • Massachusetts
This Agreement is made as of September 11, 2009 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • April 15th, 2009 • Calamos Convertible & High Income Fund • New York
CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) previously entered into a sales agreement dated June 26, 2008 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Amended and Restated Sales Agreement (this “Agreement”) as follows:
FIRST AMENDMENT TO SALES AGREEMENTSales Agreement • February 26th, 2013 • Calamos Convertible & High Income Fund • New York
This FIRST AMENDMENT TO SALES AGREEMENT (the “Amendment”) is made and entered into with effect this 2nd day of July, 2012, by Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Fund”), Calamos Advisors LLC, a Delaware limited liability company (the “Adviser”) and JonesTrading Institutional Services LLC (“Jones”). Capitalized terms used but not otherwise defined herein shall have the meanings given to them in the Agreement (as defined below).
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • June 22nd, 2011 • Calamos Convertible & High Income Fund • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
Exhibit K2 MASTER SERVICES AGREEMENT This AGREEMENT is made as of March 15, 2004 by and among each registered management investment company identified on Appendix A hereto (each such management investment company and each management investment company...Master Services Agreement • May 19th, 2006 • Calamos Convertible & High Income Fund • Massachusetts
Fourth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • December 27th, 2018 • Calamos Convertible & High Income Fund
THIS FOURTH AMENDMENT (“Amendment”), effective as of October 18, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement, (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
Third Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • December 27th, 2018 • Calamos Convertible & High Income Fund • New York
THIS THIRD AMENDMENT (“Amendment”), effective as of September 6, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
Second Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • December 27th, 2018 • Calamos Convertible & High Income Fund
THIS SECOND AMENDMENT (“Amendment”), effective as of March 20, 2015 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “‘Agreement”), made as of June 15, 2007, and amended as of July 1, 2012, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
Fifth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • February 21st, 2025 • Calamos Convertible & High Income Fund
THIS FIFTH AMENDMENT (“Amendment”), effective as of February 28, 2022, (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, October 18, 2017, and August 24, 2021, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.