Goehring & Rozencwajg Investment Funds Sample Contracts

GOEHRING & ROZENCWAJG INVESTMENT FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
Agreement and Declaration of Trust • July 26th, 2016 • Goehring & Rozencwajg Investment Funds • Massachusetts

THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at New York, New York on this 21st day of July, 2016, hereby amends and restates in its entirety the Agreement and Declaration of Trust dated July 14, 2016 by the sole Trustee hereunder and by the holders of shares of beneficial interest issued hereunder and to be issued hereunder as hereinafter provided:

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GOEHRING & ROZENCWAJG INVESTMENT FUNDS TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado

THIS AGREEMENT is made as of December 29, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

GOEHRING & ROZENCWAJG INVESTMENT FUNDS CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
Compliance Officer Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado

This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 29, 2016 (the “Effective Date”) by and between Goehring & Rozencwajg Investment Funds (the “Trust”), on behalf of each series of the Trust (each such series and any additional series that may be established by the Trust and made subject to this Agreement are referred to herein individually as a “Fund,” and collectively, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

FORM OF BROKER DEALER SELLING AGREEMENT
Broker Dealer • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • Colorado
DISTRIBUTION AGREEMENT
Distribution Agreement • September 28th, 2018 • Goehring & Rozencwajg Investment Funds • Colorado

THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

GOEHRING & ROZENCWAJG INVESTMENT FUNDS ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Pricing Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado

THIS AGREEMENT is made as of December 29, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

DISTRIBUTION AGREEMENT
Distribution Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado

THIS AGREEMENT is made as of December 21, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

INVESTMENT MANAGEMENT AGREEMENT Goehring & Rozencwajg Investment Funds
Investment Management Agreement • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • New York

This Investment Management Agreement (the “Agreement”) is dated as of September 8, 2016 by and between GOEHRING & ROZENCWAJG ASSOCIATES, LLC, a Delaware limited liability company (the “Manager”) and GOEHRING & ROZENCWAJG INVESTMENT FUNDS, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust identified from time to time on Schedule A to this Agreement (each, a “Fund” and together, the “Funds”).

AMENDMENT NUMBER 1
Goehring & Rozencwajg Investment Funds • September 27th, 2019

This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 10, 2019:

BYLAWS OF GOEHRING & ROZENCWAJG INVESTMENT FUNDS (Dated as of July 14, 2016)
Goehring & Rozencwajg Investment Funds • July 26th, 2016
FORM OF DISTRIBUTION AGREEMENT
Form of Distribution Agreement • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • Colorado

THIS AGREEMENT is made as of __________, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

AMENDMENT NUMBER 1
Goehring & Rozencwajg Investment Funds • September 27th, 2019

This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 10, 2019:

AMENDMENT NUMBER 2
Goehring & Rozencwajg Investment Funds • September 27th, 2019

This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 10, 2019:

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