EXHIBIT (K)(3) SERVICING AGREEMENT Agreement made as of July --, 2003, between Lehman Brothers/First Trust Income Opportunity Fund, a Delaware statutory trust (the "Fund) and First Trust Portfolios L.P., an Illinois limited partnership ("First...Servicing Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
EXHIBIT (K)(2) ADMINISTRATION AGREEMENT AGREEMENT made as of ____________, 2003 by and between lehman brothers/first trust income opportunity fund, a statutory trust organized under the laws of Delaware (the "Fund"), and INVESTORS BANK & TRUST...Administration Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • Massachusetts
Signature Page to Additional Compensation Agreement]Letter Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund
BETWEENSub-Advisory Agreement • July 3rd, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
BY-LAWS OFBy-Laws • May 7th, 2003 • Lehman Brothers First Trust Income Opportunity Fund
EXHIBIT (k)(6) LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND FORM OF AUCTION AGENCY AGREEMENTAuction Agency Agreement • October 15th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
EXHIBIT (H)(1) _______ SHARES LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND MONEY MARKET CUMULATIVE PREFERRED SHARES LIQUIDATION PREFERENCE $25,000 PER SHARE FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • October 15th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
COMMON SHARESUnderwriting Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
EXHIBIT (j) CUSTODIAN AGREEMENT AGREEMENT made as of this ___ day of __________, 2003, between LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND, a statutory trust organized under the laws of the state of Delaware (the "Fund"), and INVESTORS BANK &...Custodian Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • Massachusetts
ii) First Trust is a registered broker-dealer and is a member of the National Association of Securities Dealers, Inc. (the "NASD") and it agrees to abide by all of the rules and regulations of the NASD in connection with the participation in the...Underwriter Participation Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
EXHIBIT (K)(1) TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the ___ day of ________, 2003 by and between LEHMAN BROTHERS/FIRST TRUST INCOME OPPORTUNITY FUND, a statutory trust organized under the laws of Delaware (the "Fund"), and...Transfer Agency and Service Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • Massachusetts
November 5, 1985 Dear Sirs: From time to time in the future, in connection with underwritten public offerings of securities in which we act as representative of the underwriters comprising the underwriting syndicates, you may be invited to participate...Master Dealers Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
May 15, 1985 Dear Sirs: From time to time in the future, in connection with underwritten public offerings of securities in which we act as representative of the underwriters comprising the underwriting syndicates, you may be invited to become a member...Underwriting Agreement • July 25th, 2003 • Lehman Brothers First Trust Income Opportunity Fund • New York
EXHIBIT 77 to Neuberger Berman High Yield Strategies Fund N-SAR File Number: 811-21342 CIK Number: 0001228361 Item 77Q1(e) Sub-Advisory Agreement SUB- ADVISORY AGREEMENT BETWEEN NEUBERGER BERMAN MANAGEMENT LLC AND NEUBERGER BERMAN FIXED INCOME LLC...Sub-Advisory Agreement • August 31st, 2009 • Neuberger Berman High Yield Strategies Fund
