GOEHRING & ROZENCWAJG INVESTMENT FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • July 26th, 2016 • Goehring & Rozencwajg Investment Funds • Massachusetts
Contract Type FiledJuly 26th, 2016 Company JurisdictionTHIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at New York, New York on this 21st day of July, 2016, hereby amends and restates in its entirety the Agreement and Declaration of Trust dated July 14, 2016 by the sole Trustee hereunder and by the holders of shares of beneficial interest issued hereunder and to be issued hereunder as hereinafter provided:
GOEHRING & ROZENCWAJG INVESTMENT FUNDS TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledSeptember 28th, 2017 Company JurisdictionTHIS AGREEMENT is made as of December 29, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
GOEHRING & ROZENCWAJG INVESTMENT FUNDS CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledSeptember 28th, 2017 Company JurisdictionThis Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 29, 2016 (the “Effective Date”) by and between Goehring & Rozencwajg Investment Funds (the “Trust”), on behalf of each series of the Trust (each such series and any additional series that may be established by the Trust and made subject to this Agreement are referred to herein individually as a “Fund,” and collectively, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledDecember 12th, 2016 Company Jurisdiction
DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 2018 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledSeptember 28th, 2018 Company JurisdictionTHIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
GOEHRING & ROZENCWAJG INVESTMENT FUNDS ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledSeptember 28th, 2017 Company JurisdictionTHIS AGREEMENT is made as of December 29, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledSeptember 28th, 2017 Company JurisdictionTHIS AGREEMENT is made as of December 21, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT MANAGEMENT AGREEMENT Goehring & Rozencwajg Investment FundsInvestment Management Agreement • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • New York
Contract Type FiledDecember 12th, 2016 Company JurisdictionThis Investment Management Agreement (the “Agreement”) is dated as of September 8, 2016 by and between GOEHRING & ROZENCWAJG ASSOCIATES, LLC, a Delaware limited liability company (the “Manager”) and GOEHRING & ROZENCWAJG INVESTMENT FUNDS, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust identified from time to time on Schedule A to this Agreement (each, a “Fund” and together, the “Funds”).
AMENDMENT NUMBER 1Goehring & Rozencwajg Investment Funds • September 27th, 2019
Company FiledSeptember 27th, 2019This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 10, 2019:
BYLAWS OF GOEHRING & ROZENCWAJG INVESTMENT FUNDS (Dated as of July 14, 2016)Goehring & Rozencwajg Investment Funds • July 26th, 2016
Company FiledJuly 26th, 2016
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • Colorado
Contract Type FiledDecember 12th, 2016 Company JurisdictionTHIS AGREEMENT is made as of __________, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDMENT NUMBER 1Goehring & Rozencwajg Investment Funds • September 27th, 2019
Company FiledSeptember 27th, 2019This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 10, 2019:
AMENDMENT NUMBER 2Goehring & Rozencwajg Investment Funds • September 27th, 2019
Company FiledSeptember 27th, 2019This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 10, 2019: