Common Contracts
6 similar Underwriter Participation Agreement contracts by Flaherty & Crumrine/Claymore Total Return Fund Inc, Advent Claymore Convertible Securities & Income Fund, Lehman Brothers First Trust Income Opportunity Fund, others
Exhibit (k)(8) UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of August 26, 2003, is entered into between Flaherty & Crumrine/Claymore Total Return Fund Incorporated (the "Fund") and Claymore Securities, Inc. ("Claymore") with respect to...Underwriter Participation Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
Exhibit 99h(2) UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of September [ ], 2003, is entered into among Western Asset Management Company (the "Investment Adviser"), Western Asset/Claymore U.S. Treasury Inflation Protected Securities...Underwriter Participation Agreement • September 25th, 2003 • Western Asset Claymore Us Treasury Inflation Pro Secu Fund • Massachusetts
Exhibit (k)(2) FORM OF UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of August __, 2003, is entered into between Flaherty & Crumrine/Claymore Total Return Fund Incorporated (the "Fund") and Claymore Securities, Inc. ("Claymore") with...Underwriter Participation Agreement • August 26th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of August [ ], 2003, is entered into among MBIA Capital Management Corp. (the "Investment Adviser"), MBIA Capital/Claymore Managed Duration Investment Grade Municipal Fund (the "Fund") and...Underwriter Participation Agreement • August 20th, 2003 • Mbia Capital Claymore Man Dur Inv GRD Muni Fund • New York
ii) First Trust is a registered broker-dealer and is a member of the National Association of Securities Dealers, Inc. (the "NASD") and it agrees to abide by all of the rules and regulations of the NASD in connection with the participation in the...Underwriter Participation Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of April [ ], 2003, is entered into among Advent Capital Management, LLC (the "Investment Manager"), Advent Claymore Convertible Securities and Income Fund (the "Fund") and Claymore...Underwriter Participation Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
