Common Contracts
13 similar Compliance Officer Services Agreement contracts by Financial Investors Trust, ALPS Series Trust, Goehring & Rozencwajg Investment Funds, Transparent Value Trust
GOEHRING & ROZENCWAJG INVESTMENT FUNDS CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 29, 2016 (the “Effective Date”) by and between Goehring & Rozencwajg Investment Funds (the “Trust”), on behalf of each series of the Trust (each such series and any additional series that may be established by the Trust and made subject to this Agreement are referred to herein individually as a “Fund,” and collectively, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of March 21, 2017 (the “Effective Date”) by and between Financial Services Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Exhibit A (together, the “Funds” and each, a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
GOEHRING & ROZENCWAJG INVESTMENT FUNDS FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of _______________, 2016 (the “Effective Date”) by and between Goehring & Rozencwajg Investment Funds (the “Trust”), on behalf of each series of the Trust (each such series and any additional series that may be established by the Trust and made subject to this Agreement are referred to herein individually as a “Fund,” and collectively, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CLARKSTON PARTNERS FUND CLARKSTON FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • September 8th, 2015 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 8, 2015 (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST DDJ OPPORTUNISTIC HIGH YIELD FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • July 15th, 2015 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of July 15, 2015 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • August 28th, 2013 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 31. 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • December 19th, 2012 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of , 2013 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST COGNIOS MARKET NEUTRAL LARGE CAP FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • December 19th, 2012 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 20, 2012 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST SEAFARER OVERSEAS GROWTH AND INCOME FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of January 30, 2012 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, SEAFARER CAPITAL PARTNERS, LLC, a Delaware limited liability company (the “Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST REDMONT RESOLUTE FUND I REDMONT RESOLUTE FUND II FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • December 29th, 2011 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • December 23rd, 2011 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUNDS CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, GRANDEUR PEAK GLOBAL ADVISORS, LLC, a Delaware limited liability company (the “Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
Exhibit (h)(4)(a) TRANSPARENT VALUE TRUST CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • January 28th, 2011 • Transparent Value Trust • Delaware
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of April 1, 2010 (the “Effective Date”) by and between TRANSPARENT VALUE TRUST, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed in Exhibit A hereto, as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
